本文選題：期貨公司 + 資產(chǎn)管理��； 參考：《蘇州大學》2013年碩士論文

【摘要】：隨著期貨公司資產(chǎn)管理業(yè)務(wù)的推出，該業(yè)務(wù)成為中國現(xiàn)代金融市場，特別是期貨交易市場的新興產(chǎn)品。由于期貨資產(chǎn)管理產(chǎn)品投資范圍廣，交易靈活，杠桿較普通投資理財產(chǎn)品大，風險更高，于是對其的監(jiān)管，，以及風險控制就是關(guān)于期貨市場穩(wěn)定的一個重要的舉措，引起了社會各界對期投資方面風險管理研究的高度關(guān)注。 本文研究的主要內(nèi)容如下：首先，對論文研究內(nèi)容有關(guān)理論的實際情況進行了簡要說明；其次，對于操作風險管理歷史進行了總結(jié)和概括，同時對于相關(guān)的理論進行概括總結(jié)；其三，對于期貨投資行業(yè)操作風險管理的現(xiàn)狀進行了總結(jié)，提出當前我國期貨投資行業(yè)中操作風險管理方面存在的問題，并通過案例對于當前的問題進行說明，然后對期貨公司開展資產(chǎn)管理業(yè)務(wù)存在的操作風險點進行了概括；其四，描述了國外期貨資產(chǎn)管理業(yè)務(wù)操作風險管理體系的現(xiàn)狀并例舉加拿大的操作風險管理方法體系；其五，通過理論分析和借鑒國外經(jīng)驗的基礎(chǔ)上，嘗試建立對我國期貨公司資產(chǎn)管理業(yè)務(wù)操作風險管理體系，主要從確立操作風險管理體系建設(shè)的目標及原則、完善操作風險管理框架、建立操作風險管理方法和操作風險管理實施流程等方面進行敘述；最后對論文進行了總結(jié)和以后的發(fā)展進行了展望。
[Abstract]:With the introduction of the asset management business of futures companies, this business has become a new product in China's modern financial market, especially in futures trading market. As futures asset management products have a wide range of investments, flexible trading, greater leverage than ordinary investment and financial management products, and higher risks, the supervision and risk control of futures asset management products is an important measure for the stability of the futures market. Has aroused the social all circles to the period investment aspect risk management research high attention. The main contents of this paper are as follows: firstly, the actual situation of the relevant theories is briefly explained; secondly, the history of operational risk management is summarized, and the relevant theories are summarized. Third, the paper summarizes the current situation of operational risk management in futures investment industry, and points out the existing problems of operational risk management in China's futures investment industry, and explains the current problems through a case study. Then it generalizes the operational risk points of the futures company's asset management business. Fourthly, it describes the current situation of the foreign futures asset management operational risk management system and gives an example of the Canadian operational risk management method system. On the basis of theoretical analysis and foreign experience, this paper tries to establish the operational risk management system for the asset management business of China's futures companies, mainly from establishing the objectives and principles of the construction of the operational risk management system and perfecting the operational risk management framework. The establishment of operational risk management methods and operational risk management implementation process are described. Finally, the paper is summarized and the future development is prospected.
【學位授予單位】：蘇州大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F832.39;F272.3

【參考文獻】

相關(guān)期刊論文 前10條

1 曾華鋒;侯建;;談期貨企業(yè)風險管理文化[J];財會月刊;2005年29期

2 劉超;基于作業(yè)的商業(yè)銀行操作風險管理框架:實踐者的視角[J];金融論壇;2005年04期

3 何威風;朱莎莎;;內(nèi)部控制與風險管理——來自國儲銅的案例分析[J];財務(wù)與會計;2008年02期

4 崔佃光;;關(guān)于股指期貨的風險管理[J];當代經(jīng)濟;2009年17期

5 任廣盛;論期貨交易的風險管理[J];東北財經(jīng)大學學報;2004年05期

6 王廣勤;;股指期貨對股票市場的影響[J];當代經(jīng)濟(下半月);2008年02期

7 王勁松;張翅;;股指期貨的推出對我國股票市場的影響及其風險管理[J];湖北經(jīng)濟學院學報(人文社會科學版);2009年07期

8 郭愛文,王景美;商業(yè)銀行內(nèi)控制度急需盡快完善[J];經(jīng)濟論壇;2004年08期

9 陶耿;;探索風險管理技術(shù) 提高期貨公司風險管理能力[J];經(jīng)濟師;2009年04期

10 房輝;;我國期貨經(jīng)紀公司風險根源探究[J];金融理論與實踐;2006年12期

本文編號：2046705