【摘要】：補(bǔ)貼定義是《補(bǔ)貼與反補(bǔ)貼措施協(xié)定》框架下認(rèn)定政府行為構(gòu)成補(bǔ)貼的重要基礎(chǔ)，對我國應(yīng)對反補(bǔ)貼調(diào)查具有重要意義,但是目前理論界對補(bǔ)貼定義進(jìn)行系統(tǒng)而全面的整理研究的不多。本文以WTO法律文本為依托，以爭端解決機(jī)構(gòu)現(xiàn)有與補(bǔ)貼相關(guān)的案例為考察基礎(chǔ)，綜合運(yùn)用條約解釋、實(shí)證研究以及比較分析的方法，對與補(bǔ)貼定義相關(guān)的問題進(jìn)行了一番探討,以期對我國的理論和實(shí)踐有所裨益。 本文包括引言、正文和結(jié)論三個部分。 正文主要分為以下五個部分： 第一章，WTO及其主要成員方的反補(bǔ)貼規(guī)則概述。本章先對有關(guān)補(bǔ)貼的WTO法律文件進(jìn)行概括性的介紹，隨后就SCM協(xié)定（《補(bǔ)貼與反補(bǔ)貼措施協(xié)定》）以及各國對補(bǔ)貼的定義進(jìn)行介紹，為下文探討補(bǔ)貼的三項(xiàng)基本要素奠定了背景基礎(chǔ)。 第二章，補(bǔ)貼的提供者。本章在概述SCM協(xié)定對補(bǔ)貼提供者的界定之后，著重就容易引起爭議的“公共機(jī)構(gòu)”和“私營機(jī)構(gòu)”進(jìn)行闡述分析。通過解析WTO爭端解決機(jī)構(gòu)的裁決，進(jìn)一步明確補(bǔ)貼提供者的范圍及認(rèn)定。 第三章，補(bǔ)貼的主要形式：財政資助。本章在概述SCM協(xié)定對補(bǔ)貼規(guī)定的四種主要形式的基礎(chǔ)上，著重就前三種形式中一些財政資助的認(rèn)定進(jìn)行分析和闡述。 第四章，，補(bǔ)貼的效果：授予利益。本章先對補(bǔ)貼利益進(jìn)行分析界定，從探究補(bǔ)貼利益的本質(zhì)入手，進(jìn)而對補(bǔ)貼利益的界定和衡量作出基本判斷。隨后，就與補(bǔ)貼利益界定最密切的利益計算展開論述，在對比SCM協(xié)定、美國法律規(guī)定、中國法律規(guī)定的基礎(chǔ)上對授予利益計算的基本原則和方法進(jìn)行闡述。 第五章，我國的補(bǔ)貼現(xiàn)狀及其挑戰(zhàn)與應(yīng)對—以國有企業(yè)為視角。本章針對我國實(shí)際情況，以國有企業(yè)補(bǔ)貼的分析為切入口，全面分析國有企業(yè)受到反補(bǔ)貼調(diào)查的潛在風(fēng)險，在此基礎(chǔ)上，對我國國有企業(yè)如何應(yīng)對反補(bǔ)貼調(diào)查提出了若干建議。
[Abstract]:The definition of subsidy is an important basis for the recognition of government actions as subsidies under the framework of the Agreement on subsidies and countervailing measures, which is of great significance to China's countervailing investigation. However, there are few systematic and comprehensive researches on the definition of subsidy in the theoretical circle at present. Based on the legal texts of WTO and the existing cases of dispute settlement bodies related to subsidies, this paper discusses the problems related to the definition of subsidies by using the methods of treaty interpretation, empirical research and comparative analysis. In order to benefit our theory and practice. This paper includes three parts: introduction, text and conclusion. The main body is divided into the following five parts: the first chapter, WTO and its main members of the anti-subsidy rules overview. This chapter begins with a general introduction to the WTO legal documents on subsidies, and then introduces the SCM Agreement (the Agreement on subsidies and countervailing measures) and the definitions of subsidies in various countries. It lays the background for the discussion of the three basic elements of subsidy below. The second chapter is the provider of subsidy. After summarizing the definition of subsidy providers in the SCM agreement, this chapter focuses on the controversial "public institutions" and "private institutions". By analyzing the ruling of WTO dispute settlement body, the scope and determination of subsidy provider are further clarified. The third chapter, the main form of subsidy: financial support. On the basis of summarizing the four main forms of subsidies stipulated in the SCM Agreement, this chapter focuses on the analysis and elaboration of some of the first three forms of financial aid. Chapter four, the effect of subsidy: conferring benefits. This chapter first analyzes and defines the subsidy interest, starting with the essence of the subsidy interest, and then makes a basic judgment on the definition and measurement of the subsidy interest. Then, it discusses the most closely defined benefit calculation with the subsidy interests, and expounds the basic principles and methods of the calculation of granted benefits on the basis of comparing the SCM agreement, the United States law and the provisions of Chinese law. Chapter five, the status quo and challenges of subsidies in China-from the perspective of state-owned enterprises. According to the actual situation of our country, this chapter analyzes the potential risk of countervailing investigation on state-owned enterprises, and puts forward some suggestions on how to deal with countervailing investigation.
【學(xué)位授予單位】：上海社會科學(xué)院
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：D996.1

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本文編號：2301431