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證券訴訟類型化研究

發(fā)布時間:2018-05-18 18:01

  本文選題:證券訴訟 + 訴訟類型化; 參考:《蘇州大學(xué)》2013年碩士論文


【摘要】:我國證券市場自成立以來取得了長足的發(fā)展,在資源優(yōu)化配置中起著十分重要的作用。伴隨著市場的擴大、交易品種的多樣,有關(guān)證券業(yè)務(wù)的主體間的摩擦亦呈現(xiàn)出不斷增加的態(tài)勢。證券訴訟作為解決證券糾紛的最后一道防線,自然被一些希望通過司法途徑解決證券糾紛的主體寄予厚望。然而,在我國的司法實踐中,證券訴訟并未發(fā)揮其應(yīng)有的作用,究其原因,除了司法政策因素外,,也與目前證券訴訟理論系統(tǒng)性、體系化的研究貧乏有關(guān)。因此,本文試圖采用類型化的視角,系統(tǒng)性地針對整體證券訴訟類型加以分析,找尋證券訴訟與傳統(tǒng)訴訟存在相同、近似的理論,同時發(fā)現(xiàn)其特殊的訴訟法理與規(guī)則,以期能夠推動證券訴訟的發(fā)展。 本文的第一部分介紹了證券糾紛、證券糾紛爭議解決機制以及證券訴訟的概念和特性。第二部分探討了證券訴訟類型化之基本理論,主要包括訴的種類與訴訟類型、證券訴訟類型的概念與分類以及證券訴訟類型化之意義。然后,文章的第三部分對我國證券訴訟的發(fā)展歷程做了簡要概述并對目前我國證券訴訟的適用現(xiàn)狀進行了評析。最后一部分,針對我國目前證券訴訟的現(xiàn)狀,筆者提出了我國證券訴訟類型化構(gòu)建應(yīng)考慮的因素,同時將證券訴訟分為證券權(quán)利確認訴訟、證券欺詐訴訟、證券合同訴訟,并分別探討了各自的概念、訴訟要件及審理規(guī)則。
[Abstract]:China's securities market has made great progress since its establishment and plays an important role in the optimal allocation of resources. With the expansion of the market and the variety of the trading, the friction between the main bodies of the securities business also presents an increasing trend. As the last line of defense to solve securities disputes, securities litigation is naturally expected by some subjects who wish to solve securities disputes through judicial means. However, in the judicial practice of our country, the securities litigation has not played its due role. Besides the judicial policy factors, it is also related to the systematic and systematic research on the securities litigation theory at present. Therefore, this paper tries to analyze the types of the whole securities litigation systematically from the perspective of typology, to find out the same and similar theory of the securities litigation and the traditional litigation, at the same time, to find its special legal principles and rules of action. In order to promote the development of securities litigation. The first part of this paper introduces the concept and characteristics of securities disputes, dispute settlement mechanism and securities litigation. The second part discusses the basic theory of the classification of securities litigation, including the types and types of litigation, the concept and classification of the types of securities litigation and the significance of the classification of securities litigation. Then, the third part gives a brief overview of the development of securities litigation in China and comments on the current application of securities litigation in China. In the last part, according to the current situation of securities litigation in our country, the author puts forward the factors that should be considered in the construction of the type of securities litigation in our country. At the same time, the securities litigation is divided into the securities right confirmation action, the securities fraud lawsuit, the securities contract lawsuit. And discussed their respective concepts, procedural requirements and trial rules.
【學(xué)位授予單位】:蘇州大學(xué)
【學(xué)位級別】:碩士
【學(xué)位授予年份】:2013
【分類號】:D922.287;D925.1

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