本文選題：技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng) + 國(guó)家利益��； 參考：《北京郵電大學(xué)》2014年博士論文

【摘要】：隨著經(jīng)濟(jì)全球化的推進(jìn)和信息產(chǎn)業(yè)的迅速發(fā)展,經(jīng)濟(jì)競(jìng)爭(zhēng)的制高點(diǎn)已經(jīng)逐漸轉(zhuǎn)向技術(shù)優(yōu)勢(shì),技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)正在向市場(chǎng)競(jìng)爭(zhēng)的高級(jí)形式演變,各行各業(yè)中的企業(yè)都在努力嘗試將自身的標(biāo)準(zhǔn)樹立為市場(chǎng)上的主導(dǎo)標(biāo)準(zhǔn),從而獲得市場(chǎng)的控制權(quán),謀求巨大的商業(yè)利益。對(duì)國(guó)家而言,每個(gè)時(shí)期不同的主導(dǎo)產(chǎn)業(yè)的掌控能力是衡量一個(gè)國(guó)家競(jìng)爭(zhēng)力的重要標(biāo)志,甚至關(guān)系到一個(gè)國(guó)家產(chǎn)業(yè)結(jié)構(gòu)、經(jīng)濟(jì)結(jié)構(gòu)乃至國(guó)際政治結(jié)構(gòu)的調(diào)整。原本就在技術(shù)上占有絕對(duì)優(yōu)勢(shì)的發(fā)達(dá)國(guó)家則能夠更加便利地成為競(jìng)爭(zhēng)的主導(dǎo)者,從中獲得巨額經(jīng)濟(jì)利益。同時(shí),發(fā)達(dá)國(guó)家和壟斷企業(yè)通過制定標(biāo)準(zhǔn)戰(zhàn)略,利用國(guó)際標(biāo)準(zhǔn)組織和規(guī)則,將知識(shí)產(chǎn)權(quán)和標(biāo)準(zhǔn)體系結(jié)合起來,制訂出有利于自己的標(biāo)準(zhǔn)體系,筑起一道堅(jiān)實(shí)的技術(shù)壁壘,迫使發(fā)展中國(guó)家在國(guó)際競(jìng)爭(zhēng)的新格局中處于更加不利的地位。標(biāo)準(zhǔn)爭(zhēng)奪的背后實(shí)際上隱含了國(guó)家對(duì)經(jīng)濟(jì)領(lǐng)導(dǎo)權(quán)的爭(zhēng)奪以及對(duì)國(guó)家戰(zhàn)略利益的維護(hù)。因此,如何參與標(biāo)準(zhǔn)競(jìng)爭(zhēng)奪取領(lǐng)先地位,實(shí)現(xiàn)國(guó)家利益最大化,對(duì)于發(fā)展中國(guó)家來講,是一個(gè)更加亟待解決的核心問題。 本文在總結(jié)和評(píng)述已有文獻(xiàn)的基礎(chǔ)上,針對(duì)技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)成為市場(chǎng)競(jìng)爭(zhēng)高級(jí)形式的發(fā)展趨勢(shì),提出國(guó)際標(biāo)準(zhǔn)競(jìng)爭(zhēng)中國(guó)家利益量化函數(shù),引入籌碼概念,構(gòu)建多階段動(dòng)態(tài)博弈模型,研究非對(duì)等技術(shù)水平和對(duì)等技術(shù)水平條件下,博弈參與國(guó)最優(yōu)技術(shù)管制和新技術(shù)標(biāo)準(zhǔn)開發(fā)策略。具體而言,主要完成的創(chuàng)新工作如下： 一是提出在國(guó)際標(biāo)準(zhǔn)競(jìng)爭(zhēng)中獲取國(guó)家利益最大化的概念,給出量化的收益函數(shù)。將企業(yè)間的標(biāo)準(zhǔn)競(jìng)爭(zhēng)上升到國(guó)家間的標(biāo)準(zhǔn)競(jìng)爭(zhēng)高度,考慮經(jīng)濟(jì)利益、安全系數(shù)、自主產(chǎn)權(quán)量化收益、網(wǎng)絡(luò)效應(yīng)、消費(fèi)者效用等因素,從國(guó)家經(jīng)濟(jì)安全的角度提出國(guó)家利益函數(shù)。 二是構(gòu)建非對(duì)等技術(shù)水平條件下標(biāo)準(zhǔn)競(jìng)爭(zhēng)動(dòng)態(tài)博弈模型和對(duì)等技術(shù)水平條件下標(biāo)準(zhǔn)競(jìng)爭(zhēng)多階段動(dòng)態(tài)博弈模型。提出技術(shù)先行國(guó)和追趕國(guó)在國(guó)際標(biāo)準(zhǔn)競(jìng)爭(zhēng)中獲取國(guó)家利益最大化的最優(yōu)技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)策略,作為技術(shù)追趕的發(fā)展中國(guó)家往往存在技術(shù)創(chuàng)新基礎(chǔ)和實(shí)力總體較薄弱等問題,需通過產(chǎn)業(yè)政策、競(jìng)爭(zhēng)政策和知識(shí)產(chǎn)權(quán)保護(hù)政策等,支持和促進(jìn)國(guó)內(nèi)產(chǎn)業(yè)發(fā)展,并需防止技術(shù)先行國(guó)濫用知識(shí)產(chǎn)權(quán)、標(biāo)準(zhǔn)優(yōu)勢(shì)等行為。對(duì)等水平條件標(biāo)準(zhǔn)競(jìng)爭(zhēng),提出了獲取國(guó)家利益最大化的最優(yōu)新技術(shù)標(biāo)準(zhǔn)開發(fā)策略,研究表明,決定動(dòng)態(tài)博弈模型結(jié)果的因素取決于知識(shí)產(chǎn)權(quán)的量化所帶來的收益以及兩國(guó)所采取不同的策略各自需要承受的風(fēng)險(xiǎn)值大小。 三是定義了技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)下的籌碼概念,并對(duì)其中一種籌碼引入博弈對(duì)均衡的影響進(jìn)行了理論分析,對(duì)國(guó)際標(biāo)準(zhǔn)競(jìng)爭(zhēng)中運(yùn)用籌碼策略提供理論依據(jù)。通過構(gòu)建有籌碼的技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)多階段動(dòng)態(tài)博弈模型,提出在國(guó)際標(biāo)準(zhǔn)競(jìng)爭(zhēng)中獲取國(guó)家利益最大化的最優(yōu)技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)策略及籌碼策略。在非對(duì)稱技術(shù)水平條件下引入籌碼概念,并將其分為保障性籌碼和威脅性籌碼,分別研究了一國(guó)擁有籌碼和兩國(guó)均擁有籌碼,三種不同情況下技術(shù)先行國(guó)的技術(shù)管制策略、追趕國(guó)新技術(shù)標(biāo)準(zhǔn)開發(fā)策略。研究表明,擁有籌碼的一方比沒有籌碼的一方更具有優(yōu)勢(shì),會(huì)使納什均衡往有利于自身的方向改變；擁有威脅性籌碼的一方比擁有保障性籌碼的一方更具有優(yōu)勢(shì)；當(dāng)博弈雙方都擁有籌碼時(shí),可能會(huì)使得納什均衡朝著社會(huì)效益最大化的方向發(fā)展。 論文最后部分還利用有籌碼的技術(shù)標(biāo)準(zhǔn)競(jìng)爭(zhēng)多階段動(dòng)態(tài)博弈模型對(duì)中國(guó)的TD-SCDMA和歐盟的WCDMA通信技術(shù)標(biāo)準(zhǔn)之間的競(jìng)爭(zhēng)進(jìn)行了博弈分析,并對(duì)我國(guó)開發(fā)4G/5G通信標(biāo)準(zhǔn)提出了政策建議,對(duì)應(yīng)用研究做了一些創(chuàng)新性的探討分析。
[Abstract]:With the rapid development of economic globalization and the rapid development of information industry, the commanding heights of economic competition have gradually turned to technical advantages. The competition of technical standards is evolving into the advanced form of market competition. All enterprises in all walks of life are trying to set up their own standards as the dominant standards on the market, thus obtaining market control. For the state, the control ability of the different leading industries in each period is an important symbol to measure the competitiveness of a country, even to the adjustment of a country's industrial structure, economic structure and even the international political structure. The developed countries, which have the absolute superiority in technology, can be more effective. At the same time, the developed countries and the monopoly enterprises, through the formulation of standard strategy, the use of international standard organizations and rules to combine intellectual property and standard system, develop a standard system for their own, and build a solid technical barrier to force the developing countries. The new pattern of international competition is in a more disadvantageous position. Behind the standard contention is actually implying the state's contention for economic leadership and the maintenance of the national strategic interests. Therefore, how to take part in the standard competition to seize the leading position and maximize the national interests is a more urgent solution for the developing countries. The core issue.
On the basis of summarizing and reviewing the existing literature, aiming at the development trend of the technical standard competition as the advanced form of market competition, this paper puts forward the quantitative function of the interest of the Chinese family in the international standard competition, introduces the concept of chips, constructs a multi-stage dynamic game model, and studies the participating countries of the game under the non equivalent technical level and the level of peer technology. The best technology control and the new technology standard development strategy are.
First, it puts forward the concept of maximizing national interest in international standard competition, and gives a quantified income function. It raises the standard competition between enterprises to the standard competition height among countries, considers economic benefits, safety coefficient, quantitative income of independent property rights, network effect, and the utility of consumers, from the point of view of national economic security. The function of national interest.
The two is to construct the dynamic game model of the standard competition under the non equivalent technical level and the multi stage dynamic game model of the standard competition under the equal technology level, and put forward the optimal technical standard competition strategy to maximize the national interests in the international standard competition. It is necessary to support and promote the development of domestic industry through industrial policy, competition policy and intellectual property protection policy, such as industrial policy, competition policy and intellectual property protection policy, and to prevent the abuse of intellectual property rights and standard advantages. The development strategy of the optimal new technical standards shows that the factors that determine the results of the dynamic game model depend on the benefits of the quantification of intellectual property rights and the magnitude of the risk values that the two countries need to adopt for different strategies.
The three is to define the concept of chips under the competition of technical standards, and the theoretical analysis of the influence of one kind of chips introducing game to equilibrium, and to provide the theoretical basis for the use of chips in international standard competition. The optimal technical standard competition strategy and chip strategy of home benefit maximization are introduced with the concept of chips under the asymmetrical technical level, and divided into secure chips and threat chips. The technology control strategy of a country with chips and two countries with chips and three different situations is studied, and the new technology is chased by the country. Standard development strategy. Research shows that a square with a chip is more advantageous than a non chip, making Nash equilibrium in the direction that is beneficial to itself; a square with threatening chips is more advantageous than a party with a secure chip; when both players have chips, it may make Nash balanced. The direction of the maximization of social benefits is developing.
The last part of the paper also makes use of the technical standard competitive multi stage dynamic game model with the chips to analyze the competition between China's TD-SCDMA and the WCDMA communication technology standards of the European Union, and puts forward some policy suggestions on the development of 4G/5G communication standards in China, and makes some innovative discussion and analysis on the application research.
【學(xué)位授予單位】：北京郵電大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2014
【分類號(hào)】：F203

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