本文選題：中介機(jī)構(gòu)　切入點(diǎn)：功能　出處：《學(xué)術(shù)論壇》2016年04期

【摘要】：民間金融機(jī)構(gòu)的成長是市場(chǎng)成熟之必然結(jié)果 ,加強(qiáng)"看門人"群體管制則是實(shí)現(xiàn)金融行業(yè)健康發(fā)展的基礎(chǔ)。政府監(jiān)管與行業(yè)監(jiān)管并進(jìn)是解決當(dāng)下監(jiān)管困境中法律規(guī)則粗泛、中介行業(yè)惡性競爭、雇用機(jī)制設(shè)計(jì)空缺、行業(yè)及從業(yè)人員道德倫理滑坡等問題的關(guān)鍵。完善"看門人"制度應(yīng)從建立健康高效的金融市場(chǎng)角度出發(fā),以服務(wù)社會(huì)的責(zé)任理念為指引,以嚴(yán)格的治理規(guī)則設(shè)計(jì)為方向,以漸進(jìn)式改革模式作為完善金融中介機(jī)構(gòu)法律監(jiān)管機(jī)制的實(shí)現(xiàn)路徑。
[Abstract]:The growth of private financial institutions is the inevitable result of market maturity, and strengthening the "gatekeeper" group control is the basis for the healthy development of the financial industry. The key to the problems such as vicious competition in intermediary industry, vacancy of employment mechanism design, moral and ethical decline of industry and practitioners, etc. To perfect the "gatekeeper" system should be based on the establishment of a healthy and efficient financial market. Guided by the concept of responsibility of serving the society, the design of strict governance rules is taken as the direction, and the gradual reform mode is taken as the way to perfect the legal supervision mechanism of financial intermediary institutions.
【作者單位】： 吉林財(cái)經(jīng)大學(xué)法學(xué)院;吉林大學(xué)法學(xué)院;
【基金】：教育部青年基金項(xiàng)目“中國金融體制改革中民間借貸規(guī)范化研究”(12YJC820014) 吉林省社會(huì)科學(xué)基金項(xiàng)目“大數(shù)據(jù)時(shí)代吉林省互聯(lián)網(wǎng)金融業(yè)風(fēng)險(xiǎn)依法治理研究”(2015A11)
【分類號(hào)】：D922.28;F832.3

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