【摘要】：本論文主要以專利制度的完善為視角，探討如何通過(guò)立法層面提升我國(guó)專利申請(qǐng)質(zhì)量。全文首先通過(guò)分析梳理國(guó)內(nèi)外研究現(xiàn)狀，，確定專利質(zhì)量的概念主要有兩類定義：一類是基于社會(huì)使用的角度給出的定義；一類是基于專利產(chǎn)生的過(guò)程給出的定義。基于專利產(chǎn)生的過(guò)程，本文明確界定了專利申請(qǐng)質(zhì)量的概念，即是指創(chuàng)新主體和科技中介機(jī)構(gòu)從事專利申請(qǐng)活動(dòng)的質(zhì)量。本文所指的專利申請(qǐng)質(zhì)量，不僅包括了專利申請(qǐng)文件的撰寫質(zhì)量，也包含了專利申請(qǐng)行為的質(zhì)量。在明確定義的基礎(chǔ)上，利用數(shù)據(jù)分析了我國(guó)專利申請(qǐng)質(zhì)量存在的五方面不足，并指出通過(guò)立法層面提升我國(guó)專利申請(qǐng)質(zhì)量的必要性和重要性。 通過(guò)研究《專利法》和《專利法實(shí)施細(xì)則》、閱讀相關(guān)的文獻(xiàn)資料和對(duì)相關(guān)司法案例的分析，本文闡述了我國(guó)現(xiàn)行法律體系對(duì)專利申請(qǐng)質(zhì)量的影響，并著重分析了第三次專利法修改中體現(xiàn)的申請(qǐng)質(zhì)量導(dǎo)向和國(guó)家知識(shí)產(chǎn)權(quán)局于2007年8月發(fā)布《關(guān)于規(guī)范專利申請(qǐng)行為的若干規(guī)定》所起的作用。在此基礎(chǔ)上指出現(xiàn)行法律法規(guī)中尚待進(jìn)一步完善的三個(gè)環(huán)節(jié),分別是專利申請(qǐng)的受理環(huán)節(jié)、初步審查環(huán)節(jié)和專利代理環(huán)節(jié)。 針對(duì)上述三個(gè)環(huán)節(jié)，本文提出在立法層面促進(jìn)專利申請(qǐng)質(zhì)量的主要建議。首先，完善專利申請(qǐng)受理制度，確定專利申請(qǐng)?zhí)柕姆梢饬x，消除專利在申請(qǐng)階段的泡沫；其次，進(jìn)一步限定發(fā)明創(chuàng)造的定義，認(rèn)為抄襲現(xiàn)有技術(shù)的專利申請(qǐng)不屬于發(fā)明創(chuàng)造的范疇；最后，對(duì)同樣的發(fā)明創(chuàng)造的定義作了擴(kuò)大解釋，明確同樣的發(fā)明創(chuàng)造應(yīng)當(dāng)包括實(shí)質(zhì)相同的情況。除了完善《專利法》及其實(shí)施細(xì)則的相關(guān)法條之外，本文還就如何對(duì)配套法規(guī)規(guī)章及政策做適應(yīng)性的修改提出了建議。具體而言，包括如何完善國(guó)家及地方專利資助政策、如何完善專利代理相關(guān)的法規(guī)規(guī)章。通過(guò)上述修改，完善了現(xiàn)有法律和法規(guī)、政策的質(zhì)量導(dǎo)向，從立法層面上規(guī)制了專利申請(qǐng)行為，讓促進(jìn)專利申請(qǐng)質(zhì)量的提升有法可依。
[Abstract]:This paper, based on the perfection of the patent system, discusses how to improve the quality of the patent application through the legislative level. First of all, through the analysis of the current research situation at home and abroad, it is determined that the concept of patent quality is mainly divided into two categories: one is defined based on the angle of social use, and one is the definition based on the process of patent production. Based on the process of patent production, this paper clearly defines the concept of patent application quality, that is to refer to the quality of the patent application activity of the innovation main body and the science and technology intermediary. The quality of the patent application referred to herein includes not only the quality of the writing of the patent application document, but also the quality of the patent application behavior. On the basis of clear definition, the author makes use of the data analysis of the five aspects of the quality of the Chinese patent application, and points out the necessity and importance of improving the quality of the Chinese patent application through the legislative level. Through the study of the Patent Law and the Implementing Rules of the Patent Law, and the relevant literature and the analysis of the relevant judicial cases, this paper expounds the shadow of the quality of the patent application in China's current legal system. In response, the author analyzed the application quality guidance embodied in the modification of the third patent law and the publication of the State Intellectual Property Office in August,2007. On the basis of this, it is pointed out that there are three links to be further improved in the current laws and regulations, which are the receiving part of the patent application, the preliminary examination and the patent agent ring. For the above three links, this paper proposes to promote the quality of the patent application at the legislative level. It is proposed that the patent application acceptance system should be improved, the legal meaning of the patent application number is determined, and the foam of the patent in the application stage is eliminated; secondly, the definition of the invention-creation is further defined, and the patent application for copying the prior art does not belong to the scope of the invention-creation and finally, the definition of the same invention and creation is expanded and explained, and the same invention and creation should include the same In addition to the perfection of the relevant laws and regulations of the Patent Law and its implementing rules, the paper also puts forward some suggestions on how to adapt the regulations and policies of the supporting laws and regulations. Recommendations. Specifically, including how to improve national and local patent financing policies, and how to improve patent agency-related laws Through the above-mentioned changes, the existing laws and regulations and the quality guidance of the policy are improved, and the patent application behavior is regulated from the legislative level, so that the promotion of the quality of the patent application is promoted.
【學(xué)位授予單位】：中國(guó)社會(huì)科學(xué)院研究生院
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：D923.42

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本文編號(hào)：2499469