本文選題：沖突 + 人道主義干涉　； 參考：《吉林大學(xué)》2011年博士論文

【摘要】：自從1648年結(jié)束了三十年戰(zhàn)爭的威斯特伐利亞條約簽訂之后,主權(quán)和不干涉原則成為了國際政治的支配原則。主權(quán)意味著國家之上無更高的權(quán)威,除非這個國家自愿加入某個組織并服從其管理。不干涉原則意味著國家在處理本國的事務(wù)時不受外國的干涉。二十世紀(jì)末,幾起外國干涉他國內(nèi)政的事件使得國際社會對威斯特伐利亞體系提出了質(zhì)疑——主權(quán)不再是神圣不可侵犯的。許多政治領(lǐng)導(dǎo)人以及理論家認(rèn)為,人道主義干涉不僅是合法行為,而且在政府侵犯本國公民人權(quán)的情況下也是必需的。本文以1999年科索沃戰(zhàn)爭為例,分析了爆發(fā)在塞爾維亞聯(lián)邦共和國、前南斯拉夫以及北大西洋公約組織(NATO)之間的武裝沖突,凸顯了圍繞人道主義干涉所產(chǎn)生的諸多問題。 本文分為5個部分: 第一章主要用來介紹研究的背景。國家間以及國內(nèi)沖突的增多成為了后冷戰(zhàn)時代所面臨的主要挑戰(zhàn)之一,所謂的武裝人道主義干涉也伴隨著沖突而出現(xiàn)。干涉或不干涉,如何對爆發(fā)國內(nèi)戰(zhàn)爭的國家進行干涉,這成為了困擾后冷戰(zhàn)時代世界的難題。本文以科索沃戰(zhàn)爭為例,批判性地考察了這場戰(zhàn)爭。在第一章中指出了本研究所關(guān)注的問題:科索沃沖突爆發(fā)的歷史和政治背景是什么?北約干涉科索沃沖突是否正確?除了人道主義之外,北約的干涉是否還有其他利益的考慮?科索沃沖突的經(jīng)驗教訓(xùn)以及對后冷戰(zhàn)時代國家治理的啟示是什么?本研究以正義戰(zhàn)爭理論為理論框架來思考以上這些問題。正義戰(zhàn)爭理論以戰(zhàn)爭與沖突的道德哲學(xué)基礎(chǔ)為前提,提供了判斷戰(zhàn)爭以及戰(zhàn)爭方式是否正義的標(biāo)準(zhǔn)。這一理論被應(yīng)用于考察國家在使用暴力時的道德義務(wù)。傳統(tǒng)的觀念認(rèn)為戰(zhàn)爭以及戰(zhàn)爭行為總是受道德條件的約束。正義戰(zhàn)爭理論可以追溯到奧古斯丁,其大體分為兩類:國家訴諸戰(zhàn)爭的權(quán)利;國家合法地爭取戰(zhàn)爭的可能。人道主義干涉被界定為正義行為必須符合這樣的條件:實行者有著正確的意圖、受到合法的授權(quán)。在這一章中,筆者梳理了相關(guān)的文獻以及眾多學(xué)者關(guān)于干涉理論、后冷戰(zhàn)時代沖突的本質(zhì)與特征、科索沃戰(zhàn)爭的研究成果,為本研究搜集了大量的數(shù)據(jù),比較研究的方法也使得本研究的成果較為豐富。 第二章對冷戰(zhàn)時代的本質(zhì)與特征進行了深入的分析,澄清了人道主義干涉的概念。雖然冷戰(zhàn)的結(jié)束對世界和平產(chǎn)生了有利的影響,但同時也造成了沖突的增多。冷戰(zhàn)結(jié)束所殘留下的大量武器出現(xiàn)在了地區(qū)以及國家內(nèi)部的沖突之中,這種現(xiàn)象愈發(fā)嚴(yán)重。毫無疑問,后冷戰(zhàn)時代充斥著大量的沖突與戰(zhàn)爭。與普遍的預(yù)期不同的是,冷戰(zhàn)的結(jié)束并沒有為世界絕大部分地區(qū)帶來永遠的和平與穩(wěn)定。世界并沒有從冷戰(zhàn)的結(jié)束中獲得和平,沖突卻隨之而來。從巴爾干到東帝汶,從非洲大陸到歐洲局部,世界目睹了種族沖突的程度和強度,這些沖突威脅了國家的生存,導(dǎo)致了國家的崩潰,也使得諸如“失敗國家”這樣的表述得以流行。安全分析家也傾向于同意沖突的本質(zhì)在冷戰(zhàn)結(jié)束之后已經(jīng)發(fā)生轉(zhuǎn)變這一觀點。20世紀(jì)90年代,很多沖突都是發(fā)生在國家內(nèi)部而非國家之間,后冷戰(zhàn)時代的沖突也與冷戰(zhàn)時代有著顯著的不同。后冷戰(zhàn)時代的沖突對平民(尤其是婦女和兒童)造成了嚴(yán)重的傷害,這也成為了后冷戰(zhàn)時代沖突的特征之一。在這些沖突中,武裝集團無視國際法對于戰(zhàn)爭行為的約束,而平民所遭受的苦難也引發(fā)了國際社會的同情。國家治理的失敗與社會秩序的崩潰意味著國際社會的努力必須超越軍事以及人道主義范疇,通過和解以及重建有效政府的措施來解決沖突。聯(lián)合國負(fù)責(zé)處理世界范圍內(nèi)的沖突,并且在次區(qū)域的層級上管理沖突,而持續(xù)增多的國內(nèi)沖突加重了聯(lián)合國的壓力,同時也使得研究次區(qū)域組織的活動成為了必需。通過對沖突管理的考察,以增強世界迎接挑戰(zhàn)的能力。 第三章是考察科索沃沖突爆發(fā)的歷史原因。科索沃沖突是后冷戰(zhàn)時代眾多沖突之一。隨著1980年長期擔(dān)任南斯拉夫領(lǐng)導(dǎo)人的鐵托去世,科索沃阿爾巴尼亞族與南斯拉夫政府的關(guān)系開始明顯惡化。整個80年代,科索沃阿族和南斯拉夫政府的關(guān)系一直緊張。這種緊張關(guān)系在1989年達到高峰,塞爾維亞共和國總統(tǒng)斯洛博丹米洛舍維奇正式撤銷科索沃在塞爾維亞共和國的自治地位。這一行為加劇了本已動蕩不安的局勢,并進一步導(dǎo)致了塞爾維亞和科索沃沖突的爆發(fā)。對于南斯拉夫政府在政治上的邊緣化,1990年科索沃阿族宣布科索沃從南斯拉夫獨立。兩年后,科索沃選舉了議會并任命卜拉欣魯戈瓦為總統(tǒng)。直到90年代中期,科索沃阿族一直堅持魯戈瓦所倡導(dǎo)的和平抵抗政策。然而到1996年,因無法繼續(xù)獲得國際社會對科索沃阿族事業(yè)的支持,魯戈瓦和他的非暴力反對政策越來越不得人心。內(nèi)部的反對勢力開始采取更為激進的方式進行反抗,反對勢力——科索沃解放軍出現(xiàn)。隨著科索沃解放軍的興起,對阿爾巴尼亞人的人權(quán)侵犯事件增加,包括任意逮捕和法外處決。以美國為首的北約和聯(lián)合國,受命通過外交手段解決危機,提出朗布依埃協(xié)議,作為和平解決沖突的方案。阿爾巴尼亞族和科索沃解放軍最終選擇了談判的道路,但是塞族拒絕簽署協(xié)議。因而北約聲稱別無選擇,為了拯救科索沃,不得不進攻塞爾維亞。 第四章以正義戰(zhàn)爭理論來考察北約的干涉行為。根據(jù)正義戰(zhàn)爭理論,北約干涉科索沃沖突是得不償失的。北約以人道主義為借口,違背了聯(lián)合國憲章的規(guī)定,制造了一個不好的先例。除了宣傳的維護人道主義之外,北約的行為也有著其他的目的。北約違背聯(lián)合國憲章、未經(jīng)授權(quán)就在他國的領(lǐng)土上進行干涉行動,這一行為不僅損害了美國,也損害了世界。北約自1949年建立以來,被定位于一個聯(lián)盟,用以保障聯(lián)盟成員的國家安全。北約規(guī)定有保護成員的義務(wù),但是南斯拉夫聯(lián)盟共和國作為一個主權(quán)國家,其并非北約成員,同時也沒有攻擊北約成員國,但是卻遭到了北約的空襲,因而在干涉科索沃沖突上,北約的行為從歷史邏輯上來講是矛盾的。聯(lián)合國是國際上公認(rèn)的唯一可以授權(quán)進行軍事干涉的國際組織,但是北約的行為并未受到聯(lián)合國的授權(quán),也并未遵從國際法的規(guī)定。正確的做法是聯(lián)合國憲章第39條中的規(guī)定:“安全理事會應(yīng)斷定任何和平之威脅、和平之破壞、或侵略行為之是否存在,并應(yīng)作成建議或抉擇依第四十一條及第四十二條規(guī)定之辦法,以維持或恢復(fù)國際和平及安全�！� 第五章是本文的結(jié)論部分。通過對科索沃沖突的剖析,可以看出以美國為首的西方國家試圖繞開聯(lián)合國或者假借聯(lián)合國的名義來推行霸權(quán)主義的行徑。諸如北約這樣的軍事行動極大地削弱了聯(lián)合國的威信,這也使得歐洲以外地區(qū),包括部分歐洲地區(qū)面臨著不合法的軍事干涉的威脅。本文認(rèn)為北約和美國對待世界的態(tài)度需要發(fā)生一個大的轉(zhuǎn)變,不再以充滿敵意的眼光看待世界。聯(lián)合國確實需要很多改革,但是到目前為止,其還是維護世界和平最主要的力量。我們應(yīng)該積極地在聯(lián)合國的基礎(chǔ)上建立一個良好的國際秩序,而不是忽視或者削弱聯(lián)合國的作用。雖然聯(lián)合國有著缺陷和不足,但是從世界范圍來看,其仍是國際合法性的代表,人道主義干涉需經(jīng)過聯(lián)合國的授權(quán)這一原則應(yīng)該始終堅持。北約對塞爾維亞的軍事行動因為一開始就繞過了聯(lián)合國安理會,因而受到了譴責(zé)。同時,聯(lián)合國安理會中那些擁有否決權(quán)的國家對于是否進行軍事干涉的投票也可能會變成另外一種干涉的形式。
[Abstract]:Since the signing of the thirty year war of Westphalia in 1648, the principle of sovereignty and non intervention has become the dominant principle of international politics. Sovereignty means that there is no higher authority over the state, unless the country voluntarily joins an organization and obeys its management. At the end of the twentieth Century, several foreign interference in the internal affairs of the country led the international community to challenge the Westphalia System - sovereignty is no longer sacred and inviolable. Many political leaders and theorists believe that humanitarian intervention is not only a legal act, but also a government violation of its citizens. In the case of human rights, this article, taking the Kosovo war in 1999 as an example, analyzed the armed conflicts that broke out between the Federal Republic of Serbia, the former Yugoslavia and the North Atlantic Treaty Organization (NATO), and highlighted the many questions surrounding the humanitarian intervention.
This article is divided into 5 parts:
The first chapter is mainly used to introduce the background of the study. The increase of inter state and domestic conflicts has become one of the major challenges in the post Cold War era. The so-called armed humanitarian intervention is also accompanied by conflict. Interference or non-interference, how to intervene in the countries of the outbreak of domestic war, has become a post Cold War era. This paper, taking the Kosovo war as an example, examines the war critically. In the first chapter, it points out the concerns of this study: what is the historical and political background of the outbreak of the conflict in Kosovo? Is NATO interfering in Kosovo's conflict correctly? Is there any other interests of NATO's intervention besides humanitarianism? What is the experience and lessons of the conflict in Kosovo and what is the enlightenment to the post cold war state governance? This study uses the theory of just war as the theoretical framework to think about these problems. The theory of just war, based on the moral philosophical basis of war and conflict, provides a criterion for judging the justice of war and the way of war. It is used to examine the moral obligation of the country in the use of violence. The traditional idea holds that war and war are always bound by moral conditions. The theory of just war can be traced back to Augustin, which is divided into two categories: the right of state to resort to war; the possibility of the state to fight for war legally. The humanitarian intervention is defined as The act of justice must conform to such conditions: the performer has the right intention and is legally authorized. In this chapter, the author combs the relevant literature and many scholars on the theory of interference, the nature and characteristics of the post cold war conflict, the study of the Kosovo war, and has collected a large number of data for this study, and compared it. The method also makes the results of this study more abundant.
The second chapter makes an in-depth analysis of the nature and characteristics of the Cold War era and clarifies the concept of humanitarian intervention. Although the end of the cold war has had a favorable impact on world peace, it has also resulted in the increase of conflicts. The large number of weapons left behind by the end of the cold war have appeared in the region and in the internal conflict. There is no doubt that the post Cold War era is full of conflicts and wars. Unlike general expectations, the end of the cold war has not brought ever peace and stability to the vast majority of the world. The world has not obtained peace from the end of the cold war, but the conflict has followed. From the Balkans to East Timor, from Africa On the continent to Europe, the world witnessed the extent and intensity of racial conflicts that threatened the survival of the country, the collapse of the country, and the popularity of such statements as "failed states". Security analysts also tended to agree that the nature of the conflict had changed in the.20 century after the end of the cold war. In 90s, many conflicts occurred within and not between countries, and the post cold war conflict was significantly different from the Cold War era. The post cold war conflict caused serious harm to civilians (especially women and children), which became one of the characteristics of the post cold war conflict. In these conflicts, the armed groups. Ignoring the constraints of international law on war behavior, and the suffering of the civilian population has also aroused the sympathy of the international community. The failure of national governance and the collapse of the social order mean that the efforts of the international community must go beyond the military and humanitarian categories and resolve conflicts through reconciliation and the reconstruction of effective government measures. The United Nations is responsible for the conflict. Dealing with conflicts around the world and managing conflicts at the subregional level, and the increasing number of domestic conflicts have aggravated the pressure of the United Nations and also made it necessary to study the activities of subregional organizations. Through a review of conflict management, the ability of the world to meet the challenges is enhanced.
The third chapter is the historical cause of the outbreak of the Kosovo conflict. The Kosovo conflict is one of the many conflicts in the post Cold War era. With the death of Tito, a long-term Yugoslavia leader in 1980, the relationship between the Albania and Yugoslavia governments in Kosovo began to deteriorate markedly. In 80s, the Kosovo Albanian and Yugoslavia governments Tensions have been strained. This tension reached its peak in 1989, and the president of the Republic of Serbia, Slobodan Milosevic, officially revoked Kosovo's autonomy in the Republic of Serbia. This act aggravated the already volatile situation and further led to the outbreak of the conflict between Serbia and Kosovo. The Ralf government was politically marginalized, in 1990 Kosovo Albanian declared Kosovo to be independent from Yugoslavia. After two years, Kosovo elected parliament and appointed Ibrahim Rugova as president. Until the mid 90s, the Kosovo Albanians persisted in the policy of peaceful resistance advocated by Rugova. However, by 1996, it was unable to continue to get International. The society's support for the Kosovo Albanian cause has become increasingly unpopular with his non violent opposition policies. The opposition forces have begun to take a more radical way of fighting, the opposition forces, the Kosovo Liberation Army, and the rise of the Kosovo Liberation Army and the increase in human rights violations in Albania. The United States led NATO and the United Nations, led by the United States, were ordered to resolve the crisis through diplomatic means and put forward the langbuier agreement as a peaceful solution to the conflict. The Albania and Kosovo Liberation Army had finally chosen the way to negotiate, but the Serbs refused to sign the agreement. To save Kosovo and have to attack Serbia.
The fourth chapter examines NATO's interference with the theory of just war. According to the theory of just war, NATO's interference in the conflict in Kosovo is not worth the loss. NATO, on the pretext of humanitarianism, violates the provisions of the Charter of the United Nations and creates a bad precedent. Besides the propaganda of humanitarianism, NATO has other actions. NATO's violation of the Charter of the United Nations and unauthorized interference in the territory of his country. This act not only undermines the United States, but also damages the world. Since its establishment in 1949, NATO has been positioned in an alliance to safeguard the national security of the members of the alliance. The North treaty provides for the obligation to protect members, but the Yugoslavia Union As a sovereign state, as a sovereign state, it is not a member of NATO, nor is it attacked by NATO members, but it has been attacked by NATO, so in the conflict of Kosovo, NATO's behavior is historically contradictory. The United Nations is recognized internationally as the only international organization that can authorize military interference. But the conduct of NATO has not been authorized by the United Nations and does not comply with the provisions of international law. The correct practice is in the thirty-ninth article of the Charter of the United Nations: "the Security Council shall determine any threat of peace, the destruction of peace, or the existence of an act of aggression, and should be made in accordance with the forty-first and forty-two articles of article forty-two. Prescribed measures to maintain or restore international peace and security. "
The fifth chapter is the conclusion of this article. Through the analysis of the conflict in Kosovo, it can be seen that the western countries led by the United States attempt to carry out hegemonism in the name of the United Nations or the name of the United Nations. Military actions such as NATO have greatly weakened the prestige of the United Nations, which also made the region outside Europe, including Part of the European region is facing the threat of unlawful military interference. This article believes that the attitude of NATO and the United States to the world needs a big change, no longer a hostile view of the world. The United Nations does need a lot of reform, but so far, it is the most important force in maintaining world peace. We should To build a good international order actively on the basis of the United Nations, not to ignore or weaken the role of the United Nations. Although the United Nations has shortcomings and shortcomings, it is still a representative of international legitimacy in the world, and the principle of humanitarian intervention should always be adhered to by the United Nations. Serbia's military action has been condemned by the UN Security Council at the beginning. At the same time, those countries with veto power in the UN Security Council may become another form of interference for military interference.
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2011
【分類號】：K153

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