本文關(guān)鍵詞：中原證券股份有限公司資產(chǎn)管理業(yè)務(wù)發(fā)展研究　出處：《內(nèi)蒙古財(cái)經(jīng)大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

  更多相關(guān)文章： 證券公司 資產(chǎn)管理業(yè)務(wù) 主動(dòng)管理型資產(chǎn)管理產(chǎn)品 投資決策風(fēng)險(xiǎn)控制

【摘要】：近幾年由于中國經(jīng)濟(jì)的高速增長，國內(nèi)居民的財(cái)富日益增加，因此投資理財(cái)?shù)男枨笠踩找鎻?qiáng)烈，基于這樣的背景，我國證券行業(yè)券商資產(chǎn)管理產(chǎn)品在政策扶持的背景下迎來了良好地發(fā)展機(jī)遇。券商資管產(chǎn)品五年來規(guī)模上大幅提高，正在成為券商除經(jīng)紀(jì)業(yè)務(wù)外一個(gè)主要收入來源，這對(duì)改善券商收入結(jié)構(gòu)和促進(jìn)券商轉(zhuǎn)型起到積極地作用，但是由于A股市場近三年市場持續(xù)低迷，其資產(chǎn)管理業(yè)務(wù)尤其是主動(dòng)管理型產(chǎn)品的管理能力成為了制約規(guī)模發(fā)展的瓶頸,資產(chǎn)管理業(yè)務(wù)的創(chuàng)新，管理水平的提高及如何能實(shí)現(xiàn)證券行業(yè)資產(chǎn)管理的差異化發(fā)展，對(duì)構(gòu)建證券公司的核心競爭力具有重要意義。 本文以本人所在證券股份有限公司為研究對(duì)象，，運(yùn)用歸納法,調(diào)查研究法，理論與實(shí)踐相結(jié)合的方法和案例法通過確定規(guī)模、管理模式和風(fēng)險(xiǎn)控制，以風(fēng)險(xiǎn)控制前置為基礎(chǔ)，從分級(jí)遞進(jìn)管理結(jié)合連環(huán)創(chuàng)設(shè)這一創(chuàng)新模式尋找動(dòng)因，將公司發(fā)行的產(chǎn)品管理模式作結(jié)構(gòu)性調(diào)整，最終形成公司主動(dòng)管理型產(chǎn)品的有效的和具備競爭力的管理模式。 本文是從中原證券公司實(shí)際出發(fā)，有針對(duì)性的、系統(tǒng)的進(jìn)行實(shí)例研究，是“量身定做”的管理體系。研究成果基本解決了原有管理方法下不能解決的持續(xù)虧損和規(guī)模收縮的問題，有助于為中原公司股份有限公司資產(chǎn)管理業(yè)務(wù)，提供更為完善的投資策略和合適的管理模式，從而實(shí)現(xiàn)提高中原證券股份有限公司的資產(chǎn)管理能力，提升此類業(yè)務(wù)管理的科學(xué)性，增強(qiáng)資源配置的合理性，提升資產(chǎn)管理業(yè)務(wù)的能力，也為證券公司差異化的管理和市場轉(zhuǎn)型戰(zhàn)略提供了新的思路。
[Abstract]:In recent years, due to the rapid growth of the Chinese economy, the wealth of domestic residents is increasing, so the demand for investment and financial management is increasingly strong, based on this background. Under the background of policy support, China's securities industry asset management products have ushered in a good opportunity for development. The scale of securities firms' asset management products has been greatly improved in the past five years. It is becoming a main source of income in addition to brokerage business, which plays a positive role in improving the income structure of securities companies and promoting the transformation of securities companies, but due to the A-share market in the past three years the market has been depressed. Its asset management business, especially the management ability of active management products, has become the bottleneck restricting the development of scale, and the innovation of asset management business. The improvement of management level and how to realize the differentiated development of asset management in securities industry are of great significance to the construction of the core competitiveness of securities companies. This paper takes my stock company as the research object, using induction, investigation, theory and practice of the combination of methods and case law through the determination of scale, management model and risk control. On the basis of risk control, this paper tries to find the motivation from the combination of hierarchical progressive management and serial creation, and make structural adjustment of the product management model issued by the company. Finally, the effective and competitive management model of the company's active management products is formed. This paper is based on the reality of the Central Plains Securities Company, targeted, systematic case study. It is a "tailor-made" management system. The research results basically solve the problems of continuous loss and shrinking scale which can not be solved under the original management method, and contribute to the asset management business of Zhongyuan Co., Ltd. To provide a more perfect investment strategy and appropriate management model, so as to improve the asset management capacity of Zhongyuan Securities Co., Ltd., enhance the scientific nature of such business management, and enhance the rationality of resource allocation. Improving the ability of asset management also provides a new way for securities companies to manage differentiation and market transformation strategy.
【學(xué)位授予單位】：內(nèi)蒙古財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.39

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