本文選題：證券市場發(fā)展 + 證券監(jiān)管體制��； 參考：《遼寧師范大學(xué)》2013年碩士論文

【摘要】：20世紀(jì)20年代末的經(jīng)濟(jì)大危機(jī)首先爆發(fā)于證券市場，宣告了自由放任主義的結(jié)束，凱恩斯的國家干預(yù)經(jīng)濟(jì)學(xué)代替了亞當(dāng)·斯密的自由放任主義。經(jīng)濟(jì)危機(jī)也是現(xiàn)代金融監(jiān)管不善形成的，使各國意識(shí)到制定并實(shí)施嚴(yán)格的證券市場監(jiān)管法律制度的必要性。我國的證券監(jiān)管機(jī)構(gòu)初期是由中國人民銀行金融管理司負(fù)責(zé)監(jiān)管，國家經(jīng)濟(jì)體制改革委員會(huì)等政府機(jī)構(gòu)，上海、深圳證券交易所當(dāng)?shù)卣餐瑓⑴c管理，，上海、深圳頒布了證券市場監(jiān)管法規(guī)，建立了地方性的監(jiān)管機(jī)構(gòu)。現(xiàn)今的證券監(jiān)管體制和機(jī)構(gòu)是經(jīng)過幾年的發(fā)展和重大改革，形成了如今的中國證券監(jiān)督管理委員會(huì)及其派出機(jī)構(gòu)。伴隨著新《證券法》的頒布，我國證券市場監(jiān)管體制建設(shè)進(jìn)入了新的階段。 證券市場作為資本市場的一部分，發(fā)揮著籌集資金的巨大作用，而且是一種長期性、持續(xù)性的籌資市場，促進(jìn)資源的合理流動(dòng)。證券市場的存在能夠進(jìn)一步規(guī)范上市公司，促進(jìn)上市公司的良性發(fā)展，股市是經(jīng)濟(jì)行情的晴雨表，及時(shí)反映宏觀的經(jīng)濟(jì)狀況。多年來，證券市場發(fā)展的經(jīng)驗(yàn)教訓(xùn)表明，市場與市場主體的成熟與否與證券監(jiān)管的成熟與否是相輔相成的。 本文從我國證券市場以及監(jiān)管體制的發(fā)展入手，結(jié)合前人的研究理論及成果，并借鑒了世界范圍內(nèi)證券監(jiān)管體制的基本模式，從歷史背景、社會(huì)發(fā)展等方面進(jìn)行了系統(tǒng)的闡述，分析我國現(xiàn)行證券監(jiān)管體制的發(fā)展、現(xiàn)狀與不足，提出了改善證券監(jiān)管體制的幾點(diǎn)建議，以期對(duì)證券監(jiān)管體制改革實(shí)踐有所裨益。行文有諸多不妥之處，懇請(qǐng)各位領(lǐng)導(dǎo)老師予以批評(píng)指正！
[Abstract]:The economic crisis in the late 1920s first broke out in the stock market and declared the end of laissez-faire. Keynes' state intervention economics replaced Adam Smith's laissez-faire. The economic crisis is also the result of modern financial supervision, which makes countries realize the necessity of establishing and implementing strict legal system of securities market supervision. Initially, the securities regulatory bodies in China were supervised by the Financial Management Department of the people's Bank of China, the State Economic system Reform Commission and other government agencies, and the local governments of the Shanghai and Shenzhen Stock exchanges jointly participated in the management, Shanghai, Shenzhen has promulgated regulations and regulations governing the securities market and established local regulatory bodies. After several years of development and major reform, the current securities regulatory system and institutions have formed the China Securities Regulatory Commission and its field offices. With the promulgation of the new Securities Law, China's securities market regulatory system has entered a new stage. As a part of capital market, securities market plays a great role in raising funds, and it is a kind of long-term and sustainable financing market, which promotes the rational flow of resources. The existence of the stock market can further standardize the listed companies and promote the benign development of the listed companies. The stock market is the barometer of the economic market and reflects the macroeconomic situation in time. Over the years, the experience and lessons of the development of the securities market show that the maturity of the market and the main body of the market and the maturity of the securities supervision complement each other. This paper starts with the development of our country's securities market and supervision system, combines the previous research theories and achievements, and draws lessons from the basic model of the securities supervision system in the world, from the historical background, the social development and so on, has carried on the systematic elaboration, and has carried on the system elaboration from the historical background, the social development and so on. This paper analyzes on the development, present situation and deficiency of the current securities supervision system in China, and puts forward some suggestions for improving the securities supervision system in order to benefit the reform practice of the securities supervision system. There are a lot of errors in the writing, please be criticized by the leading teachers to correct!
【學(xué)位授予單位】：遼寧師范大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.51

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本文編號(hào)：1970521