本文選題：軟件用戶界面　切入點：著作權　出處：《蘭州大學》2014年碩士論文

【摘要】：軟件用戶界面是實現人機交互的一種平臺,也是計算機軟件的一個重要的組成部分。在軟件用戶界面的發(fā)展中,軟件用戶界面從早期的簡單文字、表格形式發(fā)展到了現在的圖形化用戶界面,其間不僅有軟件技術的提升,更為重要的是軟件用戶界面經歷了從技術到設計的重要轉變。在軟件用戶界面發(fā)展到當前這個階段,軟件用戶界面已經不再是簡單的為實現軟件功能的一種簡單途徑,而是軟件研發(fā)者獲得市場認可的一種重要產品。 當今世界的軟件競爭已經不再停留在軟件的功能性、技術性競爭,而是以用戶體驗為核心的軟件產品競爭。從當前蘋果、谷歌、三星等軟件企業(yè)的研發(fā)投入來看,軟件用戶界面的研發(fā)成為了這種競爭的一種重要手段。而與此同時,現代軟件用戶界面的研發(fā)活動中充滿了創(chuàng)造性勞動,軟件用戶界面日趨復雜,其不僅飽含設計者對于軟件功能的理解,更實現了將心理學、設計學等學科的研究成果應用其中,成為了一種創(chuàng)造性產品。 在商業(yè)利益的推動中,人們對于軟件用戶界面的認識不斷加深,軟件用戶界面的保護問題也由此展開。從早期的反不正當競爭法和商標法的保護,到后來的著作權法的保護,再到當前專利權擴張背景下的專利權保護,軟件用戶界面幾乎嘗試了知識產權的所有制度。尤其是在對軟件用戶界面本質屬性的反復探討中,軟件用戶界面的著作權保護與專利權保護問題成為了研究的重點。 從世界范圍內看,當前軟件用戶界面的保護主要集中在著作權與專利權的保護之中,且兩種保護制度在此問題上互有交錯。制度的交錯已經成為現狀,這種現狀也對軟件用戶界面的發(fā)展和知識產權制度的穩(wěn)定性產生了一定的負面影響,但是在軟件用戶界面不斷發(fā)展的背景下,軟件用戶界面的產業(yè)界和司法實務界都在不斷尋求制度的變革。反觀我國,我國受制于對軟件用戶界面的理解不夠等問題,長期來并未對軟件用戶界面給予應有的保護。在近年以手機為代表的移動終端的軟件用戶界面發(fā)展中,蘋果、谷歌、三星等軟件企業(yè)間軟件用戶界面的競爭和訴訟才開始有更多的學者和專家關注這一問題。本文試圖從軟件用戶界面的本質特征出發(fā),通過對軟件用戶界面的著作權保護與專利權保護歷程進行回顧,結合軟件用戶界面知識產權保護中的核心問題進行探討,對當前相互交錯的軟件用戶界面保護制度進行一定的梳理,從制度設計的背景、制度設計的比較、國外制度的運行狀況等方面就未來軟件用戶界面知識產權保護上的變革進行一定的研究,以期對我國軟件用戶界面的著作權與專利權保護的進路選擇有一定的作用。 本文主體上分為五個部分,即為五章： 第一章,首先厘清了軟件用戶界面的基本內涵和外延,并對軟件用戶界面的一些特征進行了歸納和總結。在此基礎上,通過對于軟件用戶界面本質的探討,結合當前的世界經濟發(fā)展現狀和趨勢,從理論上和實踐上對于軟件用戶界面知識產權保護的正當性問題進行了論證。最后,本章還通過對軟件用戶界面保護知識產權保護的歷程進行梳理,一方面從實證方面對國外軟件用戶界面保護的正當性進行肯定,另一方面也為后續(xù)章節(jié)的研究奠定基礎。 第二章,通過對軟件用戶界面著作權保護歷程的研究,明確軟件用戶界面著作權保護中的核心問題。同時,對軟件用戶界面著作權保護中的這些核心問題進行逐一分析,尤其是對于“作品”、“思想——表達”二分法以及“功能性作品”等問題的反思,進一步研究軟件用戶界面著作權保護的基礎性問題。 第三章,軟件用戶界面的專利權保護時間尚短,在絕大多數國家仍然停留在其本身是否具備“可專利性”問題的階段,因此對于軟件用戶界面的專利權保護就著重從可專利性問題角度進行研究。在論證了軟件用戶界面的可專利性問題后針對外觀設計專利和發(fā)明專利兩種具有差異的專利制度分別進行了探討,并從標準化問題的角度進行了一定的基礎性研究。 第四章,軟件用戶界面著作權與專利權保護的交錯是當前的制度現實,因此本章著重對于這種現實進行了歸納和討論,并結合前文中對于大量基礎性問題的討論結果進行分析,初步理清了軟件用戶界面保護中著作權與專利權的關系,進而拓展到對兩種制度在這一問題上的應然狀態(tài)的探討。 第五章,軟件用戶界面保護中著作權與專利權的交錯是一種現實狀態(tài),但是這種狀態(tài)必然會進行一定的變革。通過對兩種制度在軟件用戶界面這一客體上的經濟分析,進一步論證了兩種制度在這一客體保護上的優(yōu)缺點。以此為基礎,結合社會現實和知識產權的基本理論,對于制度變革的趨勢進行一定的研究。最終綜合全文的研究結論,從軟件用戶界面保護中著作權與專利權的體系構建出發(fā),對于制度變革進行更為深入的現實研究,并對我國在這一問題上的制度設計思路進行一定的嘗試。
[Abstract]:Software user interface is a platform for human-computer interaction, is an important part of computer software. In the development of software user interface, software user interface from simple text early form, to the development of the graphical user interface now, which not only software technology promotion, more important is the software user interface has experienced from technology to change. In the design of software user interface development to the current stage, software is no longer a simple user interface for a simple way to realize the function of the software, which is one of the most important products of software developers to gain market recognition.
In today's world of software competition no longer stay in the functionality of software and technology competition, but to the user experience as the core software products from the current competition. Google, apple, Samsung and other software enterprises R & D investment, research and development of software user interface has become an important means of this kind of competition. At the same time, modern software the user interface of the R & D activities is full of creative work, the software user interface has become more and more complicated, which not only contains the designer understand the software functions, more the design disciplines such as psychology, the research results of the application, has become a kind of creative products.
In the promotion of commercial interests, people continue to deepen the understanding of software user interface, protection of the software user interface and so on. From the early days of the anti unfair competition law and trademark law protection, protection to the copyright law, the patent protection of patent rights under the background of the current expansion of the software. The user interface is almost tried all the intellectual property system. Especially in the study of software user interface attributes repeatedly, the problem of software user interface for the protection of copyright and patent protection has become the focus of the study.
See from the world, the protection of the current software user interface is mainly focused on the protection of copyright and patent right, and two kinds of protection systems on this issue are staggered. The system has become a staggered situation, have a negative impact on the stability of the status quo of software user interface and the development of intellectual property right system however, in the continuous development of software user interfaces in the context of the user interface of software industry and the judicial practice are constantly seeking system change. In our country, the problem of China depends on the software user interface is not enough to understand, for a long time has not given due protection of software user interface in the software. The user interface development of mobile terminal represented by mobile phone in recent years, apple, Google, competition and procedure of software user interface Samsung among software companies began to have more scholars and experts Pay attention to this problem. This paper attempts to start from the essential characteristics of software user interface, through the review of the history of the protection of user interface of software copyright protection and patent right, combined with the core problem of software user interface in the protection of intellectual property are discussed, some sort of software user interface protection system at present are staggered, from the system design background, compare the design of the system, the foreign system of the operating conditions on the future of software user interface on the protection of intellectual property rights reform must study, with a view to our user interface of software copyright and patent protection approach has certain effect.
This article is divided into five parts, that is, the five chapter.
The first chapter clarifies the basic connotation and extension of software user interface, and some features of software user interface are summarized. On this basis, through the discussion on the nature of the software user interface, combined with the current situation and developing trend of the world economy, from the theory and Practice for the legitimacy of software users the interface of intellectual property protection are discussed. Finally, this chapter also by analyzing the user interface of software protection of intellectual property rights protection, on the one hand from the empirical justification for the protection of foreign software user interface, on the other hand also lay the foundation for further research.
The second chapter, through the research on the user interface of a software copyright protection process, clear user interface of software copyright protection in the core of the problem. At the same time, the analysis of the core issues in copyright protection of software user interface, especially for the "work", "thought - expression" and "dichotomy of functional works" the basic problem, the further research of user interface of software copyright protection.
The third chapter, the patent protection of software user interface in a short time, most countries still remain in whether to have its own "patent" stage, so the patent protection software user interface is mainly from the angle of patent issues. In the patentability of software user interface after the design patent and patent two with different patent system were discussed, and from the perspective of the standardization of some basic research.
The fourth chapter, the software user interface works staggered right and patent protection system is the reality, so this chapter focuses on the reality are summarized and discussed, and combined to discuss a number of fundamental problems by analyzing the results of the preliminary clarify the relationship between the user interface in the protection of copyright and patent right by software and then proceed to the discussion of the state should be on the issue of the two systems.
The fifth chapter, cross protection software user interface of copyright and patent rights is a state of reality, but this will be change. Through the analysis of the two systems in the software user interface of this object on the economy, and further demonstrates the advantages and disadvantages of the two systems in the object of protection. On this basis, combined with the basic theory of the social reality and the intellectual property rights, must study for institutional change trend. Finally synthesizes the research conclusion, from the software user interface in the protection of copyright and patent right system construction, system reform for more realistic study, and must try in our system design ideas on this issue.

【學位授予單位】：蘭州大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：D923.4

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