本文選題：外資銀行　切入點：直接投資　出處：《上海外國語大學》2014年碩士論文　論文類型：學位論文

【摘要】：隨著全球化的進一步深入發(fā)展，世界范圍內(nèi)的資本流動愈加頻繁。而其中一個最重要的表現(xiàn)就是以外資銀行為主體的對外直接投資的迅猛發(fā)展。中國作為全球最大的潛在市場，，一直以來都是許多外資銀行的必爭之地。2006年12月11日，我國允許外資銀行將其在中國境內(nèi)的分行轉(zhuǎn)制為法人銀行，取消了之前對外資銀行在所有權(quán)、經(jīng)營權(quán)方面的有關(guān)限制，給予其同等的國民待遇。在這樣的利好形勢下，外資銀行在華的直接投資呈現(xiàn)迅猛增長的態(tài)勢。此時，研究外資銀行在我國直接投資的影響因素顯得尤為重要，不僅有利于我們分析外資銀行選擇在我國進行直接投資的作用因子，還可以通過借鑒外資銀行的經(jīng)驗更好的促進我國銀行業(yè)的發(fā)展，實施“走出去”戰(zhàn)略。 本文總共分為五章。第一章主要闡述了選題的研究背景和意義以及通過整理有關(guān)外資銀行直接投資的研究現(xiàn)狀，在此基礎(chǔ)上提出了本文的研究內(nèi)容、研究框架以及主要的創(chuàng)新點；第二章主要對以“客戶追隨效應”、“內(nèi)部化理論”以及“國際生產(chǎn)折中理論”等為基礎(chǔ)的文獻研究進行述評；第三章對外資銀行在我國的發(fā)展歷程和特點進行了分析；第四章是實證研究，也是文章的核心部分，筆者通過建立實證模型對外資銀行在我國直接投資的影響因素進行了研究；第五章是研究結(jié)論及局限性，根據(jù)實證模型的結(jié)果進一步得出研究結(jié)論，并指出了文章的局限性和下一步研究方向。 本文以“國際生產(chǎn)折中理論”為理論基礎(chǔ)，并以此為框架建立了實證模型，分析驗證了2005-2012年間外資銀行在我國直接投資的影響因素，樣本銀行是在我國注冊的30家外資銀行。實證結(jié)果顯示，所有權(quán)優(yōu)勢和區(qū)位優(yōu)勢能夠解釋外資銀行在我國的直接投資。鑒于此，筆者認為我國可以強化我國的區(qū)位優(yōu)勢以吸引更多的外資銀行進入；在宏觀層面，我國可以加強對外資銀行進入的政策引導和日常監(jiān)管，以吸引高質(zhì)量的金融機構(gòu)投資于我國；在微觀層面，我國的商業(yè)銀行自身要借鑒外資銀行的經(jīng)驗，實現(xiàn)“走出去”戰(zhàn)略，積極開展海外直接投資。
[Abstract]:With the further development of globalization, capital flows are becoming more and more frequent around the world. One of the most important manifestations is the rapid development of foreign direct investment (FDI), which is dominated by foreign banks. China is the largest potential market in the world. In December 11th 2006, China allowed foreign banks to convert their branches in China into corporate banks, cancelling previous restrictions on the ownership and management rights of foreign banks. Under such favorable circumstances, foreign banks' direct investment in China is increasing rapidly. At this time, it is particularly important to study the influencing factors of foreign banks' direct investment in China. It is not only helpful for us to analyze the factors that the foreign banks choose to invest directly in our country, but also can better promote the development of the banking industry of our country by using the experience of the foreign banks for reference, and carry out the "going out" strategy. This paper is divided into five chapters. The first chapter mainly describes the research background and significance of the topic and the current situation of the research on foreign bank direct investment, and puts forward the research content of this paper. The second chapter reviews the literature research based on "customer follow effect", "internalization theory" and "international production compromise theory". The third chapter analyzes the development process and characteristics of foreign banks in China. Chapter 4th is an empirical study, also the core part of the article, the author through the establishment of empirical model of foreign banks in China's direct investment factors were studied; Chapter 5th is the conclusion and limitation of the research. According to the results of empirical model, the conclusion is further drawn, and the limitations of the article and the next research direction are pointed out. Based on the "International production compromise Theory", this paper establishes an empirical model based on this theory, and analyzes and verifies the influencing factors of foreign banks' direct investment in China from 2005 to 2012. The sample banks are 30 foreign banks registered in China. The empirical results show that ownership advantages and location advantages can explain foreign banks' direct investment in China. The author thinks that our country can strengthen our regional advantage to attract more foreign banks to enter, at the macro level, we can strengthen the policy guidance and daily supervision to foreign banks, so as to attract high-quality financial institutions to invest in our country. At the micro level, the commercial banks of our country should draw lessons from the experience of foreign banks, realize the "going out" strategy and actively carry out overseas direct investment.
【學位授予單位】：上海外國語大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：F832.6;F831.2

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