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區(qū)域環(huán)境影響農(nóng)民合作社發(fā)展的機(jī)理與實(shí)證研究

發(fā)布時(shí)間:2018-04-29 01:29

  本文選題:農(nóng)民合作社 + 發(fā)展; 參考:《湖南大學(xué)》2016年博士論文


【摘要】:農(nóng)民合作社作為參與市場(chǎng)競(jìng)爭(zhēng)的市場(chǎng)主體,不僅是落實(shí)政府支農(nóng)惠農(nóng)政策的執(zhí)行者和有效載體,也是將農(nóng)戶個(gè)體劣勢(shì)轉(zhuǎn)變?yōu)槿后w優(yōu)勢(shì)的中介組織,更是農(nóng)業(yè)實(shí)現(xiàn)集約化、組織化、社會(huì)化、專(zhuān)業(yè)化發(fā)展進(jìn)程的主力軍。農(nóng)民合作社作為一種組織形態(tài),其運(yùn)行根植于所處區(qū)域環(huán)境之中,農(nóng)民合作社的發(fā)展深受區(qū)域環(huán)境中政府規(guī)制、經(jīng)濟(jì)發(fā)展、技術(shù)創(chuàng)新、社會(huì)文化、自然資源等因素的影響,F(xiàn)階段的農(nóng)民合作社在推動(dòng)規(guī)模經(jīng)營(yíng)與強(qiáng)化發(fā)展的過(guò)程中面臨不少的困難和問(wèn)題,集中反映在行政區(qū)劃管理與監(jiān)督體制的制約,土地流轉(zhuǎn)經(jīng)營(yíng)可持續(xù)時(shí)間短且流轉(zhuǎn)政策難保障,基礎(chǔ)設(shè)施配套與金融、技術(shù)、人才服務(wù)難到位,鄉(xiāng)鄰社會(huì)文化軟約束與自然資源硬約束下的經(jīng)營(yíng)選擇問(wèn)題等。本文在區(qū)域環(huán)境中制度非均衡、稟賦差異化的前提下,以“優(yōu)化區(qū)域環(huán)境對(duì)農(nóng)民合作社發(fā)展的作用路徑”為目的,遵循“理論架構(gòu)與機(jī)理分析——現(xiàn)狀考察——實(shí)證分析——優(yōu)化建議”的研究思路,著力體現(xiàn)理論聯(lián)系實(shí)際,為政策決策者服務(wù)。首先,本文對(duì)農(nóng)民合作社發(fā)展的內(nèi)涵與區(qū)域環(huán)境進(jìn)行了明確的界定,對(duì)農(nóng)民合作社理論的發(fā)展以及區(qū)域環(huán)境的研究進(jìn)展進(jìn)行了梳理。本文構(gòu)建了由區(qū)域經(jīng)濟(jì)學(xué)的經(jīng)濟(jì)輻射理論,政府規(guī)制理論與公共財(cái)政理論,小世界網(wǎng)絡(luò)理論與創(chuàng)新理論,文化嵌入理論,資源依賴(lài)?yán)碚撘约把h(huán)經(jīng)濟(jì)理論組成的理論分析框架,并在該理論框架的指導(dǎo)下系統(tǒng)梳理了區(qū)域環(huán)境中政府規(guī)制、經(jīng)濟(jì)發(fā)展、技術(shù)創(chuàng)新、社會(huì)文化以及自然資源因素對(duì)農(nóng)民合作社的作用機(jī)理,研究發(fā)現(xiàn),區(qū)域環(huán)境中的政府規(guī)制在農(nóng)民合作社發(fā)展的不同階段,其規(guī)制內(nèi)容也從商業(yè)與資本規(guī)制向技術(shù)與安全規(guī)制轉(zhuǎn)變,政府規(guī)制的選擇性激勵(lì)通過(guò)生產(chǎn)要素的轉(zhuǎn)移與傳遞,對(duì)區(qū)域內(nèi)具有不同政府規(guī)制稟賦的合作社產(chǎn)生了擴(kuò)散效應(yīng)與回流效應(yīng);區(qū)域環(huán)境中的經(jīng)濟(jì)發(fā)展則通過(guò)地方財(cái)政收入,勞動(dòng)力集聚,金融服務(wù)水平,農(nóng)民收入以及技術(shù)創(chuàng)新能力這五種輻射動(dòng)力分別對(duì)農(nóng)民合作社發(fā)展的資金保障,人才保障,發(fā)展可持續(xù)性,組織保障以及技術(shù)保障五個(gè)方面形成了輻射動(dòng)力傳遞,影響了農(nóng)民合作社的發(fā)展;區(qū)域環(huán)境中的技術(shù)創(chuàng)新則以網(wǎng)絡(luò)形式嵌入農(nóng)民合作社的發(fā)展過(guò)程,并通過(guò)網(wǎng)絡(luò)結(jié)構(gòu)中的網(wǎng)絡(luò)密度、網(wǎng)絡(luò)強(qiáng)度以及網(wǎng)絡(luò)異質(zhì)性了促進(jìn)了農(nóng)民合作社對(duì)知識(shí)的積累、傳播以及整合作用,繼而提升了農(nóng)民合作社的創(chuàng)新能力,而區(qū)域技術(shù)創(chuàng)新網(wǎng)絡(luò)的增長(zhǎng)性與擇優(yōu)選擇的擴(kuò)散特征則通過(guò)網(wǎng)絡(luò)中的要素傳遞影響農(nóng)民合作社的創(chuàng)新擴(kuò)散效果;區(qū)域環(huán)境中社會(huì)文化嵌入合作社的過(guò)程是一種組織對(duì)區(qū)域文化不斷領(lǐng)會(huì)和融入的社會(huì)化、內(nèi)化以及緘默化的過(guò)程,社會(huì)文化直接或者間接地影響了農(nóng)民合作社的組織文化,組織文化差異呈現(xiàn)出農(nóng)民合作社的不同風(fēng)險(xiǎn)偏好,繼而影響了農(nóng)民合作社的決策行為;由于自然資源限制了農(nóng)民合作社的生產(chǎn)對(duì)象與產(chǎn)品形態(tài),使得區(qū)域環(huán)境中的自然資源成為了農(nóng)民合作社發(fā)展的硬約束條件。其次,本文結(jié)合農(nóng)民合作社發(fā)展演進(jìn)過(guò)程,運(yùn)用因子分析方法,構(gòu)建了由合作社創(chuàng)新能力,合作社保障能力、合作社發(fā)展?jié)摿、合作社學(xué)習(xí)能力以及合作社輻射帶動(dòng)能力共同組成的農(nóng)民合作社發(fā)展能力指標(biāo)體系。在合作社發(fā)展能力中,創(chuàng)新能力是農(nóng)民合作社發(fā)展能力的核心,而區(qū)域環(huán)境是影響農(nóng)民合作社發(fā)展的關(guān)鍵因素。本文運(yùn)用農(nóng)民合作社發(fā)展能力指標(biāo)體系評(píng)價(jià)了湖南省2246家農(nóng)民合作社的發(fā)展能力,發(fā)現(xiàn)農(nóng)民合作社發(fā)展呈現(xiàn)兩極分化,參差不齊的特征。再次,本文通過(guò)區(qū)域環(huán)境對(duì)農(nóng)民合作社發(fā)展的影響因素實(shí)證分析,運(yùn)用隨機(jī)森林算法對(duì)11個(gè)區(qū)域環(huán)境要素指標(biāo)進(jìn)行篩選,得出影響農(nóng)民合作社發(fā)展效率的7個(gè)主要影響指標(biāo),隨后運(yùn)用面板模型對(duì)主要影響指標(biāo)進(jìn)行了面板回歸,發(fā)現(xiàn)反映政府規(guī)制因素的財(cái)政投入指標(biāo)對(duì)農(nóng)民合作社發(fā)展具有最顯著的正向促進(jìn)作用,反映經(jīng)濟(jì)發(fā)展因素的農(nóng)村金融發(fā)展程度指標(biāo)以及反映技術(shù)創(chuàng)新因素的創(chuàng)新投入指標(biāo)和創(chuàng)新市場(chǎng)指標(biāo)對(duì)合作發(fā)展效率具有正向促進(jìn)作用,合作社的生產(chǎn)規(guī)模與合作社發(fā)展呈正相關(guān),而技術(shù)創(chuàng)新因素中的創(chuàng)新產(chǎn)出指標(biāo)沒(méi)有通過(guò)顯著性水平檢驗(yàn)。綜合來(lái)說(shuō),區(qū)域環(huán)境中政府規(guī)制因素對(duì)農(nóng)民合作社具有最顯著影響,技術(shù)創(chuàng)新因素次之,經(jīng)濟(jì)發(fā)展因素中的農(nóng)村金融發(fā)展程度對(duì)農(nóng)民合作社發(fā)展具有一定影響,而自然環(huán)境因素以及社會(huì)文化因素對(duì)合作社發(fā)展不具備顯著的直接影響。本文重點(diǎn)考察了區(qū)域環(huán)境的關(guān)鍵因素——政府規(guī)制,以及農(nóng)民合作社的核心能力——?jiǎng)?chuàng)新能力與農(nóng)民合作社發(fā)展之間的聯(lián)系?紤]到目前農(nóng)民合作社在農(nóng)業(yè)技術(shù)推廣模式中主要發(fā)揮創(chuàng)新擴(kuò)散載體作用,因而選取農(nóng)民合作社的創(chuàng)新擴(kuò)散能力反映農(nóng)民合作社的創(chuàng)新能力,將政府規(guī)制、合作社的創(chuàng)新擴(kuò)散與合作社發(fā)展三者相結(jié)合,通過(guò)構(gòu)建小世界網(wǎng)絡(luò)仿真農(nóng)民合作社的創(chuàng)新擴(kuò)散過(guò)程,分析了合作社創(chuàng)新擴(kuò)散的網(wǎng)絡(luò)結(jié)構(gòu)與傳播特征,構(gòu)建了政府規(guī)制、創(chuàng)新擴(kuò)散與合作社發(fā)展的中介效應(yīng)方程。研究發(fā)現(xiàn),在創(chuàng)新擴(kuò)散網(wǎng)絡(luò)中,率先選擇具有較強(qiáng)擴(kuò)散勢(shì)能的農(nóng)民合作社開(kāi)展創(chuàng)新擴(kuò)散活動(dòng)將有助于提高創(chuàng)新擴(kuò)散速度,增強(qiáng)創(chuàng)新擴(kuò)散效果;農(nóng)民合作社主要通過(guò)生產(chǎn)要素的配置與交換過(guò)程實(shí)現(xiàn)創(chuàng)新擴(kuò)散,創(chuàng)新技術(shù)(產(chǎn)品)在農(nóng)民合作社的社會(huì)關(guān)系網(wǎng)絡(luò)中主要通過(guò)節(jié)點(diǎn)間的連接路徑擴(kuò)散,并具有范圍廣、隨機(jī)性強(qiáng)的特征。合作社創(chuàng)新擴(kuò)散能力主要受政府規(guī)制中的法律法規(guī)以及財(cái)政資金扶持、金融政策支持等手段影響,政府規(guī)制在農(nóng)民合作社的創(chuàng)新擴(kuò)散與合作社發(fā)展之間存在顯著的中介作用,政府規(guī)制提高了合作社創(chuàng)新擴(kuò)散能力,合作社的創(chuàng)新擴(kuò)散能力促進(jìn)了合作社發(fā)展,同時(shí)合作社的創(chuàng)新擴(kuò)散對(duì)政府規(guī)制具有正反饋?zhàn)饔。最?結(jié)合對(duì)區(qū)域環(huán)境各因素影響農(nóng)民合作社發(fā)展的作用機(jī)理分析與實(shí)證檢驗(yàn),提出了相應(yīng)的優(yōu)化建議:通過(guò)完善制度供給機(jī)制,政策安排機(jī)制以及財(cái)政支持以優(yōu)化區(qū)域政府規(guī)制對(duì)農(nóng)民合作社發(fā)展的作用路徑;通過(guò)構(gòu)建區(qū)域創(chuàng)新環(huán)境,增強(qiáng)技術(shù)創(chuàng)新能力,加強(qiáng)技術(shù)創(chuàng)新管理以優(yōu)化區(qū)域技術(shù)創(chuàng)新對(duì)農(nóng)民合作社的作用路徑;通過(guò)夯實(shí)基礎(chǔ)設(shè)施建設(shè),促進(jìn)金融發(fā)展,建立職業(yè)農(nóng)民培養(yǎng)體系來(lái)優(yōu)化區(qū)域經(jīng)濟(jì)發(fā)展對(duì)農(nóng)民合作社發(fā)展的作用路徑;通過(guò)增進(jìn)合作社互惠,增強(qiáng)合作社自治,加強(qiáng)合作社合作來(lái)優(yōu)化社會(huì)文化對(duì)農(nóng)民合作社發(fā)展的作用路徑;通過(guò)打造特色經(jīng)濟(jì),發(fā)展循環(huán)經(jīng)濟(jì),借力互聯(lián)網(wǎng)經(jīng)濟(jì)改善自然資源對(duì)農(nóng)民合作社的制約作用。
[Abstract]:Farmers' cooperatives, as the main body of market competition, not only carry out the implementers and effective carriers of the government's policy of supporting agricultural benefits, but also the intermediary organizations that transform the individual inferiority into the group advantage, and the main force of the development of the intensive, organized, socialized and specialized development of agriculture. Its operation is rooted in the regional environment. The development of farmers' cooperatives is deeply influenced by the government regulation, economic development, technological innovation, social culture, natural resources and other factors in the regional environment. At the present stage, farmers' cooperatives face many difficulties and problems in the process of promoting scale management and strengthening development. Under the restriction of administrative division management and supervision system, the sustainable time of land circulation management is short and the circulation policy is difficult to guarantee, the infrastructure supporting and finance, technology, talent service are difficult to be in place, the local social culture soft constraint and the management choice under the hard constraint of natural resources. On the premise of "optimizing the role path of regional environment for the development of farmers' cooperatives", we follow the research idea of "theoretical framework and mechanism analysis - present situation inspection - Empirical Analysis - optimization proposal", and focus on theory and practice to serve policy decision-makers. First, this article is the inner part of the development of farmers' cooperatives. The culvert and regional environment are clearly defined, the development of the theory of farmer cooperatives and the research progress of regional environment are combed. This paper constructs the economic radiation theory of regional economics, the theory of government regulation and the theory of public finance, the theory of small world network and the theory of creation, the theory of cultural embeddedness, and the theory of resource dependence. And the theoretical framework of the theory of circular economy, and under the guidance of the theoretical framework, the mechanism of government regulation, economic development, technological innovation, social culture and natural resource factors to farmers' cooperatives in the regional environment is systematically combed. The study finds that the government regulation in the regional environment is different in the development of farmers' cooperatives. In the stage, its regulatory content also changes from commercial and capital regulation to technology and security regulation. The selective incentive of government regulation through the transfer and transfer of production factors leads to the diffusion effect and reflux effect on cooperatives with different government regulation endowments in the region, and the economic development in regional environment through local financial income and labor. The five kinds of radiation power, such as dynamic agglomeration, financial service level, farmers' income and technological innovation ability, have formed radiative power transmission on five aspects of the development of farmers' cooperatives, such as capital guarantee, talent guarantee, sustainable development, organization guarantee and technical support, which affect the development of farmers' cooperatives; the technology in the regional environment is created. The new development process of farmers' cooperatives is embedded in the form of network, and through network density, network intensity and network heterogeneity, the farmer cooperatives' accumulation, dissemination and integration of knowledge are promoted, and the innovation ability of farmers' cooperatives is promoted, and the growth and selection of regional technological innovation networks are selected and selected. The selective diffusion features influence the innovative diffusion effect of farmers' cooperatives through the transmission of elements in the network; the process of social culture embedding cooperatives in the regional environment is a process of socialization, internalization and silence in the organization of regional culture, which directly or indirectly affects farmers' cooperatives. The organizational culture and organizational culture differences show the different risk preferences of farmers' cooperatives, and then affect the decision-making behavior of farmers' cooperatives. Because natural resources restrict the production objects and product forms of farmers' cooperatives, the natural resources in the regional environment become hard constraints for the development of farmers' cooperatives. Secondly, this paper Based on the development and evolution process of farmers' cooperatives and using factor analysis method, the index system for the development ability of farmers' cooperatives is constructed, which is composed of cooperative innovation ability, cooperative guarantee ability, cooperative development potential, cooperative learning ability and cooperative radiation driving ability. The core of the development capacity of the people's cooperatives, and the regional environment is the key factor affecting the development of farmers' cooperatives. This paper evaluates the development capacity of 2246 farmers' cooperatives in Hunan province by using the index system of farmers' cooperative development ability, and finds that the development of farmers' cooperatives presents polarization and uneven characteristics. The empirical analysis of the influence factors on the development of farmers' cooperatives, using the random forest algorithm to screen 11 regional environmental factors, get 7 main impact indicators that affect the development efficiency of farmers' cooperatives, and then use panel model to return the main impact index, and find the financial investment reflecting the government regulation factors. The entry index has the most significant positive effect on the development of farmers' cooperatives. The indicators of the economic development factors, the index of innovation input and the innovation market index, which reflect the technological innovation factors, have positive effect on the efficiency of cooperative development, and the production scale of the cooperative society is positively related to the cooperative development. In the regional environment, the government regulation factors have the most significant influence on the farmers' cooperatives, the technological innovation factors are the second, the rural financial development degree in the economic development factors has a certain influence on the development of farmers' cooperatives, and the natural environment is the natural environment. Factors and socio cultural factors have no significant direct impact on the development of cooperatives. This paper focuses on the key factors of the regional environment, the government regulation, and the core competence of the farmers' cooperatives, the relationship between the innovation ability and the development of farmers' cooperatives. It mainly plays the role of innovation diffusion carrier, so the innovation diffusion ability of farmers' cooperatives is selected to reflect the innovation ability of farmers' cooperatives, the government regulation, the cooperative innovation diffusion and the cooperative development of the cooperatives are combined, and the innovation diffusion process of the farmer cooperatives is simulated by constructing the small world network, and the innovation diffusion of the cooperatives is analyzed. The medium effect equation of government regulation, innovation diffusion and cooperative development is constructed. It is found that in the innovation diffusion network, the first choice of farmers' cooperatives with strong diffusion potential to carry out innovative diffusion activities will help to improve the diffusion rate of innovation, enhance the effect of innovation diffusion, and the farmer cooperatives. Innovation diffusion is realized mainly through the allocation and exchange process of production factors. The innovation technology (product) is spread mainly through the connection path among the nodes in the social relations network of farmers' cooperatives, and has the characteristics of wide range and strong randomness. The innovation and diffusion ability of the cooperative is subject to the laws and regulations in the government regulation and the financial funds. Support, financial policy support and other means, government regulation has a significant intermediary role between the innovation diffusion of farmers' cooperatives and the development of cooperatives. Government regulation improves the ability of the cooperative innovation diffusion, the innovative diffusion ability of cooperatives promotes the development of cooperatives, and the innovation diffusion of cooperatives is positive and negative to government regulation. Finally, based on the mechanism analysis and empirical test on the influence of regional environmental factors on the development of farmers' cooperatives, the corresponding optimization suggestions are put forward: through the improvement of institutional supply mechanism, policy arrangement mechanism and financial support to optimize the role of regional government regulation on the development of farmers' cooperatives; through the construction of regional creation. The new environment, strengthen the ability of technological innovation, strengthen the management of technological innovation to optimize the role of regional technological innovation to farmers' cooperatives; through ramming infrastructure construction, promoting financial development and establishing the training system of professional farmers to optimize the path of regional economic development to the development of farmers' cooperatives; Strong cooperative autonomy, strengthening cooperative cooperation to optimize the role of social culture on the development of farmers' cooperatives; through building a characteristic economy, developing circular economy, and improving the restrictive role of natural resources to farmers' cooperatives by using the Internet economy.

【學(xué)位授予單位】:湖南大學(xué)
【學(xué)位級(jí)別】:博士
【學(xué)位授予年份】:2016
【分類(lèi)號(hào)】:F321.42

【參考文獻(xiàn)】

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