本文關(guān)鍵詞：違規(guī)股份增持行為的法律進(jìn)路——基于《證券法》漏洞的考量　出處：《上海金融》2017年11期 　論文類型：期刊論文

  更多相關(guān)文章： 股份增持 違規(guī)成因 內(nèi)幕交易 規(guī)制

【摘要】：近來(lái),資本市場(chǎng)頻頻出現(xiàn)違規(guī)股份增持行為,但我國(guó)對(duì)該行為如何規(guī)制存在諸多爭(zhēng)議。如何有效規(guī)制該行為,關(guān)鍵在于明確行為成因和定性。文章以違規(guī)增持股份行為成因?yàn)榍腥朦c(diǎn),通過(guò)內(nèi)幕交易與違規(guī)股份增持行為比較,將其認(rèn)定為內(nèi)幕交易或者類推適用內(nèi)幕交易的不當(dāng)性,應(yīng)認(rèn)定為一般違規(guī)或違法行為,最后提出相應(yīng)的對(duì)策建議,以規(guī)避此類行為的再次發(fā)生,從而完善我國(guó)大額持股信息披露制度,營(yíng)造良好的市場(chǎng)環(huán)境,促進(jìn)資本市場(chǎng)健康發(fā)展。
[Abstract]:Recently, the capital market frequently appears the illegal stock holding behavior, but our country has many controversies on how to regulate the behavior and how to regulate the behavior effectively. The key is to make clear the cause of behavior and qualitative. The article takes the cause of illegal increase of shares as the starting point, through insider trading and illegal behavior of the increase of shares comparison. To identify it as insider trading or to apply insider trading by analogy should be considered as a general violation or illegal behavior. Finally, the corresponding countermeasures and suggestions are put forward in order to avoid the recurrence of this kind of behavior. In order to perfect the information disclosure system of large stock holding in our country, create a good market environment and promote the healthy development of capital market.
【作者單位】： 華東政法大學(xué)經(jīng)濟(jì)法學(xué)院;
【分類號(hào)】：D922.287;F832.51
【正文快照】： 一、引言:“慢走規(guī)則”的失控 在金融資本市場(chǎng),投資者為達(dá)到特定目的,依據(jù)市場(chǎng)行為而作出股份增持的交易行為,不僅僅影響到到市場(chǎng)交易的公平、公正,也涉及到整個(gè)資本的市場(chǎng)生態(tài)平衡。然而近幾年來(lái)違規(guī)舉牌案例屢見(jiàn)不鮮,尤其在A股市場(chǎng)更為普遍。據(jù)初步統(tǒng)計(jì),自2014年下半年開(kāi)始，

本文編號(hào)：1416283