【摘要】： 美國(guó)《反海外腐敗法》(Foreign Corrupt Practices Act,以下簡(jiǎn)稱“FCPA”)自1977年誕生以來(lái),在30多年的實(shí)施過(guò)程中不僅對(duì)包括跨國(guó)公司在內(nèi)的相關(guān)主體對(duì)外國(guó)公職人員的行賄行為起到了有效的制約作用,也對(duì)全球反跨國(guó)商業(yè)賄賂立法產(chǎn)生了重大而深遠(yuǎn)的影響。 FCPA之所以可以對(duì)跨國(guó)商業(yè)賄賂行為進(jìn)行有效的打擊,關(guān)鍵是其具有域外管轄效力。本文通過(guò)規(guī)范分析、案例分析以及比較分析,對(duì)FCPA的域外效力及與之相關(guān)的問(wèn)題進(jìn)行探討和研究,并對(duì)在中國(guó)現(xiàn)行立法中增設(shè)對(duì)外國(guó)公職人員賄賂犯罪提出司法建議。 本文一共分四章。 第一章對(duì)FCPA的整體立法情況、框架內(nèi)容和域外效力的體現(xiàn)進(jìn)行了闡述。其中,第一節(jié)主要介紹了FCPA的立法背景和兩次修訂情況；第二節(jié)主要介紹了FCPA的框架構(gòu)成和基本內(nèi)容；第三節(jié)通過(guò)案例分析,對(duì)FCPA有關(guān)域外效力的具體規(guī)定進(jìn)行了論述。 第二章主要闡述了FCPA域外效力在法理學(xué)上以及國(guó)際法上的理論依據(jù),以及對(duì)其域外適用效力的評(píng)價(jià)。其中,第一節(jié)是從法理學(xué)的角度,對(duì)公法產(chǎn)生域外效力的緣由和依據(jù)進(jìn)行了論述；第二節(jié)從國(guó)際法域外適用效力的基本原則的角度,對(duì)FCPA域外效力的適用原則進(jìn)行了論述；第三節(jié)對(duì)FCPA域外效力的實(shí)踐效果進(jìn)行了分析和評(píng)價(jià)。 第三章主要論述了FCPA在域外適用過(guò)程中發(fā)生的困境、沖突以及相應(yīng)的協(xié)調(diào)和解決方法。其中,第一節(jié)闡述了FCPA在域外適用的實(shí)踐中遇到的立法、管轄和執(zhí)行中的困境和沖突；第二節(jié)論述了協(xié)調(diào)和解決這些沖突的方法,包括從單邊自我限制的方式和通過(guò)國(guó)際公約協(xié)調(diào)解決等。 第四章主要闡述了FCPA對(duì)全球反跨國(guó)商業(yè)賄賂立法的影響以及對(duì)我國(guó)的啟示。其中,第一節(jié)主要介紹了FCPA在國(guó)際化過(guò)程中對(duì)各國(guó)反跨國(guó)商業(yè)賄賂立法造成的影響；第二節(jié)闡述了FCPA對(duì)我國(guó)造成的影響和啟示,并由此提出在我國(guó)現(xiàn)行刑法中增設(shè)對(duì)外國(guó)公職人員賄賂犯罪的構(gòu)想和司法建議。
[Abstract]:The United States Anti-overseas Corruption Act (Foreign Corrupt Practices Act,) has been known as "FCPA" since its birth in 1977. In the course of implementation for more than 30 years, it has not only restricted the bribery of foreign public officials by relevant subjects, including transnational corporations, but also has played an effective role in restricting the bribery of foreign public officials. It also has a significant and far-reaching impact on the legislation of global anti-transnational commercial bribery. The key to the effective attack on transnational commercial bribery by FCPA lies in its extraterritorial jurisdiction. Through normative analysis, case analysis and comparative analysis, this paper probes into the extraterritorial effects of FCPA and its related problems, and puts forward some judicial suggestions on the establishment of bribery crimes against foreign public officials in China's current legislation. This paper is divided into four chapters. The first chapter describes the overall legislation of FCPA, the framework content and the embodiment of the extraterritorial effect. The first section mainly introduces the legislative background and two revisions of FCPA; the second section mainly introduces the framework and basic content of FCPA; the third section discusses the specific provisions of FCPA about extraterritorial effect through case analysis. The second chapter mainly expounds the theoretical basis of the extraterritorial effect of FCPA in jurisprudence and international law, as well as the evaluation of its extraterritorial application. The first section discusses the reason and basis of the extraterritorial effect of public law from the angle of jurisprudence, the second section discusses the application principle of the extraterritorial effect of FCPA from the angle of the basic principle of the extraterritorial effect of international law. The third section analyzes and evaluates the practical effect of the extraterritorial effect of FCPA. The third chapter mainly discusses the dilemma, conflicts and corresponding coordination and solutions of FCPA in the process of extraterritorial application. The first section deals with the legislative, jurisdictional and enforcement dilemmas and conflicts encountered in the practice of extraterritorial application of FCPA, and the second section deals with ways to coordinate and resolve these conflicts. This includes unilateral self-restriction and coordinated settlement through international conventions. The fourth chapter mainly expounds the influence of FCPA on global anti-transnational commercial bribery legislation and its enlightenment to our country. The first section mainly introduces the impact of FCPA on the legislation of anti-transnational commercial bribery in various countries in the process of internationalization, the second section expounds the impact and enlightenment of FCPA on our country. From this, the author puts forward the conception and judicial suggestion of adding the crime of bribery to foreign public officials in the current criminal law of our country.
【學(xué)位授予單位】：復(fù)旦大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2009
【分類號(hào)】：D971.2;DD914

【引證文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前2條

1 吳競(jìng)東;跨國(guó)商業(yè)賄賂的法律規(guī)制[D];中國(guó)政法大學(xué);2011年

2 單明瑛;跨國(guó)商業(yè)賄賂的法律規(guī)制問(wèn)題研究[D];華東政法大學(xué);2012年

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本文編號(hào)：2237061