【摘要】：2007年金融危機(jī)的爆發(fā)將“主權(quán)財(cái)富基金”這個(gè)被人們忽略很久的投資力量推向了世界經(jīng)濟(jì)的前臺(tái)。對(duì)于主權(quán)財(cái)富基金,國(guó)際社會(huì)至今都沒(méi)有形成一個(gè)被普遍接受的定義,再加上其天然的政府主權(quán)性質(zhì)和信息的隱蔽性,就造成了投資接受國(guó)對(duì)于主權(quán)財(cái)富基金可能利用國(guó)家豁免理論逃避其國(guó)內(nèi)法律追究的擔(dān)心。在這種擔(dān)心下,主權(quán)財(cái)富基金受到了越來(lái)越多的限制。這些限制不僅使基金母國(guó)倍受其害,也不利于投資接受國(guó)走出危機(jī)的陰霾。 為了使主權(quán)財(cái)富基金能夠在國(guó)際金融市場(chǎng)上發(fā)揮自己應(yīng)有的作用,也為了消除發(fā)達(dá)國(guó)家對(duì)于發(fā)展中國(guó)家的“歧視性”對(duì)待,本文在詳細(xì)介紹主權(quán)財(cái)富基金和國(guó)家豁免理論的基礎(chǔ)上,對(duì)于主權(quán)財(cái)富基金是否可能實(shí)現(xiàn)國(guó)家豁免進(jìn)行了主客觀方面的分析。并在此基礎(chǔ)上針對(duì)我國(guó)主權(quán)財(cái)富基金——中國(guó)投資有限責(zé)任公司的運(yùn)營(yíng)現(xiàn)狀,提出完善建議,以期促進(jìn)中投公司更好地完成其成立目標(biāo)。 本文共分為五個(gè)部分。前言部分簡(jiǎn)要介紹了本文寫作的背景、目的和研究?jī)?nèi)容。第一章通過(guò)分析主權(quán)財(cái)富基金的概念、特征、發(fā)展過(guò)程等基本情況介紹了主權(quán)財(cái)富基金的現(xiàn)狀和它們所面臨的國(guó)家豁免問(wèn)題。第二章詳細(xì)介紹了“國(guó)家豁免”理論,包括該理論的發(fā)展和演變。其中主要介紹了國(guó)際立法努力的成果——《聯(lián)合國(guó)國(guó)家及其財(cái)產(chǎn)管轄豁免公約》,并針對(duì)《公約》的具體規(guī)定詳細(xì)從主體、行為性質(zhì)和財(cái)產(chǎn)的執(zhí)行豁免等方面辨析主權(quán)財(cái)富基金是否可以主張國(guó)家豁免。通過(guò)上述分析得出主權(quán)財(cái)富基金不符合《公約》可以豁免的規(guī)相關(guān)定的結(jié)論。第三章主要是在分析上述問(wèn)題的基礎(chǔ)上針對(duì)我國(guó)主權(quán)財(cái)富基金的現(xiàn)狀和國(guó)際投資對(duì)主權(quán)財(cái)富基金的要求,從運(yùn)營(yíng)角度提出自己對(duì)中投公司的改進(jìn)建議,以期對(duì)我國(guó)主權(quán)財(cái)富基金更好地發(fā)展有所幫助。最后的結(jié)論部分總結(jié)了本文觀點(diǎn),并最終導(dǎo)出了“接受主權(quán)財(cái)富基金投資的國(guó)家不需要有國(guó)家豁免方面的擔(dān)心”這一結(jié)論。
[Abstract]:The outbreak of the financial crisis in 2007 pushed sovereign wealth funds, a long-neglected investment force, to the forefront of the world economy. For sovereign wealth funds, the international community has yet to come up with a universally accepted definition, coupled with its natural sovereign nature of government and the concealment of information. This raises concerns among recipient countries that sovereign wealth funds may use the doctrine of state immunity to evade their domestic law. Amid such concerns, sovereign wealth funds are increasingly constrained. These restrictions not only hurt the home country of the fund, but also prevented the recipient country from emerging from the crisis. In order to enable sovereign wealth funds to play their rightful role in international financial markets and to eliminate the "discriminatory" treatment of developing countries by developed countries, On the basis of introducing the theory of sovereign wealth fund and state immunity in detail, this paper analyzes whether sovereign wealth fund can realize state immunity in subjective and objective aspects. On the basis of this, the author puts forward some suggestions on the operation of China Investment Co., Ltd., which is the sovereign wealth fund of China, in order to promote CIC to achieve its founding goal better. This paper is divided into five parts. The preface briefly introduces the background, purpose and research content of this thesis. The first chapter introduces the current situation of sovereign wealth funds and the state immunity they face by analyzing the concept, characteristics and development process of sovereign wealth funds. The second chapter introduces the theory of State immunity in detail, including its development and evolution. It mainly introduces the results of international legislative efforts, the United Nations Convention on jurisdictional Immunities of States and their property, and, in the light of the specific provisions of the Convention, Whether sovereign wealth fund can claim state immunity is analyzed in the aspects of behavior nature and property immunity. The above analysis concludes that sovereign wealth funds do not comply with the provisions exempted by the Convention. The third chapter is mainly on the basis of analyzing the above problems, aiming at the current situation of China's sovereign wealth funds and the requirements of international investment to sovereign wealth funds, the author puts forward his own suggestions for improving CIC from the operational point of view. With a view to our country's sovereign wealth funds better development help. The final conclusion summarizes the point of view of this paper, and finally leads to the conclusion that countries receiving sovereign wealth fund investment do not need to be worried about state immunity.
【學(xué)位授予單位】：中國(guó)政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類號(hào)】：D996

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相關(guān)期刊論文 前1條

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本文編號(hào)：2414588