本文關(guān)鍵詞： 碳金融市場 發(fā)展分析 推動因素 制約因素　出處：《吉林大學(xué)》2012年碩士論文　論文類型：學(xué)位論文

【摘要】：碳金融市場是基于碳市場發(fā)展起來的新型金融市場。這個市場自出現(xiàn)就以驚人的速度發(fā)展壯大，目前世界碳金融市場年交易額已經(jīng)突破1400億美元。碳金融市場是順應(yīng)低碳經(jīng)濟(jì)發(fā)展路線而出現(xiàn)的金融市場，，它服務(wù)于溫室氣體排放權(quán)交易市場，幫助國家和企業(yè)以較為理想的成本實(shí)現(xiàn)溫室氣體減排目標(biāo)。同時還促進(jìn)了低碳技術(shù)在市場所及的范圍內(nèi)傳播�？梢哉f發(fā)展碳金融市場的社會意義和經(jīng)濟(jì)意義都是巨大的。由于歐盟和美國的碳金融市場以不同的組織方式形成和發(fā)展，于是這兩個碳金融市場發(fā)展現(xiàn)狀的鮮明差別對于中國發(fā)展碳金融市場有著很大借鑒意義。 本文在明確寫作目的之后，緒論部分對國內(nèi)外相關(guān)研究做了概述。正文部分先對碳金融市場做了一般性分析。從碳金融市場的定義著手，并明晰了碳金融市場與碳市場、碳金融兩者的關(guān)系。然后對碳金融市場理論基礎(chǔ)做了陳述，并將碳金融市場的組成元素與傳統(tǒng)金融市場的組成元素進(jìn)行了比較。比較主要涉及市場主體、交易平臺、交易工具、交易方式幾方面，并結(jié)合這些一般性分析概括了碳金融市場的功能。在論文的第三章和第四章中，對歐盟和美國碳金融市場分別進(jìn)行了分析。在分析方式上采用展開式分析，對歐盟和美國碳金融市場的交易體系、交易平臺、國家政策法規(guī)指引、市場主要參與主體四大方面進(jìn)行了展開分析。在交易體系方面闡述了交易體系的組織方式和發(fā)展規(guī)劃。在交易平臺方面介紹了交易平臺的作用并做了實(shí)例列舉。在國家政策法規(guī)指引方面，列舉了歐盟和美國為推動碳金融市場發(fā)展而推行的政策或法令。在市場主要參與主體方面，運(yùn)用概述和舉例相結(jié)合的方法重點(diǎn)介紹了歐美碳金融市場的金融主體，如銀行、基金、保險公司。根據(jù)以上四大方面的分析，在第三章和第四章結(jié)尾分別作了歐盟、美國碳金融市場發(fā)展情況總結(jié)并對兩者進(jìn)行了比較。論文的第五部分探討了歐盟、美國碳金融市場發(fā)展的推動因素、制約因素，同時還對兩個碳金融市場的前景做了展望。在歐美碳金融市場發(fā)展動因上，筆者總結(jié)了國家政策法規(guī)導(dǎo)向、世界銀行集團(tuán)的作用以及金融機(jī)構(gòu)的推動三大因素。在制約歐美碳金融市場發(fā)展的因素方面，總結(jié)了碳金融市場外部和內(nèi)部兩個制約因素：全球經(jīng)濟(jì)環(huán)境和市場風(fēng)險監(jiān)管。最后，結(jié)合歐盟和美國碳金融市場發(fā)展情況和發(fā)展勢頭對兩者的未來做了展望。論文最后一章，先簡述了中國碳金融市場實(shí)踐情況和存在的不足，然后總結(jié)歐美經(jīng)驗(yàn)對中國的啟示。
[Abstract]:The carbon financial market is a new type of financial market based on the carbon market, which has grown at an alarming rate since its emergence. At present, the annual trading volume of the world carbon financial market has exceeded 140 billion US dollars. The carbon financial market is a financial market that follows the development route of low-carbon economy and serves the greenhouse gas emission trading market. At the same time, it also promotes the spread of low-carbon technology within the scope of the market. It can be said that the social and economic significance of the development of carbon finance market is the social and economic significance of the development of carbon finance market. Huge. Because the carbon financial markets of the European Union and the United States are formed and developed in different organizational ways. So the sharp difference between the two carbon financial markets has great significance for China to develop carbon finance market. After clarifying the purpose of this paper, the introduction part of the domestic and foreign related studies have been summarized. The text of the first part of the carbon financial market to make a general analysis. From the definition of the carbon financial market. The relationship between carbon financial market, carbon market and carbon finance is clarified. Then the theoretical basis of carbon financial market is stated. The composition of carbon financial market is compared with that of traditional financial market. The comparison mainly involves market main body, trading platform, trading tools and trading methods. In the third and 4th chapters of the paper, the European Union and the United States carbon financial markets are analyzed, respectively. In the way of analysis, the expansion analysis is adopted. The trading system, trading platform and national policies and regulations of the European Union and the United States carbon financial market. Four major aspects of the main market participants are analyzed. The organization mode and development plan of the trading system are expounded. The role of the trading platform is introduced and an example is given. In terms of national policies and regulations. Listed the European Union and the United States to promote the development of carbon finance market policies or decrees. The paper mainly introduces the financial main body of carbon financial market in Europe and America, such as bank, fund and insurance company, according to the analysis of the above four aspects. At the end of chapter three and chapter 4th, the author summarizes and compares the development of carbon financial market in EU and USA respectively. Part 5th of this paper discusses the driving factors of the development of carbon financial market in EU and USA. At the same time, the prospect of the two carbon financial markets is prospected. In Europe and the United States, the development of carbon finance market motivation, the author summarized the national policies and regulations. The role of the World Bank Group and the promotion of financial institutions in Europe and the United States in the development of carbon financial market factors. Summarized the carbon financial market external and internal constraints: the global economic environment and market risk supervision. Finally. Combined with the European Union and the United States carbon financial market development and development momentum of the future of the two made a prospect. The last chapter of the paper briefly describes the carbon financial market in China and the shortcomings of the practice. Then summarizes the European and American experience to China's enlightenment.
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：X196;F831.5

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