本文選題：資源型地區(qū) + 鎖定效應�。� 參考：《山西財經大學》2013年碩士論文

【摘要】：自然資源豐裕的地區(qū)，資源開發(fā)的繁榮效應吸引生產要素向資源型部門流動，形成巨額沉淀成本，擠出了科技與人力資本，最終導致區(qū)域產業(yè)結構單一。過度依賴資源產業(yè)，必將危及區(qū)域可持續(xù)發(fā)展。產業(yè)多元化是實現資源型地區(qū)經濟轉型關鍵，產業(yè)多元化應該選擇怎樣方向與路徑，需要怎樣的保障機制。本文試圖做這方面的嘗試工作。 本文運用經濟學、產業(yè)經濟學、區(qū)域經濟學的相關理論，從資源型地區(qū)產業(yè)結構單一的鎖定機制入手，圍繞產業(yè)多元化的方向、路徑與保障機制三個方面的研究，對資源型地區(qū)產業(yè)多元化路徑理論進行了闡釋；接著分析迪拜、智利、挪威、等國家與地區(qū)成功實現產業(yè)多元化的路徑與制度保障；并對國內資源產業(yè)單一現象比較突出的山西進行了實證分析；最后通過借鑒成功轉型的案例，提出了資源型地區(qū)推動產業(yè)結構多元化的思路。 本文主要得出了以下結論： （1）資源型地區(qū)產業(yè)多元化的方向主要包括發(fā)展現代農業(yè)、高新制造業(yè)、現代服務業(yè)等產業(yè)。其轉型的路徑主要有四條：通過縱向延展、旁側延展、新興產業(yè)關聯等方式實現產業(yè)關聯；圍繞資源產業(yè)與非資源產業(yè)交叉融合，推動產業(yè)融合；依靠模仿或合作的方式植入新產業(yè)，以及承接區(qū)外的產業(yè)轉移兩種手段，完成產業(yè)移植；通過發(fā)展替代產業(yè)，開發(fā)廢棄資源等途徑實現產業(yè)再造。 （2）資源產業(yè)的鎖定效應體現在過度吸納生產要素、巨額的沉淀成本以及對人力資和科技的擠出。自由貿易制度和創(chuàng)新能力培育能夠降低制造業(yè)的成本，打破資源產業(yè)發(fā)展的固有路徑，削弱資源產業(yè)的鎖定效應。資源收益調節(jié)分配機制和產業(yè)開發(fā)規(guī)范機制可以抑制資源產業(yè)的繁榮效應，改變要素流動方向。 （3）基于山西從90年代以來資源產業(yè)與制造業(yè)發(fā)展進程，，設計了簡單的產業(yè)多元化指數，結果證明山西的產業(yè)多元化水平近20年來呈不斷下降的趨勢，揭示山西資源產業(yè)不斷強化及對制造業(yè)的擠出。實證分析驗證了資源產業(yè)鎖定效應造成區(qū)域產業(yè)單一的事實。針對山西產業(yè)結構單一化的問題，依據成功轉型國家的經驗，本文提出了：首先，以園區(qū)平臺驅動，通過產業(yè)關聯、產業(yè)融合、產業(yè)再造、產業(yè)移植等路徑推動非資源部門的發(fā)展。第二，強化對資源部門的規(guī)制，抑制生產要素向資源部門過度集中；第三，改革資源收益分配制度，縮小資源部門的利潤空間，抑制資源部門的過度繁榮。最后，投資人力資本、塑造良好的軟環(huán)境、構建企業(yè)創(chuàng)新體系以提升區(qū)域創(chuàng)新能力的途徑；加速產業(yè)多元化格局的形成。
[Abstract]:In the areas with abundant natural resources, the prosperous effect of resource development attracts the factors of production to flow to the resource-based sector, resulting in a huge precipitation cost, squeezing out scientific and technological capital and human capital, and finally leading to a single regional industrial structure. Excessive dependence on resource industry will endanger regional sustainable development. Industrial diversification is the key to realize the economic transformation of resource-based regions. What direction and path should be chosen and what kind of guarantee mechanism should be adopted for industrial diversification. This paper tries to do this kind of work. Based on the relevant theories of economics, industrial economics and regional economics, this paper starts with the single locking mechanism of the industrial structure of resource-based regions, and revolves around the direction of industrial diversification. The thesis explains the path theory of industrial diversification in resource-based regions from three aspects of path and safeguard mechanism, and then analyzes the path and institutional guarantee of industrial diversification in Dubai, Chile, Norway and other countries and regions. Finally, the author makes an empirical analysis of Shanxi Province, where the single phenomenon of domestic resource industry is relatively prominent; finally, through the case of successful transformation, This paper puts forward the idea of promoting the diversification of industrial structure in resource-based areas. The main conclusions are as follows: 1) the direction of industrial diversification in resource-based regions mainly includes the development of modern agriculture, high-tech manufacturing, modern service industries and so on. There are four ways of its transition: to realize the industrial connection by vertical extension, lateral extension, emerging industry association, etc., to promote the industrial integration around the cross integration of resource industry and non-resource industry. By imitating or cooperating to plant new industries, and undertaking industrial transfer outside the region, we can complete the transplantation of industries; by developing alternative industries, The lock-in effect of resource industry lies in the excessive absorption of production factors, the huge precipitation cost and the extrusion of human capital and science and technology. The cultivation of free trade system and innovation ability can reduce the cost of manufacturing, break the inherent path of the development of resource industry, and weaken the locking effect of resource industry. The mechanism of resource income regulation and distribution and the mechanism of industrial development standardization can restrain the prosperity effect of resource industry and change the direction of factor flow. (3) based on the development process of resource industry and manufacturing industry in Shanxi since the 1990s, A simple index of industrial diversification is designed. The results show that the level of industrial diversification in Shanxi has been declining in the past 20 years, which reveals that the resources industry of Shanxi has been strengthened and extruded to the manufacturing industry. The empirical analysis verifies the fact that the lock-in effect of resource industry leads to a single regional industry. Based on the experience of the successful transition countries, this paper puts forward the following points: firstly, driven by the platform of the park, through industrial association, industrial convergence, industrial reengineering, Industrial transplantation and other paths to promote the development of non-resource sectors. Second, we should strengthen the regulation of the resource sector and restrain the excessive concentration of production factors into the resource sector. Third, we should reform the system of resource income distribution, reduce the profit space of the resource sector, and restrain the excessive prosperity of the resource sector. Finally, it is necessary to invest in human capital, create a good soft environment, construct enterprise innovation system to promote regional innovation ability, and accelerate the formation of industrial diversification pattern.
【學位授予單位】：山西財經大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F127

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本文編號：1993775