政府研發(fā)資助對企業(yè)技術創(chuàng)新效率的影響研究
發(fā)布時間：2018-07-29 16:34
【摘要】：改革開放以來,我國創(chuàng)新能力不斷增強,RD資金投入、從業(yè)人員數(shù)量和發(fā)明專利的申請數(shù)量都大幅增加。近幾年為促進企業(yè)自主創(chuàng)新,我國政府不斷加大支持力度,RD扶持體系逐步健全。對我國企業(yè)創(chuàng)新而言,科技成果轉化率不高,研發(fā)與經(jīng)濟一體化,缺乏關鍵核心技術等問題還沒有根本解決。面對持續(xù)攀升的財政科技撥款,我國政府不斷加大的RD資助的創(chuàng)新效果如何?這些資金的利用效率如何?現(xiàn)有文獻主要集中在政府補貼對企業(yè)技術創(chuàng)新投入產(chǎn)出量的影響上,而對在政府補助下企業(yè)的創(chuàng)新過程是否具有效率關注不夠,政府研發(fā)資金的不合理配置,會降低整個地區(qū)企業(yè)的技術創(chuàng)新效率。本文試圖從效率的角度,加入政府補貼程度等因素,在已有文獻的基礎上,研究政府研發(fā)資助對企業(yè)技術創(chuàng)新效率的影響,對政府研發(fā)資助如何提高不同地區(qū)企業(yè)創(chuàng)新效率有一定理論意義和現(xiàn)實應用價值。本文分為五章。第一章對政府研發(fā)資助和企業(yè)技術效率的有關文獻作了梳理,提出了文本的研究方向與研究思路。第二章從理論方面分析了政府研發(fā)資助對企業(yè)技術創(chuàng)新效率的作用機制�；谄髽I(yè)技術創(chuàng)新效率的特征,闡述政府對創(chuàng)新給予激勵的必要性以及政府激勵企業(yè)創(chuàng)新的方式,分析技術創(chuàng)新效率以及影響技術創(chuàng)新效率的因素,以及在信息不對稱的情況下,政府與企業(yè)創(chuàng)新之間的博弈關系。第三章分析企業(yè)技術創(chuàng)新的現(xiàn)狀和政府研發(fā)資助的現(xiàn)狀。目前,企業(yè)已成為RD活動的主體,RD產(chǎn)投入和產(chǎn)出增加,產(chǎn)學研緊密合作。同時也存在著投入產(chǎn)出績效不高,自主創(chuàng)新不足等問題。我國政府科技撥款持續(xù)增長,地方政府科技撥款在政府科技撥款中的比重加大,同時地區(qū)發(fā)展不平衡,資源配置不合理。第四章,利用DEA-tobi倆步法以2006～2011年的數(shù)據(jù)為樣本,對30個省級地區(qū)的大中型企業(yè)的政府補貼與企業(yè)技術創(chuàng)新效率進行了實證檢驗,結論是：①我國企業(yè)技術創(chuàng)新效率不高,各地區(qū)之間差異明顯,中西部地區(qū)要著力提高純技術效率。②政府資金投入和RD人員投入出現(xiàn)冗余的情況在全國各地區(qū)中普遍存.在。③西部地區(qū)科技成果商業(yè)轉化能力不強。④東部地區(qū)企業(yè)技術創(chuàng)新效率隨著政府資金占企業(yè)RD資金總量的比例的增大而降低。最后提出政策建議,認為政府部門需要適當增加研發(fā)投入,改革政府研發(fā)投入方式,提高政府RD資金的使用效率,以市場為導向幫助科技成果向商業(yè)成果的轉化,建設各具特色的區(qū)域創(chuàng)新體系,從而進一步提高企業(yè)的自主創(chuàng)新能力。
[Abstract]:Since the reform and opening up, the innovation ability of our country has continuously strengthened the R D investment, the number of employees and the number of applications for invention patent have increased greatly. In recent years, in order to promote the independent innovation of enterprises, our government has been increasing the support efforts and gradually sound Rd support system. For the innovation of Chinese enterprises, the transformation rate of scientific and technological achievements is not high, the integration of R & D and economy, the lack of key core technology and so on have not been solved. In the face of the increasing financial and technological funding, what are the innovative effects of the increasing R D funding from the Chinese government? What is the efficiency with which these funds are used? The existing literature mainly focuses on the effect of government subsidies on the output of enterprises' technological innovation input, but it does not pay enough attention to the efficiency of enterprises' innovation process under government subsidy, and the unreasonable allocation of government R & D funds. It will reduce the efficiency of technological innovation of enterprises in the whole region. This paper attempts to study the effect of government R & D funding on the efficiency of enterprise technological innovation from the perspective of efficiency, including the degree of government subsidies and other factors, based on the existing literature. It has certain theoretical significance and practical application value on how to improve the innovation efficiency of enterprises in different regions. This paper is divided into five chapters. The first chapter combs the literature about government R & D aid and enterprise technology efficiency, and puts forward the research direction and thought of the text. The second chapter analyzes the mechanism of government R & D support on the efficiency of enterprise technology innovation from the theoretical point of view. Based on the characteristics of technological innovation efficiency of enterprises, this paper expounds the necessity of government incentives for innovation and the ways in which the government encourages enterprises to innovate, and analyzes the efficiency of technological innovation and the factors that affect the efficiency of technological innovation. And in the case of asymmetric information, the game relationship between government and enterprise innovation. The third chapter analyzes the status of technological innovation and government R & D funding. At present, enterprises have become the main body of R D activities, R D input and output increase, close cooperation between industry, university and research. At the same time, there are also problems such as low input-output performance and insufficient independent innovation. Our country government science and technology appropriation continues to increase, the local government science and technology appropriation in the government science and technology appropriation proportion increases, at the same time the area development is not balanced, the resources allocation is unreasonable. In the fourth chapter, using the DEA-tobi two-step method, taking the data from 2006 to 2011 as the sample, the paper makes an empirical test on the government subsidy and technological innovation efficiency of large and medium-sized enterprises in 30 provincial areas. The conclusion is that the technological innovation efficiency of enterprises in China is not high. There are obvious differences among different regions. The central and western regions should make great efforts to improve the pure technical efficiency .2 the situation of redundancy of government funds and R D personnel input is widespread in all regions of the country. The technological innovation efficiency of enterprises in the eastern region decreases with the increase of the proportion of government funds to the total R D funds of enterprises. Finally, the paper puts forward some policy suggestions, that government departments need to appropriately increase R & D investment, reform government R & D investment methods, improve the efficiency of using government R D funds, and take the market as a guide to help the transformation of scientific and technological achievements to commercial achievements. Build regional innovation system with its own characteristics to further improve the independent innovation ability of enterprises.
【學位授予單位】：南京財經(jīng)大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：F273.1;F812.45
本文編號：2153306
[Abstract]:Since the reform and opening up, the innovation ability of our country has continuously strengthened the R D investment, the number of employees and the number of applications for invention patent have increased greatly. In recent years, in order to promote the independent innovation of enterprises, our government has been increasing the support efforts and gradually sound Rd support system. For the innovation of Chinese enterprises, the transformation rate of scientific and technological achievements is not high, the integration of R & D and economy, the lack of key core technology and so on have not been solved. In the face of the increasing financial and technological funding, what are the innovative effects of the increasing R D funding from the Chinese government? What is the efficiency with which these funds are used? The existing literature mainly focuses on the effect of government subsidies on the output of enterprises' technological innovation input, but it does not pay enough attention to the efficiency of enterprises' innovation process under government subsidy, and the unreasonable allocation of government R & D funds. It will reduce the efficiency of technological innovation of enterprises in the whole region. This paper attempts to study the effect of government R & D funding on the efficiency of enterprise technological innovation from the perspective of efficiency, including the degree of government subsidies and other factors, based on the existing literature. It has certain theoretical significance and practical application value on how to improve the innovation efficiency of enterprises in different regions. This paper is divided into five chapters. The first chapter combs the literature about government R & D aid and enterprise technology efficiency, and puts forward the research direction and thought of the text. The second chapter analyzes the mechanism of government R & D support on the efficiency of enterprise technology innovation from the theoretical point of view. Based on the characteristics of technological innovation efficiency of enterprises, this paper expounds the necessity of government incentives for innovation and the ways in which the government encourages enterprises to innovate, and analyzes the efficiency of technological innovation and the factors that affect the efficiency of technological innovation. And in the case of asymmetric information, the game relationship between government and enterprise innovation. The third chapter analyzes the status of technological innovation and government R & D funding. At present, enterprises have become the main body of R D activities, R D input and output increase, close cooperation between industry, university and research. At the same time, there are also problems such as low input-output performance and insufficient independent innovation. Our country government science and technology appropriation continues to increase, the local government science and technology appropriation in the government science and technology appropriation proportion increases, at the same time the area development is not balanced, the resources allocation is unreasonable. In the fourth chapter, using the DEA-tobi two-step method, taking the data from 2006 to 2011 as the sample, the paper makes an empirical test on the government subsidy and technological innovation efficiency of large and medium-sized enterprises in 30 provincial areas. The conclusion is that the technological innovation efficiency of enterprises in China is not high. There are obvious differences among different regions. The central and western regions should make great efforts to improve the pure technical efficiency .2 the situation of redundancy of government funds and R D personnel input is widespread in all regions of the country. The technological innovation efficiency of enterprises in the eastern region decreases with the increase of the proportion of government funds to the total R D funds of enterprises. Finally, the paper puts forward some policy suggestions, that government departments need to appropriately increase R & D investment, reform government R & D investment methods, improve the efficiency of using government R D funds, and take the market as a guide to help the transformation of scientific and technological achievements to commercial achievements. Build regional innovation system with its own characteristics to further improve the independent innovation ability of enterprises.
【學位授予單位】：南京財經(jīng)大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：F273.1;F812.45
【參考文獻】
相關期刊論文 前10條
1 李左峰;張銘慎;;政府科技項目投入對企業(yè)創(chuàng)新績效的影響研究——來自我國95家創(chuàng)新型企業(yè)的證據(jù)[J];中國軟科學;2012年12期
2 龐瑞芝;薛寧;丁明磊;;中國創(chuàng)新型試點企業(yè)創(chuàng)新效率及其影響因素研究——基于2006～2010年創(chuàng)新型試點企業(yè)非平衡面板數(shù)據(jù)的實證考察[J];產(chǎn)業(yè)經(jīng)濟研究;2012年05期
3 梁彤纓;馮莉;陳修德;;稅式支出、財政補貼對研發(fā)投入的影響研究[J];軟科學;2012年05期
4 劉虹;肖美鳳;唐清泉;;R&D補貼對企業(yè)R&D支出的激勵與擠出效應——基于中國上市公司數(shù)據(jù)的實證分析[J];經(jīng)濟管理;2012年04期
5 郭曉丹;何文韜;肖興志;;戰(zhàn)略性新興產(chǎn)業(yè)的政府補貼、額外行為與研發(fā)活動變動[J];宏觀經(jīng)濟研究;2011年11期
6 肖興志;王建林;;誰更適合發(fā)展戰(zhàn)略性新興產(chǎn)業(yè)——對國有企業(yè)與非國有企業(yè)研發(fā)行為的比較[J];財經(jīng)問題研究;2011年10期
7 方海燕;達慶利;朱長寧;;政府產(chǎn)品創(chuàng)新補貼下的企業(yè)R&D策略選擇[J];技術經(jīng)濟與管理研究;2011年07期
8 白俊紅;李婧;;政府R&D資助與企業(yè)技術創(chuàng)新——基于效率視角的實證分析[J];金融研究;2011年06期
9 王鵬;李健;張亮;;中部地區(qū)自主創(chuàng)新能力評價及提升路徑分析[J];中國工業(yè)經(jīng)濟;2011年05期
10 朱云歡;張明喜;;我國財政補貼對企業(yè)研發(fā)影響的經(jīng)驗分析[J];經(jīng)濟經(jīng)緯;2010年05期
，本文編號：2153306
本文鏈接：http://www.sikaile.net/guanlilunwen/shuishoucaizhenglunwen/2153306.html
教材專著
