本文選題：專利數據 + 985工程高校發(fā)明專利　； 參考：《中國科學技術大學》2017年碩士論文

【摘要】：自《專利法》實施以來,中國專利事業(yè)有了長足發(fā)展,每年專利中請與授權量不斷增加,對經濟發(fā)展、社會進步與國民生活水平的提高作出了巨大貢獻。但專利申請數量的迅速增長并未有效提升中國創(chuàng)新能力,發(fā)明專利維持率低、生存期短,高校專利也存在重重問題。提升高校的發(fā)明專利產出質量和水平不僅關乎高�？萍紕�(chuàng)新能力的建設,也直接關系國家自主知識產權戰(zhàn)略的實施。面對這一問題,諸多學者展開了一系列的研究,但現有研究中針對高校這一主體的研究成果很少,而且由于數據可獲得性方面的困難,中國也鮮有研究涉及專利引文數、非專利引文數與專利被引數對專利生存時間的影響作用。因此,為了明確"985工程"高校發(fā)明專利生存時間影響因素,為提高"985工程"高校發(fā)明專利質量提供參考,為探究專利引文數、非專利引文數與專利被引數在中國情境下的作用進行本次研究。本文首先對國內外相關領域研究進行梳理與分析,對其進行簡要述評查找研究不足,為研究打下堅實的理論基礎;隨后之后基于成本收益理論,采用生存分析方法,構建"985工程"高校發(fā)明專利生存時間影響因素分析模型;然后通過包括國家知識產權局專利檢索平臺在內的專利數據庫獲取專利數據對"985工程"高校發(fā)明專利生存時間進行了實證研究;最后對研究進行分析和總結,對研究不足與未來研究方向進行說明。本文通過實證研究發(fā)現:(1)校企聯合申請的發(fā)明專利生存狀況遠遠優(yōu)于其他類別專利權人的發(fā)明專利;(2)始終對"985工程"高校發(fā)明專利生存時間具有正向影響的因素包括:專利權人數、發(fā)明人數、說明書頁、權利要求數。與國外諸多研究成果相似,專利被引數對發(fā)明專利維持或生存具有正向影響也得到驗證。(3)審查時間始終對"985工程"高校發(fā)明專利生存時間存在不利影響;(4)專利.引文數與技術領域數對"985工程"高校發(fā)明專利生存時間影響具有不確定性,這或許與專利數據結構有關;(5)非專利引文數對"985工程"高校發(fā)明專利生存時間存在不利影響;(6)"985工程"高校發(fā)明專利生存時間影響因素在時間和空間上具有"動態(tài)性"。
[Abstract]:Since the implementation of the Patent Law, the patent industry in China has made great progress, and the number of patent requests and authorizations has been increasing every year, which has made great contributions to the economic development, social progress and the improvement of the people's living standards. However, the rapid growth of patent applications has not effectively promoted the innovation ability of China, the patent maintenance rate of invention is low, the survival period is short, and there are many problems in the patent of colleges and universities. Improving the quality and level of invention patent output is not only related to the construction of scientific and technological innovation ability, but also directly related to the implementation of national independent intellectual property strategy. In the face of this problem, many scholars have carried out a series of studies, but the existing research on the subject of colleges and universities is very few, and because of the difficulty of data availability, there are few studies on patent citations in China. The effect of non-patent citation and patent citation on patent lifetime. Therefore, in order to clarify the factors affecting the survival time of university invention patent in "Project 985", to provide a reference for improving the quality of invention patent in "Project 985" and to explore the number of patent citations, The role of non-patent citation and patent citation in Chinese context. This paper firstly combs and analyzes the related research at home and abroad, and makes a brief review and search for it, which lays a solid theoretical foundation for the research. Then, based on the cost-benefit theory, the survival analysis method is adopted. Constructing the "985 Project" university invention patent survival time factors analysis model; Then through the patent database including the patent retrieval platform of the State intellectual property Office to obtain patent data, the author makes an empirical study on the survival time of the "985 Project" university invention patent; finally, it analyzes and summarizes the research. The lack of research and the direction of future research are explained. Through empirical research, this paper finds that the survival condition of the invention patent filed jointly by school and enterprise is far better than that of other patentees.) it has always had a positive influence on the survival time of the invention patent of "Project 985" in colleges and universities. Including the number of patents, Number of inventions, manual pages, claims. Similar to many foreign research results, patent citation has a positive effect on the maintenance or survival of invention patents and has been verified. The examination time has always had a negative effect on the survival time of university invention patents in "985 Project". The number of citations and the number of technical fields have uncertainty on the survival time of the "985 Project" university invention patent. This may be related to the structure of patent data. 5) the number of non-patent citations has a negative effect on the survival time of university invention patent in "985 project". 6) the factors affecting the survival time of university invention patent in "Project 985" have a "dynamic nature" in time and space.
【學位授予單位】：中國科學技術大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：G644;G306

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