【摘要】：產(chǎn)學(xué)研合作能夠大力推進(jìn)區(qū)域的經(jīng)濟(jì)發(fā)展已成為各地區(qū)的廣泛共識(shí)。但在當(dāng)前建設(shè)創(chuàng)新型和低碳型社會(huì)的新時(shí)期，面對(duì)能源短缺、污染嚴(yán)重、資源浪費(fèi)等現(xiàn)象，各區(qū)域亟需依靠高水平和高層次的產(chǎn)學(xué)研合作來(lái)實(shí)現(xiàn)低碳發(fā)展，產(chǎn)學(xué)研合作的廣度和深度還有待進(jìn)一步挖掘。然而，構(gòu)筑高水平的產(chǎn)學(xué)研合作必須要對(duì)低碳經(jīng)濟(jì)時(shí)代下的區(qū)域產(chǎn)學(xué)研合作創(chuàng)新情況有一個(gè)清晰的把握和深刻的認(rèn)識(shí)。因此，有必要對(duì)低碳視角下的區(qū)域產(chǎn)學(xué)研合作創(chuàng)新績(jī)效進(jìn)行全面評(píng)價(jià)，對(duì)其影響機(jī)理進(jìn)行深入研究，從而為相關(guān)主體提供決策依據(jù)，助力區(qū)域創(chuàng)新水平的提升和區(qū)域的低碳發(fā)展。 本文首先對(duì)低碳視角下的區(qū)域產(chǎn)學(xué)研合作進(jìn)行了概念界定，分析了低碳經(jīng)濟(jì)時(shí)代下產(chǎn)學(xué)研合作主要涉及的創(chuàng)新主體要素和創(chuàng)新環(huán)境要素，并在此基礎(chǔ)上構(gòu)建了低碳視角下的區(qū)域產(chǎn)學(xué)研合作創(chuàng)新概念模型，通過(guò)概念模型指出產(chǎn)學(xué)研合作創(chuàng)新是一個(gè)多主體共同參與的投入產(chǎn)出過(guò)程。其次，建立了低碳視角下的區(qū)域產(chǎn)學(xué)研合作創(chuàng)新績(jī)效評(píng)價(jià)指標(biāo)體系，運(yùn)用SE-SBM模型和Malmquist指數(shù)對(duì)全國(guó)30個(gè)省、市、自治區(qū)的產(chǎn)學(xué)研合作創(chuàng)新績(jī)效進(jìn)行了靜態(tài)評(píng)價(jià)和動(dòng)態(tài)分析。再者，在前文研究基礎(chǔ)上，構(gòu)建了低碳視角下區(qū)域產(chǎn)學(xué)研合作創(chuàng)新系統(tǒng)動(dòng)力學(xué)模型，并運(yùn)用Vensim軟件進(jìn)行了政策模擬仿真，探究了低碳視角下區(qū)域產(chǎn)學(xué)研合作創(chuàng)新績(jī)效的影響機(jī)理。最后，根據(jù)研究結(jié)果提出了合理且可行的政策建議。 本文通過(guò)研究得出：（1）創(chuàng)新績(jī)效評(píng)價(jià)方面，大部分地區(qū)在低碳經(jīng)濟(jì)時(shí)代下的產(chǎn)學(xué)研合作創(chuàng)新情況并不樂(lè)觀，近三分之二的地區(qū)為非DEA有效狀態(tài)，未實(shí)現(xiàn)創(chuàng)新資源的優(yōu)化配置。多數(shù)地區(qū)的技術(shù)效率指數(shù)在全要素生產(chǎn)率變化中未發(fā)揮關(guān)鍵作用。（2）創(chuàng)新績(jī)效影響機(jī)理研究方面，加大政府科技投入、改進(jìn)政府結(jié)構(gòu)性投入能夠提升專(zhuān)利授權(quán)量和新產(chǎn)品銷(xiāo)售收入的總量，調(diào)整企業(yè)與學(xué)研方利潤(rùn)分配比例對(duì)專(zhuān)利授權(quán)量的影響不明顯，，提高科技成果轉(zhuǎn)化率能提高新產(chǎn)品銷(xiāo)售收入，提高技術(shù)水平能夠降低地區(qū)的碳排放總量。同時(shí)，本文根據(jù)研究結(jié)果，對(duì)政府、企業(yè)和高校及科研院所分別提出了針對(duì)性的對(duì)策建議。
[Abstract]:The cooperation of industry, university and research can promote the economic development of the region. However, in the new era of building an innovative and low-carbon society, facing the phenomena of energy shortage, serious pollution and waste of resources, all regions urgently need to rely on high-level and high-level cooperation between industry, education and research to realize low-carbon development. The breadth and depth of cooperation between industry, university and research need to be further excavated. However, to build a high level of industry-university-research cooperation, we must have a clear grasp and profound understanding of the innovation of regional industry-study-research cooperation in the era of low-carbon economy. Therefore, it is necessary to comprehensively evaluate the innovation performance of regional industry-university-research cooperation under the low carbon perspective, and study its influence mechanism deeply, so as to provide the decision basis for the relevant subjects. Boost the level of regional innovation and regional low-carbon development. Firstly, this paper defines the concept of regional industry-university-research cooperation from the perspective of low carbon, and analyzes the main elements of innovation and innovation environment involved in the cooperation in the era of low-carbon economy. On this basis, the concept model of regional industry-university-research cooperation innovation is constructed under the low carbon perspective. Through the conceptual model, it is pointed out that industry-university-research cooperative innovation is an input-output process in which many subjects participate together. Secondly, the paper establishes the evaluation index system of regional industry-university-research cooperative innovation performance from the perspective of low carbon, and makes a static evaluation and dynamic analysis on the performance of regional industry-university-research cooperation innovation in 30 provinces, cities and autonomous regions by using SE-SBM model and Malmquist index. Furthermore, on the basis of the previous research, the dynamic model of regional industry-university-research cooperative innovation system is constructed under the low carbon perspective, and the policy simulation is carried out by using Vensim software. This paper probes into the influence mechanism of regional industry, college and research cooperation innovation performance under low carbon perspective. Finally, according to the results of the study, reasonable and feasible policy recommendations are put forward. The main conclusions are as follows: (1) in the aspect of evaluation of innovation performance, the innovation situation of industry, college and research cooperation in most regions in the era of low-carbon economy is not optimistic. Nearly 2/3 of the regions are non-DEA efficient, and the optimal allocation of innovation resources has not been realized. The technical efficiency index in most regions has not played a key role in the change of total factor productivity. (2) the research on the mechanism of the impact of innovation performance, increasing the government investment in science and technology, Improving the government's structural input can increase the amount of patent license and the total sales income of new products, adjust the proportion of profit distribution between enterprises and research parties has no obvious impact on the amount of patent license, and increase the conversion rate of scientific and technological achievements can increase the sales income of new products. Raising the level of technology can reduce the total amount of carbon emissions in the region. At the same time, according to the research results, this paper puts forward corresponding countermeasures and suggestions to the government, enterprises, universities and scientific research institutes.
【學(xué)位授予單位】：中北大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類(lèi)號(hào)】：F276.42;F273.1

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