本文關(guān)鍵詞： 中國(guó)銀行 投資銀行 模式研究　出處：《吉林大學(xué)》2013年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：在我國(guó)利率市場(chǎng)化改革的日漸深入，，資本市場(chǎng)體系的不斷完善的宏觀背景下，銀行間的同業(yè)競(jìng)爭(zhēng)日趨激烈，銀行業(yè)與非銀行金融機(jī)構(gòu)之間的競(jìng)爭(zhēng)也進(jìn)一步增強(qiáng)。商業(yè)銀行盈利空間逐漸變小，一直以來(lái)盛行的盈利模式受到了嚴(yán)重的挑戰(zhàn)。為了獲取新的利潤(rùn)增長(zhǎng)點(diǎn)，商業(yè)銀行紛紛加大了對(duì)投資銀行業(yè)務(wù)的拓展，并將逐步將業(yè)務(wù)發(fā)展的重點(diǎn)轉(zhuǎn)向投資銀行業(yè)務(wù)。同時(shí)，我國(guó)金融業(yè)在面對(duì)全面對(duì)外開(kāi)放、國(guó)外成熟投資銀行進(jìn)駐中國(guó)市場(chǎng)的現(xiàn)實(shí)競(jìng)爭(zhēng)時(shí)，商業(yè)銀行擴(kuò)大投資銀行業(yè)務(wù)也成為適應(yīng)現(xiàn)實(shí)競(jìng)爭(zhēng)的必然選擇。但目前我國(guó)商業(yè)銀行的投資銀行業(yè)務(wù)尚處于早期階段，雖然取得了一些階段性成果，但仍面臨很多亟待解決的問(wèn)題。商業(yè)銀行開(kāi)展投資銀行業(yè)務(wù)不僅要借鑒國(guó)外的先進(jìn)經(jīng)驗(yàn)，更需要梳理國(guó)內(nèi)典型銀行的發(fā)展歷程，為各級(jí)商業(yè)銀行開(kāi)展投資銀行業(yè)務(wù)提供可資借鑒的成熟模式。 根據(jù)上述研究思路，本文共分為五章對(duì)相關(guān)研究進(jìn)行了闡述。首先，概述了我國(guó)商業(yè)銀行發(fā)展投資銀行業(yè)務(wù)的宏觀經(jīng)濟(jì)背景及戰(zhàn)略意義，并對(duì)目前國(guó)內(nèi)外投資銀行業(yè)務(wù)研究現(xiàn)狀進(jìn)行了綜述，對(duì)本文主要研究?jī)?nèi)容和采用的研究方法、研究技術(shù)路線進(jìn)行了介紹。其次是對(duì)商業(yè)銀行與投資銀行的定義進(jìn)行了界定，分析了商業(yè)銀行與投資銀行的區(qū)別與聯(lián)系；并對(duì)國(guó)內(nèi)外商業(yè)銀行開(kāi)展投資銀行業(yè)務(wù)的模式分別進(jìn)行了詳細(xì)介紹、分析。論文的主要研究部分是對(duì)中國(guó)銀行開(kāi)展投資銀行業(yè)務(wù)的必要性及可行性對(duì)其發(fā)展投資銀行業(yè)務(wù)的動(dòng)因進(jìn)行了分析，并對(duì)其投資銀行的業(yè)務(wù)現(xiàn)狀及存在的問(wèn)題進(jìn)行了闡述、分析。同時(shí)，重點(diǎn)從模式運(yùn)行目標(biāo)、組織架構(gòu)、運(yùn)作機(jī)制、產(chǎn)品體系角度詳細(xì)介紹了中國(guó)銀行投資銀行業(yè)務(wù)，對(duì)中國(guó)銀行投資銀行業(yè)務(wù)的發(fā)展模式進(jìn)行了總結(jié)。最后，前述分析的基礎(chǔ)上提出了商業(yè)銀行開(kāi)展投資銀行業(yè)務(wù)的模式目標(biāo)，并對(duì)未來(lái)研究提出了一定的研究展望。
[Abstract]:With the deepening of the interest rate marketization reform and the continuous improvement of the capital market system, the interbank competition between banks is becoming increasingly fierce. The competition between banking and non-bank financial institutions is also further strengthened. The profit space of commercial banks has gradually become smaller and the prevailing profit model has been seriously challenged in order to obtain new profit growth point. Commercial banks have increased the expansion of investment banking business, and will gradually shift the focus of business development to investment banking business. At the same time, China's financial industry is in the face of full opening to the outside world. Foreign mature investment banks in the Chinese market when the reality of competition. Commercial banks to expand investment banking business has become an inevitable choice to adapt to the reality of competition, but at present, the investment banking business of commercial banks in China is still in the early stage, although there have been some achievements. However, there are still many problems to be solved urgently. Commercial banks not only need to learn from the advanced experience of foreign countries, but also need to comb the development of typical domestic banks. For all levels of commercial banks to carry out investment banking business to provide reference to the mature model. According to the above research ideas, this paper is divided into five chapters to elaborate the relevant research. Firstly, it summarizes the macroeconomic background and strategic significance of the development of investment banking business in China's commercial banks. And the current situation of investment banking research at home and abroad is summarized, the main research content and research methods adopted in this paper. Secondly, the definition of commercial bank and investment bank is defined, and the difference and relation between commercial bank and investment bank are analyzed. And the domestic and foreign commercial banks to carry out the investment banking business model respectively carried on the detailed introduction. The main research part of this paper is to analyze the necessity and feasibility of developing investment banking business in Bank of China. And its investment bank business status and existing problems are described and analyzed. At the same time, the focus from the mode operation objectives, organizational structure, operational mechanism. This paper introduces the investment banking business of Bank of China in detail from the point of view of product system, and summarizes the development mode of investment banking business of Bank of China. On the basis of the above analysis, the paper puts forward the model target of commercial banks to carry out investment banking business, and puts forward some research prospects for future research.
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類(lèi)號(hào)】：F832.2

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