本文選題：日本 + 海洋安全戰(zhàn)略　； 參考：《吉林大學(xué)》2017年博士論文

【摘要】：海洋是國家利益的重要組成部分,海洋安全戰(zhàn)略是維護(hù)國家權(quán)益、擴(kuò)大國際影響力的關(guān)鍵,在國家戰(zhàn)略中占據(jù)著核心地位。近代以來,日本在追求“大日本主義”戰(zhàn)略目標(biāo)的過程中,采取了“海洋強(qiáng)國”的戰(zhàn)略模式。在“擴(kuò)張——收縮——再擴(kuò)張”的戰(zhàn)略模式演變中,不斷擴(kuò)大本國的海上勢力范圍。特別是進(jìn)入21世紀(jì)以來,日本的海洋擴(kuò)張由隱性漸進(jìn)發(fā)展向顯性激進(jìn)發(fā)展方向轉(zhuǎn)變,其海洋安全戰(zhàn)略進(jìn)入了新的發(fā)展階段。為了探究日本海洋安全戰(zhàn)略發(fā)展與調(diào)整的內(nèi)在邏輯和演變規(guī)律,明確其戰(zhàn)略未來走向,本文共分為五章,通過海權(quán)論的理論視角,搭建了“地緣特性——國家定位——戰(zhàn)略需求——戰(zhàn)略路徑——戰(zhàn)略走向”這一日本海洋安全戰(zhàn)略的邏輯分析框架。第一章基于地緣政治學(xué)中的海權(quán)論及其衍生理論,搭建了本文的理論分析框架。通過探析日本學(xué)界對(duì)于海權(quán)論的內(nèi)化與應(yīng)用過程,將西方理論與日本海洋安全實(shí)踐進(jìn)行了有機(jī)地結(jié)合。在不同歷史時(shí)期外部環(huán)境的作用下,日本在海洋防御理論與海洋擴(kuò)張理論的交替影響中,其戰(zhàn)略模式呈現(xiàn)出階段式的發(fā)展特征。但總體上可以歸納為“追求海洋大國的戰(zhàn)略目標(biāo)”、“選擇與強(qiáng)者結(jié)盟的戰(zhàn)略手段”和“重商主義的戰(zhàn)略風(fēng)格”三方面特征。第二章按照“地緣特性——國家定位——戰(zhàn)略需求——戰(zhàn)略路徑”的內(nèi)在邏輯,以馬漢提出的海權(quán)六要素為分析模板,明確了日本的海洋地緣特性和海洋國家定位。在此基礎(chǔ)上,解讀了日本在不同時(shí)期對(duì)于海洋國家的身份認(rèn)知。無論是幕府末年的“海國”、還是二戰(zhàn)后的“不沉航母”,又或是21世紀(jì)以來的“海洋國家”,日本的這一自我定位中潛藏著貿(mào)易需求引發(fā)的的擴(kuò)張性戰(zhàn)略動(dòng)機(jī),以及對(duì)他國控制海上航路的焦慮。上述戰(zhàn)略需求是日本在不同歷史時(shí)期制定海洋安全戰(zhàn)略的核心推動(dòng)力,決定了其戰(zhàn)略演變的內(nèi)在規(guī)律,是本文推導(dǎo)其戰(zhàn)略發(fā)展走向的內(nèi)在邏輯基礎(chǔ)。第三章梳理了21世紀(jì)初日本海洋安全戰(zhàn)略實(shí)施所面臨的國際體系和國內(nèi)環(huán)境等現(xiàn)實(shí)基礎(chǔ),包括國際體系的大國因素、東亞區(qū)域體系的結(jié)構(gòu)性因素、以及日本國內(nèi)政治、經(jīng)濟(jì)、社會(huì)、文化等方面因素。歸納了當(dāng)前日本推行“海洋強(qiáng)國”戰(zhàn)略的主要戰(zhàn)略內(nèi)容,包括調(diào)整防衛(wèi)態(tài)勢和構(gòu)建新的地緣政治理念兩個(gè)方面。明確了在“海洋國家”的“國家定位”下,日本的“戰(zhàn)略需求”在新世紀(jì)的戰(zhàn)略環(huán)境中的表現(xiàn)方式,力求探究外界因素與日本海洋安全戰(zhàn)略制定之間的相關(guān)性。第四章歸納了21世紀(jì)初日本海洋安全戰(zhàn)略實(shí)踐的四種基本路徑,即雙邊同盟路徑、多邊同盟路徑、區(qū)域網(wǎng)絡(luò)路徑、以及拓展?jié)撛跈?quán)力空間的新路徑。在上文中提到的國際與國內(nèi)新態(tài)勢的共同作用下,日本將日美海權(quán)同盟作為在全球范圍內(nèi)拓展軍事行動(dòng)和提升政治地位的基礎(chǔ);將多邊同盟對(duì)話機(jī)制和應(yīng)用集體自衛(wèi)權(quán)作為介入?yún)^(qū)域內(nèi)海洋爭端和實(shí)施軍事干預(yù)的借口;以“航行自由”為突破口,以價(jià)值觀外交和經(jīng)濟(jì)拉攏為手段,構(gòu)建在印度太平洋地區(qū)的海上霸權(quán)網(wǎng)絡(luò),打造海上貿(mào)易通道的延伸;同時(shí)以科技外交和對(duì)外援助為誘餌,向以北極地區(qū)為代表的潛在權(quán)力空間拓展勢力范圍,明確了日本海洋安全戰(zhàn)略的擴(kuò)張本質(zhì)。第五章在上文得出的內(nèi)在邏輯與規(guī)律的基礎(chǔ)上,預(yù)測了日本海洋安全戰(zhàn)略的未來走向。即延續(xù)海洋擴(kuò)張的發(fā)展道路,通過軍力提升和經(jīng)濟(jì)拉攏等多重手段,完成“遠(yuǎn)交近攻”的同盟框架搭建,實(shí)現(xiàn)全球范圍內(nèi)的政治與軍事大國地位,維護(hù)本國在更廣闊海域內(nèi)的霸權(quán)控制。在此基礎(chǔ)上,結(jié)合這一發(fā)展趨勢給我國所帶來的消極影響,有針對(duì)性地提出了我國海洋安全戰(zhàn)略發(fā)展的建議。本文以海權(quán)論為理論基礎(chǔ),利用“地緣特性——國家定位——戰(zhàn)略需求——戰(zhàn)略路徑——戰(zhàn)略走向”這一邏輯分析框架,考察了日本海洋安全戰(zhàn)略的內(nèi)在演變規(guī)律以及戰(zhàn)略實(shí)施模式。日本的海洋安全戰(zhàn)略受制于不同時(shí)期的外部環(huán)境因素,同時(shí)也受制于自身的海洋地緣特性、國家利益追求、國家目標(biāo)設(shè)定等諸多因素。在不同時(shí)期側(cè)重不同的利益訴求、實(shí)施手段和戰(zhàn)略目標(biāo),呈現(xiàn)出“擴(kuò)張——收縮——再擴(kuò)張”的歷史演變規(guī)律。本文將日本海洋地緣特性中所表現(xiàn)出的優(yōu)勢和劣勢作為判定其國家身份和歷史定位的橫軸,將不同時(shí)期日本面臨的國際體系結(jié)構(gòu)和國內(nèi)經(jīng)濟(jì)社會(huì)因素作為歷史演變分析的縱軸,通過對(duì)日本海洋安全戰(zhàn)略演變的回顧、現(xiàn)實(shí)模型的解析、以及未來趨勢的研判,勾畫出了日本“海洋強(qiáng)國”戰(zhàn)略的發(fā)展路線圖,探究了其發(fā)展的內(nèi)在邏輯和演變規(guī)律。通過對(duì)內(nèi)在規(guī)律和演變規(guī)律的系統(tǒng)性研究,可以看出日本的島國地緣特性和由此引發(fā)的戰(zhàn)略需求是其制定海洋安全戰(zhàn)略的內(nèi)在主導(dǎo)因素。這一內(nèi)在因素所具有的持續(xù)性特征,導(dǎo)致“海洋強(qiáng)國”的戰(zhàn)略模式在日本歷史上各個(gè)時(shí)期都有所體現(xiàn),并且在不同的外部環(huán)境和內(nèi)在發(fā)展階段中表現(xiàn)出不同的側(cè)重,構(gòu)成了日本海洋安全戰(zhàn)略的發(fā)展規(guī)律。未來的日本海洋安全戰(zhàn)略也將延續(xù)這一規(guī)律,為了實(shí)現(xiàn)對(duì)更廣闊海域的霸權(quán)控制,正在由單純的海洋經(jīng)濟(jì)大國向海洋軍事大國和海洋政治大國方向推進(jìn),日本進(jìn)入了新的海上霸權(quán)擴(kuò)張期。
[Abstract]:The ocean is an important part of the national interests. The marine security strategy is the key to safeguarding the national rights and interests and expanding the international influence. In modern times, Japan has adopted the strategic model of "sea ocean power" in the process of pursuing the strategic goal of "great Japan". In the evolution of the strategic model of "re expansion", the sea power scope of the country is constantly expanded. Especially since the twenty-first Century, the expansion of Japan's ocean expansion has changed from implicit and progressive to dominant radical development, and its marine safety strategy has entered a new stage of development. This article is divided into five chapters. Through the theoretical perspective of the theory of sea power, the paper builds the logical analysis frame of the "geopolitical characteristics -- National Orientation - strategic demand - strategic path - Strategic Orientation". Chapter 1 is based on the theory of sea rights in geopolitics. By analyzing the internalization and application of the theory of the theory of sea power in the Japanese academic circles, the western theory is organically combined with the practice of marine security in Japan. Under the effect of the external environment of different historical periods, Japan is in the alternation of the theory of marine defense and the theory of ocean expansion. Its strategic model is characterized by stages of development, but it can be summed up as "the strategic goal of the great power of the ocean", "the strategic means of choosing the alliance with the strong" and "the strategic style of mercantilism" in three aspects. The second chapter is in accordance with the "geopolitical characteristics - the national orientation - the strategic demand - strategic path" On the basis of the internal logic of the six elements of sea power proposed by Mahan as an analysis template, the marine geopolitical characteristics of Japan and the state of the ocean are defined. On this basis, the identity of Japan in different periods is interpreted, whether it is the "sea state" in the last year of the shogunate, or the "unsinkable carrier" after World War II, or in twenty-first Century. The "ocean state" came to Japan, and Japan's self positioning hidden the expansionary strategic motivation caused by trade demand and the anxiety of controlling the sea route in his country. The above strategic demand is the core driving force for Japan to formulate marine security strategy in different historical periods, and determined the inherent law of its strategic evolution, which is the derivation of this article. The third chapter combs the realistic basis of the international system and the domestic environment in the implementation of the Japanese maritime security strategy in the early twenty-first Century, including the major factors of the international system, the structural factors of the regional system in East Asia, and the factors such as the internal governance, the economy, the society and the culture of Japan. The main strategic contents of the current "marine power" strategy in Japan, including the adjustment of the defense situation and the construction of the new geopolitical concept, are two aspects. Under the "national positioning" of the "state of the sea", the "strategic demand" of Japan in the new century's strategic environment is made clear to explore the external factors and the sea of Japan. The fourth chapter summarizes the four basic paths of the Japanese maritime security strategy practice in the early twenty-first Century, namely, the bilateral alliance path, the multilateral alliance path, the regional network path, and the new path to expand the potential power space. Under the joint role of the new international and domestic trends mentioned above, Japan will The Japanese American sea power alliance is the basis for expanding the military action and promoting the political status in the world, and the multilateral alliance dialogue mechanism and the use of collective self-defense as an excuse to intervene in the maritime disputes and the implementation of military intervention in the region; the "freedom of navigation" as a breakthrough, with the means of value diplomacy and economic closure, is built in India. The ocean hegemony network in the Pacific region, the extension of the sea trade channel, and the lure of scientific and technological diplomacy and foreign aid as the bait, expand the sphere of power to the potential power space represented by the Arctic region, and make clear the essence of the expansion of the Japanese maritime security strategy. The fifth chapter is based on the inherent logic and laws obtained above. The future trend of Japan's marine safety strategy is measured, namely, to continue the development road of ocean expansion, to complete the alliance framework of "far reaching and close attack" through multiple means such as military promotion and economic closure, to realize the political and military power status within the world and to maintain its hegemonic control within the wider sea area. On this basis, On the basis of the theory of sea rights, this paper makes use of the theory of sea rights as the theoretical basis, and makes use of the logical analysis framework of "geopolitical characteristics - National Orientation - strategic demand - strategic path - Strategic Orientation" and the investigation of marine safety in Japan. The internal evolution of the whole strategy and the mode of strategic implementation. The marine safety strategy of Japan is subject to the external environmental factors of different periods, and is also subject to its own marine geopolitical characteristics, the pursuit of national interests, the setting of national goals, and so on. In this paper, the historical evolution law of "expansion - contraction - and expansion" is presented. In this paper, the advantages and disadvantages expressed in the Japanese marine geopolitical characteristics are taken as a horizontal axis to determine their national identity and historical orientation, and the international system structure and domestic economic social factors in different periods are the longitudinal axis of historical evolution analysis. After a review of the evolution of Japan's marine security strategy, the analysis of the realistic model and the future trend, the development roadmap of the "ocean power" strategy is outlined, and the internal logic and evolution law of its development are explored. Through systematic research on the inherent laws and evolution laws, the geopolitics of the Japanese island state can be seen. The strategic demand caused by it is the inherent leading factor in the formulation of the marine safety strategy. The inherent characteristics of this internal factor lead to the strategic model of the "ocean power", which is reflected in every period of history in Japan, and shows different emphasis in the different external environment and internal development stages. It has become the law of the development of Japan's marine safety strategy. The future Japanese marine safety strategy will continue this rule. In order to realize the hegemonic control of the wider sea area, it is pushing forward from the pure marine economy country to the marine military power and the marine political power, and Japan has entered a new sea hegemony expansion period.
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2017
【分類號(hào)】：D731.3
，

本文編號(hào)：1973804