本文選題：境外上市　切入點：紅籌模式　出處：《浙江工業(yè)大學》2012年碩士論文

【摘要】：紅籌模式是指境內(nèi)公司將境內(nèi)資產(chǎn)以換股等形式轉(zhuǎn)移至境外注冊的公司，通過境外公司來收購境內(nèi)資產(chǎn)或股權(quán)，然后以境外注冊的公司名義上市。紅籌模式為國內(nèi)企業(yè)提供了一條新的融資渠道，為境內(nèi)產(chǎn)業(yè)發(fā)展作出了貢獻。 紅籌上市歷經(jīng)了四個階段：探索期、爆發(fā)期、成長期和管制期，并在行業(yè)類別、總體數(shù)量、上市地點等幾個方面有了很大的突破。然而，中國企業(yè)在紅籌上市時存在著一些問題，如何正確認識限制紅籌上市過程中存在的負面影響，實現(xiàn)政策監(jiān)管下持續(xù)發(fā)展的問題，這對中國企業(yè)紅籌上市具有重大意義。 本文考察了離岸公司及紅籌上市的淵源及概念，對紅籌模式的法律和經(jīng)濟成因進行客觀分析。同時，從操作實務和法律角度出發(fā)，對紅籌模式的操作步驟及法律架構(gòu)進行了詳細論述，，最后結(jié)合紅籌上市模式的實踐操作，論述了紅籌上市模式相關(guān)部門監(jiān)管的變化歷程，并詳細描述現(xiàn)行紅籌上市模式法律法規(guī)的相關(guān)內(nèi)容，最后對現(xiàn)行的法律體系存在的問題進行分析并進行展望。
[Abstract]:The red chip model refers to a company whose domestic assets are transferred to a company incorporated overseas in the form of stock exchange, and which acquire domestic assets or shares through a foreign company. The red chip model provides a new financing channel for domestic enterprises and contributes to the development of domestic industries. The red chip market has gone through four stages: exploration period, outbreak period, growth period and regulation period, and has made great breakthroughs in several aspects, such as industry category, total quantity, place of listing, etc. However, There are some problems in the listing of red chips in Chinese enterprises. How to correctly understand the negative effects of restricting the listing of red chips and realize the sustainable development under policy supervision is of great significance to the listing of red chips in China. This paper investigates the origin and concept of offshore company and red chip listing, analyzes the legal and economic causes of red chip mode objectively. At the same time, from the point of view of operation practice and law, The operating steps and legal framework of the red chip model are discussed in detail. Finally, the changing course of the supervision of the relevant departments of the red chip listing mode is discussed in combination with the practical operation of the red chip listing mode. And detailed description of the current red chip listing model of the relevant content of laws and regulations, and finally the existing problems of the legal system are analyzed and prospected.
【學位授予單位】：浙江工業(yè)大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：F279.2;F832.51

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