本文關(guān)鍵詞：創(chuàng)業(yè)板擬上市公司IPO的風(fēng)險(xiǎn)研究　出處：《西華大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

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【摘要】：2009年10月我國(guó)創(chuàng)業(yè)板的正式啟動(dòng)為推動(dòng)中小企業(yè)成長(zhǎng)、調(diào)整產(chǎn)業(yè)結(jié)構(gòu)、完善資本市場(chǎng)體系發(fā)揮了舉足輕重的作用。同時(shí)，也為我國(guó)產(chǎn)業(yè)結(jié)構(gòu)的調(diào)整、經(jīng)濟(jì)改革的推進(jìn)開(kāi)辟了新的渠道。然而，由于我國(guó)創(chuàng)業(yè)板市場(chǎng)開(kāi)設(shè)的時(shí)間較短，在給投資者提供大量機(jī)會(huì)的同時(shí)蘊(yùn)藏了各種各樣的風(fēng)險(xiǎn)。因此，如何認(rèn)識(shí)擬上市公司在創(chuàng)業(yè)板所面臨的風(fēng)險(xiǎn)并且對(duì)其進(jìn)行防范與控制是我們亟待解決的問(wèn)題。 本文基于擬上市公司的角度，簡(jiǎn)要分析創(chuàng)業(yè)板擬上市公司IPO風(fēng)險(xiǎn)的相關(guān)理論基礎(chǔ)，通過(guò)理論與擬上市公司的實(shí)際情況相結(jié)合，將擬上市公司進(jìn)行IPO時(shí)所面臨的風(fēng)險(xiǎn)分為外部環(huán)境風(fēng)險(xiǎn)和內(nèi)部環(huán)境風(fēng)險(xiǎn)。在此基礎(chǔ)上，引入多層次灰色評(píng)價(jià)方法對(duì)其風(fēng)險(xiǎn)進(jìn)行評(píng)估，依靠評(píng)估結(jié)果探討有助于擬上市公司于創(chuàng)業(yè)板順利進(jìn)行IPO的防范與控制措施。 本文內(nèi)容共有七章，筆者將其分為四個(gè)部分。第一部分為第1章，簡(jiǎn)單介紹了本文的研究背景與意義、研究方法與思路以及我國(guó)創(chuàng)業(yè)板擬上市公司IPO風(fēng)險(xiǎn)的研究現(xiàn)狀；第二部分為第2章，著重闡述了創(chuàng)業(yè)板擬上市公司IPO風(fēng)險(xiǎn)的相關(guān)理論，分析創(chuàng)業(yè)板的市場(chǎng)特點(diǎn)、創(chuàng)業(yè)板與主板的區(qū)別以及創(chuàng)業(yè)板IPO的流程；第三部分包括第3、4、5、6章，其中，第3、4、5章運(yùn)用風(fēng)險(xiǎn)管理理論知識(shí)，在現(xiàn)有的風(fēng)險(xiǎn)管理框架的基礎(chǔ)上，建立風(fēng)險(xiǎn)識(shí)別、風(fēng)險(xiǎn)評(píng)估、風(fēng)險(xiǎn)防范與控制一套完整的風(fēng)險(xiǎn)管理體系，第6章以A公司為例，將風(fēng)險(xiǎn)管理體系的理論運(yùn)用于具體實(shí)踐；第四部分是第7章，對(duì)本文進(jìn)行小結(jié)并指出不足之處。
[Abstract]:In October 2009, the formal launch of China's gem has played an important role in promoting the growth of small and medium-sized enterprises, adjusting the industrial structure and perfecting the capital market system. At the same time, it has also played an important role in the adjustment of the industrial structure of our country. The promotion of economic reform has opened a new channel. However, because of the short time of the gem market in China, there are a lot of opportunities for investors at the same time there are a variety of risks. How to understand the risks faced by listed companies in the gem and how to prevent and control them is an urgent problem to be solved. Based on the perspective of listed companies, this paper briefly analyzes the theoretical basis of IPO risk of gem companies, and combines the theory with the actual situation of listed companies. The risks faced by listed companies when carrying out IPO are divided into external environmental risk and internal environmental risk. On this basis, the multi-level grey evaluation method is introduced to evaluate the risk. Depending on the evaluation results, this paper discusses the prevention and control measures for the proposed listed companies to carry out IPO smoothly on the gem. There are seven chapters in this paper, the author divides it into four parts. The first part is the first chapter, briefly introduces the research background and significance of this paper. Research methods and ideas, as well as China's gem to be listed companies IPO risk research status; The second part is the second chapter, focusing on the gem listed companies IPO risk related theory, analysis of the gem market characteristics, gem and the main board differences and gem IPO process; The third part includes chapter 3, chapter 4 and chapter 5, in which chapter 3 uses the theory of risk management to establish risk identification and risk assessment on the basis of the existing risk management framework. Risk prevention and control is a set of complete risk management system. Chapter 6 takes company A as an example to apply the theory of risk management system to practice. The 4th part is the 7 th chapter, this article carries on the summary and points out the deficiency.
【學(xué)位授予單位】：西華大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.51;F276.6;F272.3

【參考文獻(xiàn)】

相關(guān)期刊論文 前1條

1 孫向陽(yáng);王剛;單忠獻(xiàn);;創(chuàng)業(yè)板擬上市公司IPO申請(qǐng)失利原因剖析[J];財(cái)會(huì)月刊;2010年11期

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本文編號(hào)：1424101