論WTO與RTAS爭端解決的管轄權(quán)沖突與協(xié)調(diào)
發(fā)布時間：2018-09-13 08:18
【摘要】：近年來,隨著區(qū)域貿(mào)易安排的迅猛發(fā)展,WTO和區(qū)域貿(mào)易安排的爭端解決機制的并存情況已經(jīng)成為一個不爭的事實,同時,WTO體系下的DSU(《關(guān)于爭端解決規(guī)則與程序的諒解》)并未涉及區(qū)域貿(mào)易安排的爭端管轄權(quán)的規(guī)定,僅對自身的管轄權(quán)作出了規(guī)定。現(xiàn)行WTO與區(qū)域貿(mào)易安排關(guān)于管轄權(quán)的規(guī)定不可避免的導(dǎo)致了兩者之間管轄權(quán)的沖突,那么當(dāng)爭端發(fā)生時,成員方如何選擇爭端解決機構(gòu)?亦或是先后或者同時向不同的爭端解決機構(gòu)提交了解決爭端的申請,該機構(gòu)又該如何處理?本文采用實證分析與比較分析相結(jié)合的方法來探討協(xié)調(diào)WTO與RTAs爭端解決機制的管轄權(quán)沖突問題,通過比較分析北美自由貿(mào)易區(qū)和歐盟的實踐,對WTO與RTAs爭端解決機制的管轄權(quán)沖突的產(chǎn)生原因以及協(xié)調(diào)途徑等幾個基本問題進行了初步探討,并結(jié)合具體的案例進行詳盡的剖析,提出相應(yīng)的觀點或者解決方案,以期望能夠協(xié)調(diào)WTO與RTAs之間的運行關(guān)系,在WTO和其他的其他區(qū)域貿(mào)易安排之間合理分配管轄權(quán),對于中國——東盟自由貿(mào)易區(qū)的爭端解決機制作出適當(dāng)?shù)钠饰?結(jié)合我國的國情探討如何有效的利用該機制,真正維護我國合法權(quán)益。本文共分為四個章節(jié)。 第一章從WTO與區(qū)域貿(mào)易安排的關(guān)系的角度入手,分析了區(qū)域貿(mào)易安排的發(fā)展對WTO帶來的影響,并且比較了兩者的爭端解決的特點。 第二章研究了WTO與區(qū)域貿(mào)易安排爭端解決的管轄權(quán)沖突的表現(xiàn)以及這一沖突產(chǎn)生的原因,同時借由墨西哥飲料案的管轄權(quán)競合問題來詳細說明了“管轄排除條款”有效性問題。 第三章承接管轄權(quán)沖突的產(chǎn)生,探討了兩者沖突的協(xié)調(diào)問題,其中包括沖突的協(xié)調(diào)方法和原則,另外還分析了北美自由貿(mào)易區(qū)和歐盟的爭端解決機制,以期提供借鑒和啟示。 第四章研究了中國——東盟自由貿(mào)易區(qū)與WTO的爭端解決管轄權(quán)的沖突與協(xié)調(diào)問題,分析了CAFTA的現(xiàn)狀和《中國——東盟關(guān)于爭端解決機制的協(xié)議》的特點以及兩者的沖突協(xié)調(diào)問題,最后提出我國應(yīng)采取的對策建議。
[Abstract]:In recent years, with the rapid development of regional trade arrangements (RTAs), it has become an indisputable fact that WTO and the dispute settlement mechanism of RTAs coexist. At the same time, the DSU (understanding on the rules and procedures of dispute settlement) does not deal with the dispute jurisdiction of regional trade arrangements, but only its own jurisdiction. The existing provisions of WTO and RTA on jurisdiction inevitably lead to the conflict of jurisdiction between the two parties, so when the dispute occurs, how does the member choose the dispute settlement body? Or if a dispute settlement application has been submitted to a different dispute settlement body successively or simultaneously, what should be done by the dispute settlement body? This paper uses the method of combining empirical analysis and comparative analysis to discuss the conflict of jurisdiction in the dispute settlement mechanism between WTO and RTAs, and analyzes the practice of North American Free Trade area (NAFTA) and European Union (EU). This paper discusses the causes of jurisdiction conflict between WTO and RTAs dispute settlement mechanism and some basic problems, such as the ways of coordination and so on, and makes a detailed analysis in combination with specific cases, and puts forward the corresponding viewpoints or solutions. In order to coordinate the operational relationship between WTO and RTAs and distribute jurisdiction between WTO and other regional trade arrangements reasonably, this paper makes an appropriate analysis of the dispute settlement mechanism of China-ASEAN Free Trade area. This paper discusses how to make effective use of this mechanism in order to protect our legal rights and interests. This paper is divided into four chapters. The first chapter analyzes the influence of the development of regional trade arrangement on WTO from the angle of the relationship between WTO and RTA, and compares the characteristics of dispute settlement between RTA and RTA. The second chapter studies the conflict of jurisdiction between WTO and RTA and the causes of the conflict, and explains the validity of jurisdiction exclusion clause in detail by the issue of jurisdiction concurrence in the Mexican beverage case. Chapter three deals with the conflict of jurisdiction, discusses the coordination of the conflict, including the methods and principles of conflict, and analyzes the dispute settlement mechanism of the North American Free Trade area and the European Union in order to provide reference and enlightenment. Chapter four studies the conflict and coordination of dispute settlement jurisdiction between China-ASEAN Free Trade area (CAFTA) and WTO. This paper analyzes the present situation of CAFTA, the characteristics of the Agreement on dispute settlement Mechanism between China and ASEAN, and the conflict coordination between the two, and finally puts forward some countermeasures and suggestions to be taken by our country.
【學(xué)位授予單位】：華僑大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2011
【分類號】：D996.1
[Abstract]:In recent years, with the rapid development of regional trade arrangements (RTAs), it has become an indisputable fact that WTO and the dispute settlement mechanism of RTAs coexist. At the same time, the DSU (understanding on the rules and procedures of dispute settlement) does not deal with the dispute jurisdiction of regional trade arrangements, but only its own jurisdiction. The existing provisions of WTO and RTA on jurisdiction inevitably lead to the conflict of jurisdiction between the two parties, so when the dispute occurs, how does the member choose the dispute settlement body? Or if a dispute settlement application has been submitted to a different dispute settlement body successively or simultaneously, what should be done by the dispute settlement body? This paper uses the method of combining empirical analysis and comparative analysis to discuss the conflict of jurisdiction in the dispute settlement mechanism between WTO and RTAs, and analyzes the practice of North American Free Trade area (NAFTA) and European Union (EU). This paper discusses the causes of jurisdiction conflict between WTO and RTAs dispute settlement mechanism and some basic problems, such as the ways of coordination and so on, and makes a detailed analysis in combination with specific cases, and puts forward the corresponding viewpoints or solutions. In order to coordinate the operational relationship between WTO and RTAs and distribute jurisdiction between WTO and other regional trade arrangements reasonably, this paper makes an appropriate analysis of the dispute settlement mechanism of China-ASEAN Free Trade area. This paper discusses how to make effective use of this mechanism in order to protect our legal rights and interests. This paper is divided into four chapters. The first chapter analyzes the influence of the development of regional trade arrangement on WTO from the angle of the relationship between WTO and RTA, and compares the characteristics of dispute settlement between RTA and RTA. The second chapter studies the conflict of jurisdiction between WTO and RTA and the causes of the conflict, and explains the validity of jurisdiction exclusion clause in detail by the issue of jurisdiction concurrence in the Mexican beverage case. Chapter three deals with the conflict of jurisdiction, discusses the coordination of the conflict, including the methods and principles of conflict, and analyzes the dispute settlement mechanism of the North American Free Trade area and the European Union in order to provide reference and enlightenment. Chapter four studies the conflict and coordination of dispute settlement jurisdiction between China-ASEAN Free Trade area (CAFTA) and WTO. This paper analyzes the present situation of CAFTA, the characteristics of the Agreement on dispute settlement Mechanism between China and ASEAN, and the conflict coordination between the two, and finally puts forward some countermeasures and suggestions to be taken by our country.
【學(xué)位授予單位】：華僑大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2011
【分類號】：D996.1
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