制度邏輯視角下公共企業(yè)及其行為影響因素的研究
發(fā)布時間：2018-08-19 19:51
【摘要】：在理論上,公共企業(yè)是一種提供公共物品和公共服務、具有正式法人身份的制度化經(jīng)營實體和企業(yè)組織,其存在和發(fā)展的目標是以更為高效和更具競爭力的企業(yè)組織形式與機制去生產(chǎn)、供給相關(guān)公共品,達成全社會公共品的整體效益的提高和全社會公共價值的高標準實現(xiàn)。但是實然存在的公共企業(yè)與"公共企業(yè)"這一范疇在現(xiàn)實法規(guī)和制度中卻缺少明確的界定,使其與國有企業(yè)等企業(yè)組織相比,其發(fā)展、行動存在許多局限,導致其行動存在困境。因此,理清公共企業(yè)的性質(zhì)、把握好公共企業(yè)的含義和制度之下公共企業(yè)作為行動主體其行動邊界,對于如何促進現(xiàn)實中的公共企業(yè)的企業(yè)組織的發(fā)展、公共企業(yè)的制度化等,就具有極為現(xiàn)實的意義。因此,對于"公共企業(yè)"的精確界定及其行動的影響因素,就成為此中的核心問題。首先,論文在第1章提出了研究問題、明確了研究思路,提出了"公共企業(yè)及其行為"的研究主題以及如何確立分析視角。在第2章,基于各類梳理和描述公共企業(yè)的文獻基礎(chǔ)上,從相關(guān)研究和理論入手,圍繞"公共企業(yè)的性質(zhì)"和"影響公共企業(yè)行為的相關(guān)因素"進行研究綜述,對公共企業(yè)的含義、公共企業(yè)的一般特征進行了分析,闡述了公共企業(yè)行為及其部分影響因素。其次,第3章主要目的在于確立制度邏輯的研究視角,構(gòu)建基于制度邏輯的公共企業(yè)行為關(guān)影響因素框架。論文吸收了國外學者Royston Greenwood等人關(guān)于制度邏輯的理念,認為制度使得組織產(chǎn)生了相應制度邏輯,進而影響、塑造組織本身及其行為,這種制度影響行為的過程涉及組織、人員、偏好、理性、制度等;基于社會和企業(yè)相互作用關(guān)系以及公共企業(yè)行為有序性和四個分析公共企業(yè)制度邏輯的組織特征出發(fā),論文集中論述了公共企業(yè)三種基本制度邏輯,即遵從邏輯、社區(qū)邏輯、業(yè)務邏輯;基于公共企業(yè)的這三種的基本制度邏輯可以演繹出影響公共企業(yè)行為的三種外部主要因素,即規(guī)制、行業(yè)競爭、企業(yè)顧客;而政府規(guī)制作為核心制度因素又會影響企業(yè)內(nèi)部的行為秩序和制度建立。內(nèi)部影響因素可以從三個層面分析:即基于所有權(quán)-控制權(quán)配置組合的公共企業(yè)治理、基于組織結(jié)構(gòu)和權(quán)責分配的公共企業(yè)內(nèi)部控制制度、公共企業(yè)組織文化的人員行為激勵;本研究就是以此為認識基礎(chǔ)形成對公共企業(yè)行為影響因素的分析框架。再次,第4章至第5章從制度邏輯的視角,分別從公共企業(yè)組織內(nèi)部、外部來分析了公共企業(yè)行為的影響因素。就外部因素來講,按照外部影響主體的動機和行為策略,分別分析了政府規(guī)制、行業(yè)競爭和顧客需求認可對公共企業(yè)的影響;就內(nèi)部因素來講,公共企業(yè)行為的內(nèi)部影響因素是受外部規(guī)制的滲透性影響而重塑公共企業(yè)的人員的行為模式、組織內(nèi)部環(huán)境和制度,以影響企業(yè)行為;基于第4、5兩章的分析,本文第6章從公共企業(yè)的自身"制度建設(shè)"和當前的國有企業(yè)的"公共企業(yè)化"轉(zhuǎn)型的角度分別給出理論和邏輯上的設(shè)想性的建議。
[Abstract]:In theory, public enterprise is a kind of institutionalized management entity and enterprise organization that provides public goods and public services and has the status of a formal legal person. Its existence and development goal is to produce, supply relevant public goods and achieve the overall benefit of the whole society's public goods through more efficient and competitive enterprise organization forms and mechanisms. However, the category of public enterprises and "public enterprises" is not clearly defined in the actual laws and regulations. Compared with state-owned enterprises and other enterprise organizations, the development and action of public enterprises have many limitations, resulting in the dilemma of their actions. It is of great practical significance to grasp the meaning of public enterprise and its action boundary as the subject of action under the system for promoting the development of the organization of public enterprise and institutionalization of public enterprise. First of all, the paper puts forward the research questions in Chapter 1, clarifies the research ideas, puts forward the research theme of "public enterprise and its behavior" and how to establish the analysis perspective. In Chapter 2, based on the literature of various kinds of combing and describing public enterprises, starting from the relevant research and theory, around the "public enterprise" This paper reviews the related factors of the nature of harmony affecting the behavior of public enterprises, analyzes the meaning of public enterprises, the general characteristics of public enterprises, and expounds the behavior of public enterprises and some of its influencing factors. Secondly, the main purpose of Chapter 3 is to establish the perspective of institutional logic, and to construct the behavior of public enterprises based on institutional logic. This paper draws on the concepts of Institutional Logic of foreign scholars, Royston Greenwood and others, and holds that institution makes the organization produce the corresponding institutional logic, and then influences and shapes the organization itself and its behavior. The process of institutional influence on behavior involves organization, personnel, preference, rationality, institution, etc. Based on the interactive relationship and the orderliness of public enterprise behavior and the four organizational characteristics of the institutional logic of public enterprise, this paper focuses on the three basic institutional logic of public enterprise: compliance logic, community logic and business logic. The internal factors can be analyzed from three aspects: the governance of public enterprises based on the combination of ownership and control rights, the governance based on the organizational structure and the division of responsibilities. Thirdly, from the perspective of institutional logic, Chapters 4 to 5 analyze the influence of public enterprise behavior from both internal and external aspects. As far as external factors are concerned, according to the motives and behavior strategies of external influencing subjects, this paper analyzes the impact of government regulation, industry competition and customer demand recognition on public enterprises respectively; as far as internal factors are concerned, the internal influencing factors of public enterprises'behavior are influenced by the penetration of external regulation and reshape the personnel of public enterprises. Based on the analysis of Chapter 4 and Chapter 5, Chapter 6 gives some theoretical and logical suggestions from the perspective of the self-institutional construction of public enterprises and the transformation of state-owned enterprises into public enterprises.
【學位授予單位】：山東大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：F062.6
本文編號：2192664
[Abstract]:In theory, public enterprise is a kind of institutionalized management entity and enterprise organization that provides public goods and public services and has the status of a formal legal person. Its existence and development goal is to produce, supply relevant public goods and achieve the overall benefit of the whole society's public goods through more efficient and competitive enterprise organization forms and mechanisms. However, the category of public enterprises and "public enterprises" is not clearly defined in the actual laws and regulations. Compared with state-owned enterprises and other enterprise organizations, the development and action of public enterprises have many limitations, resulting in the dilemma of their actions. It is of great practical significance to grasp the meaning of public enterprise and its action boundary as the subject of action under the system for promoting the development of the organization of public enterprise and institutionalization of public enterprise. First of all, the paper puts forward the research questions in Chapter 1, clarifies the research ideas, puts forward the research theme of "public enterprise and its behavior" and how to establish the analysis perspective. In Chapter 2, based on the literature of various kinds of combing and describing public enterprises, starting from the relevant research and theory, around the "public enterprise" This paper reviews the related factors of the nature of harmony affecting the behavior of public enterprises, analyzes the meaning of public enterprises, the general characteristics of public enterprises, and expounds the behavior of public enterprises and some of its influencing factors. Secondly, the main purpose of Chapter 3 is to establish the perspective of institutional logic, and to construct the behavior of public enterprises based on institutional logic. This paper draws on the concepts of Institutional Logic of foreign scholars, Royston Greenwood and others, and holds that institution makes the organization produce the corresponding institutional logic, and then influences and shapes the organization itself and its behavior. The process of institutional influence on behavior involves organization, personnel, preference, rationality, institution, etc. Based on the interactive relationship and the orderliness of public enterprise behavior and the four organizational characteristics of the institutional logic of public enterprise, this paper focuses on the three basic institutional logic of public enterprise: compliance logic, community logic and business logic. The internal factors can be analyzed from three aspects: the governance of public enterprises based on the combination of ownership and control rights, the governance based on the organizational structure and the division of responsibilities. Thirdly, from the perspective of institutional logic, Chapters 4 to 5 analyze the influence of public enterprise behavior from both internal and external aspects. As far as external factors are concerned, according to the motives and behavior strategies of external influencing subjects, this paper analyzes the impact of government regulation, industry competition and customer demand recognition on public enterprises respectively; as far as internal factors are concerned, the internal influencing factors of public enterprises'behavior are influenced by the penetration of external regulation and reshape the personnel of public enterprises. Based on the analysis of Chapter 4 and Chapter 5, Chapter 6 gives some theoretical and logical suggestions from the perspective of the self-institutional construction of public enterprises and the transformation of state-owned enterprises into public enterprises.
【學位授予單位】：山東大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：F062.6
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