本文關(guān)鍵詞： 股東承包經(jīng)營 公司自治 公司契約 治理結(jié)構(gòu) 自主經(jīng)營　出處：《西南政法大學(xué)》2011年碩士論文　論文類型：學(xué)位論文

【摘要】：承包經(jīng)營責(zé)任制在國有企業(yè)改制中被宣布失敗后,似乎銷聲匿跡。然而近些年,股東承包經(jīng)營有限公司這一新的經(jīng)營模式在實(shí)踐中又悄然興起,由此引發(fā)人們對(duì)有限公司股東承包經(jīng)營合同的效力產(chǎn)生了爭議。在現(xiàn)代市場經(jīng)濟(jì)體制下,在新公司法鼓勵(lì)公司自治的基本理念指引下,有限公司股東承包經(jīng)營模式是否有其存在的合理性,以及合理性存在的法理依據(jù)是什么,積極影響是什么,都是實(shí)務(wù)中亟待澄清和解決的問題。本文擬通過對(duì)實(shí)踐中出現(xiàn)的有限公司股東承包經(jīng)營的案例分析以及法理分析,并將公司自治理念貫穿其中,對(duì)上述相關(guān)問題做出回答和解釋,并提出相應(yīng)的改進(jìn)措施。 全文共分四個(gè)部分,具體而言： 第一部分,有限責(zé)任公司股東承包經(jīng)營合同綜述。該部分首先對(duì)股東承包經(jīng)營公司的含義和特征進(jìn)行了概括,對(duì)承包經(jīng)營合同的發(fā)包主體進(jìn)行了論述。其次闡述了公司承包經(jīng)營產(chǎn)生的歷史背景,主要是承包經(jīng)營責(zé)任制在我國發(fā)展的各個(gè)歷史階段以及如何催生了有限公司的承包經(jīng)營。在該部分最后,提出了本篇論文研究的重點(diǎn),即承包經(jīng)營合同的效力問題；在列舉分析了理論界中存在的關(guān)于承包經(jīng)營合同的效力爭議之后,筆者提出了自己的見解,并解釋了承包股東在承包經(jīng)營后是否享有有限責(zé)任待遇的問題。 第二部分,有限責(zé)任公司股東承包經(jīng)營的基本理論分析。此部分是本文的理論核心部分。在此部分的前四節(jié),筆者分別從公司自治的角度、公司法規(guī)范的性質(zhì)的角度、公司章程的性質(zhì)的角度、承包合同的性質(zhì)的角度分析了公司承包經(jīng)營合同的有效性與合理性。最后對(duì)傳統(tǒng)公司經(jīng)營模式下“三權(quán)分立”的治理結(jié)構(gòu)進(jìn)行了簡單介紹,并指出了這種傳統(tǒng)模式下存在的“大股東內(nèi)部控制問題”和“股東干預(yù)和經(jīng)營者獨(dú)立傾向的矛盾問題”等。 第三部分,股東承包經(jīng)營對(duì)有限責(zé)任公司治理的影響。在前兩部分的理論基礎(chǔ)上,此部分首先指出了股東承包經(jīng)營公司后產(chǎn)生的公司治理結(jié)構(gòu)的變化,其中包括此種承包模式對(duì)股東會(huì)制度和股東權(quán)利的影響,對(duì)董事會(huì)制度和監(jiān)事會(huì)制度的影響以及對(duì)公司經(jīng)理、法定代表人制度的影響等。接著明確提出了股東承包經(jīng)營公司產(chǎn)生的積極作用：主要解決了傳統(tǒng)模式下有限責(zé)任公司中存在的問題,即經(jīng)營者獲得了自主經(jīng)營權(quán),同時(shí)收益和風(fēng)險(xiǎn)同步轉(zhuǎn)移,避免了“股東干預(yù)和經(jīng)營者獨(dú)立傾向之間的矛盾”。最后文章指出了“小公司”是采取承包經(jīng)營模式的最佳選擇,并說明了理由。 第四部分,有限責(zé)任公司股東承包經(jīng)營中存在的問題及建議。首先,關(guān)于股東承包收益分配問題,本部分明確指出在承包經(jīng)營模式下,可以突破公司法中關(guān)于公司利潤分配的倡導(dǎo)性規(guī)定,而根據(jù)承包合同中雙方自由協(xié)商規(guī)定的分配方式分配利潤；同時(shí)在債務(wù)承擔(dān)問題上,也依據(jù)合同的相對(duì)性原理分析了承包股東、發(fā)包公司以及債權(quán)人之間的權(quán)利義務(wù)關(guān)系。其次,提出了關(guān)于承包股東可能對(duì)公司未來利益造成損害的問題,以及相應(yīng)的對(duì)策建議。最后,文章提出了股東承包經(jīng)營公司的風(fēng)險(xiǎn)防范措施,主要是關(guān)于有限公司在訂立承包合同時(shí)的具體決議程序安排,以及對(duì)承包經(jīng)營期限、承包金的繳納比例、收益分配等條款的靈活規(guī)定。
[Abstract]:However , in recent years , the new mode of operation of the shareholders ' contracting and operation company has arisen in practice . However , in recent years , there is a dispute about the effectiveness of the contract of the shareholder ' s contract . In the modern market economy system , it is urgent to clarify and solve the problem in practice . In this paper , the paper intends to answer and explain the above - mentioned problems through case analysis and legal analysis of the shareholder ' s contract management in practice , and put forward the corresponding improvement measures . The full text is divided into four parts , in particular : Firstly , the article summarizes the meaning and characteristics of the contractor ' s contract management company , and discusses the historical background of the contract management . The second part is the basic theoretical analysis of the shareholder ' s contract management of limited liability company . This part is the core part of the thesis . In the first four sections of this part , the author analyzes the validity and rationality of the contract in the company contract from the angle of company autonomy , the nature of company law norm , the nature of the contract , and points out the problems of " internal control of big shareholder " and " contradiction between shareholder intervention and operator ' s independence tendency " in the traditional mode . In the third part , on the basis of the former two parts , this part firstly points out the change of the corporate governance structure generated after the shareholder ' s contract operation , including the influence of such contracting mode on the shareholders ' meeting system and the shareholder ' s rights , the influence on the system of the board of directors and the system of the supervisory board and the influence on the company manager and the legal representative system . In the fourth part , there are some problems and suggestions in the shareholders ' contract management of limited liability company . First of all , on the issue of shareholder contract income distribution , this part clearly points out that under the contract management mode , the rights and obligations relationship between the contracting shareholder , the contracting company and the creditor can be broken through according to the relative principle of the contract .

【學(xué)位授予單位】：西南政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類號(hào)】：D922.291.91

【引證文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前2條

1 賀利芳;我國有限責(zé)任公司承包經(jīng)營的法律問題研究[D];遼寧大學(xué);2012年

2 王國亞;有限責(zé)任公司承包經(jīng)營合同問題[D];西南政法大學(xué);2012年

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本文編號(hào)：1531521