【摘要】：當前我國正處于全力推動產(chǎn)業(yè)轉(zhuǎn)型升級和對外直接投資快速發(fā)展的雙重關(guān)鍵時期,自2002年十六大報告正式將“走出去”戰(zhàn)略作為我國對外開放的重要戰(zhàn)略部署以來,我國對外直接投資活動發(fā)展迅速。國家經(jīng)濟政策和產(chǎn)業(yè)政策的強力支持,無疑包含了欲借助對外直接投資進一步促進產(chǎn)業(yè)升級的預(yù)期,這也引發(fā)了理論界就借助對外直接投資與企業(yè)國際化促進產(chǎn)業(yè)升級的研究思考。尤其在美國、日本等先行大國以及韓國、新加坡等新興經(jīng)濟體已有的成功經(jīng)驗,以及我國企業(yè)原有的國際化行為在對拉動經(jīng)濟增長做出重大貢獻的同時亦使我國產(chǎn)業(yè)長期鎖定在全球價值鏈的低端位置基礎(chǔ)上,研究現(xiàn)階段我國如何合理借助對外直接投資促進產(chǎn)業(yè)升級具有重大而迫切的理論與現(xiàn)實意義。 基于目前我國經(jīng)濟面臨國內(nèi)環(huán)境與國際形勢上的雙重壓力,通過明確開放經(jīng)濟條件下產(chǎn)業(yè)升級的內(nèi)涵以及對相關(guān)研究文獻的梳理,并在對對外直接投資、企業(yè)國際化與國內(nèi)產(chǎn)業(yè)升級做出詳實的理論分析與實證檢驗基礎(chǔ)之上,具體得到以下結(jié)論：首先,從作用機理和驅(qū)動機制方面對于對外直接投資與國內(nèi)產(chǎn)業(yè)升級進行理論分析,并進一步在介紹美國、日本等發(fā)達國家的先行模式基礎(chǔ)上以我國制造業(yè)為例通過構(gòu)建產(chǎn)業(yè)升級指標實證檢驗其與我國對外直接投資的相關(guān)性,在理論和實證方面充分論證了通過對外直接投資能夠推動我國產(chǎn)業(yè)升級；進一步地具體到微觀層面,不同企業(yè)選擇對外直接投資方式開拓海外市場會起到迥異的產(chǎn)業(yè)升級作用,而盲目選擇國際化道路甚至?xí)诋a(chǎn)業(yè)升級方面起到惡化作用。根據(jù)新-新貿(mào)易理論構(gòu)建模型進行理論分析,并估算出我國各行業(yè)全要素生產(chǎn)率值以驗證其與我國企業(yè)國際化選擇的相關(guān)性,得出企業(yè)在借助對外直接投資開拓海外市場時應(yīng)以生產(chǎn)率水平作為根本的選擇標準,唯此企業(yè)在攫取更大利潤的同時,更能夠配合好國家宏觀經(jīng)濟政策充分發(fā)揮對外直接投資促進產(chǎn)業(yè)升級的效應(yīng)。 由此所分析的通過對外直接投資能夠促進產(chǎn)業(yè)升級以及企業(yè)如何選擇對外直接投資才能夠更好的發(fā)揮產(chǎn)業(yè)升級效應(yīng),如同一個問題的兩個方面,忽略任何一方面對于產(chǎn)業(yè)升級效應(yīng)的發(fā)揮都會大打折扣。我國企業(yè)對外直接投資活動的開展與政府宏觀經(jīng)濟政策導(dǎo)向有著緊密聯(lián)系,就此為實現(xiàn)企業(yè)發(fā)展與我國產(chǎn)業(yè)升級的良性互動,最后從政府和企業(yè)層面提供相關(guān)政策建議。
[Abstract]:At present, our country is in the dual critical period of promoting the industrial transformation and upgrading and the rapid development of foreign direct investment. Since the report of the 16th National Congress of 2002 formally took the "going out" strategy as the important strategic deployment of our country's opening to the outside world, China's foreign direct investment activities are developing rapidly. The strong support of national economic policies and industrial policies undoubtedly includes the expectation of further promoting industrial upgrading by means of foreign direct investment. This also leads the theoretical circles to promote industrial upgrading with the aid of foreign direct investment and enterprise internationalization. Especially in the leading countries such as the United States, Japan and other emerging economies such as South Korea and Singapore. And the original internationalization behavior of Chinese enterprises has made a great contribution to the economic growth, at the same time, our industry has been locked in the low-end position of the global value chain for a long time. It is of great and urgent theoretical and practical significance to study how to promote industrial upgrading with the aid of foreign direct investment. Based on the double pressure of domestic environment and international situation, through defining the connotation of industrial upgrading under the condition of open economy and combing the relevant research documents, China's economy is investing in foreign direct investment. On the basis of detailed theoretical analysis and empirical test of enterprise internationalization and domestic industrial upgrading, the following conclusions are obtained: firstly, the theoretical analysis of OFDI and domestic industrial upgrading is carried out from the aspects of mechanism of action and driving mechanism. On the basis of introducing the advanced models of developed countries such as the United States and Japan, this paper takes China's manufacturing industry as an example to test its relevance to China's foreign direct investment through the construction of industrial upgrading indicators. Theoretically and empirically, it fully demonstrates that FDI can promote China's industrial upgrading, and further to the micro level, different enterprises choose FDI to open up overseas markets will play a very different role in industrial upgrading. The blind choice of international road will even play a worsening role in industrial upgrading. According to the new-new trade theory construction model to carry on the theoretical analysis, and estimates the each industry total factor productivity value of our country, in order to verify its correlation with our country enterprise internationalization choice, It is concluded that the productivity level should be taken as the basic selection criterion when enterprises exploit overseas markets with the aid of foreign direct investment, but at the same time, the enterprises should grab more profits. In line with the national macroeconomic policy, we can give full play to the effect of foreign direct investment to promote industrial upgrading. From this analysis, through FDI can promote industrial upgrading and how enterprises choose FDI in order to better play the role of industrial upgrading, as one of the two aspects of the problem, Ignoring any aspect of the industrial upgrading effect will play a big discount. The development of foreign direct investment of Chinese enterprises is closely related to the macroeconomic policy orientation of the government. In order to realize the positive interaction between the development of enterprises and the upgrading of China's industry, the relevant policy suggestions are provided from the government and enterprise level.
【學(xué)位授予單位】：天津財經(jīng)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：F832.6;F121.3;F224

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