【摘要】： 隨著我國經(jīng)濟的發(fā)展和人民理財需求的日益增長,信托業(yè)在我國金融業(yè)中的地位不斷提升。信托以其獨特的靈活性和機動性,成為了現(xiàn)代社會重要的理財工具。誕生于英美法系的信托制度,由于特殊的政治、歷史背景而具有了信托財產(chǎn)獨立性的重要特點。這一特點保障了信托制度的靈活性,但又不利于交易安全。于是大陸法系國家在移植信托制度時,創(chuàng)造了信托財產(chǎn)公示制度。我國《信托法》關(guān)于信托財產(chǎn)公示的規(guī)定過于粗陋,不能適應(yīng)信托業(yè)的發(fā)展需求,目前已經(jīng)引起金融監(jiān)管機關(guān)的重視。筆者在本文中的研究旨在通過理論分析、歷史分析、實證分析和比較分析的方法,尋求完善我國信托財產(chǎn)公示制度的方案。 本文共由三部分組成:引言、正文和結(jié)論。其中正文部分由以下三部分組成: 第一章:信托財產(chǎn)公示制度理論研究。本章研究的是“為什么”要有信托財產(chǎn)公示制度的問題。主要運用了內(nèi)外因分析的方法和歷史分析的方法。首先,本部分探討了信托財產(chǎn)公示制度的內(nèi)在必然性。運用歷史分析的方法介紹了信托制度的誕生的特殊政治、歷史背景,得出信托財產(chǎn)獨立性和責(zé)任有限性產(chǎn)生的原因。而后在此基礎(chǔ)上深入分析了信托財產(chǎn)獨立性的特點,以及基于這一特點在大陸法系物權(quán)理論下產(chǎn)生信托財產(chǎn)公示制度的必然性。其次,本部分研究了信托財產(chǎn)公示制度的外在必要性。從民商法角度看,信托財產(chǎn)公示制度能起到保障交易安全和誠實信用的作用。而從經(jīng)濟法角度看,由于整體經(jīng)濟社會中經(jīng)濟安全和經(jīng)濟效率的需求,信托財產(chǎn)公示制度為現(xiàn)代信托業(yè)所必須。 第二章:信托財產(chǎn)公示制度內(nèi)容分析。本章研究的是信托財產(chǎn)公示制度“是什么”的問題。主要運用了比較分析的方法,從信托財產(chǎn)公示制度的實體問題和程序問題兩方面探討了國內(nèi)外該制度的具體內(nèi)容。首先,該制度的實體問題主要涉及信托財產(chǎn)的登記權(quán)益人、公示范圍和公示的法律效力。登記權(quán)益人方面筆者在本文中主要介紹了大陸法系和英美法系在信托財產(chǎn)權(quán)屬問題上的不同理論,公示范圍方面則在信托財產(chǎn)的界定基礎(chǔ)上分析應(yīng)公示的信托財產(chǎn)范圍,而公示的法律效力問題方面則分別介紹了公示生效主義和公示對抗主義兩種模式。其次,該制度的程序問題主要涉及公示機構(gòu)、公示申請人和公示方法。信托財產(chǎn)的公示機構(gòu)有“統(tǒng)一型”和“分散型”兩種模式,公示申請人有受托人模式、受益人模式和共同申請三種模式,而公示方法則主要有登記、標(biāo)示、告知等幾種方法,筆者結(jié)合我國及各國的典型經(jīng)驗對以上模式方法進行了比較分析。 第三章:我國信托財產(chǎn)公示制度之反思與完善。本章研究的是我國信托財產(chǎn)公示制度“怎么辦”的問題。在前述理論分析和比較分析的基礎(chǔ)上,本部分亦分別從實體和程序角度提出我國信托財產(chǎn)公示制度存在的缺陷和完善的對策。筆者主張首先在實體方面,應(yīng)將名義所有權(quán)賦予受托人,進而確定登記權(quán)益人是受托人。其次明確界定信托財產(chǎn)的特性,而后擴大應(yīng)公示財產(chǎn)的范圍。在公示的法律效力方面,應(yīng)當(dāng)采用公示對抗主義,并增加信托財產(chǎn)瑕疵承繼制度。其次,在程序性法律關(guān)系方面,筆者認(rèn)為應(yīng)采取“統(tǒng)一加分散型”模式設(shè)定財產(chǎn)公示的機構(gòu),并采取有針對的申請人模式。在公示方法方面,應(yīng)建立適應(yīng)不同財產(chǎn)特點的公示方法制度。此外,筆者還提出了公示申請時間和須提交文件等其他程序問題的設(shè)想。
[Abstract]:With the development of China's economy and the increasing demand of people's financial management, trust industry has been playing a more and more important role in China's financial industry. With its unique flexibility and mobility, trust has become an important financial tool in modern society. This characteristic guarantees the flexibility of the trust system, but it is not conducive to the safety of the transaction. Therefore, when transplanting the trust system, the civil law countries created the publicity system of the trust property. The author's research in this paper aims to find a way to improve the trust property publicity system in China through theoretical analysis, historical analysis, empirical analysis and comparative analysis.
This paper consists of three parts: introduction, main body and conclusion. The main body consists of the following three parts:
Chapter 1: Theoretical research on the publicity system of trust property. This chapter studies the question of "why" there is a publicity system of trust property. It mainly uses the methods of internal and external causes analysis and historical analysis. First, this part discusses the inherent inevitability of the publicity system of trust property. The special political and historical background of the birth of the system leads to the reasons for the independence of trust property and the limitation of liability. On this basis, the characteristics of the independence of trust property are analyzed in depth, and the inevitability of the publicity system of trust property under the theory of real right in continental law system is also discussed. From the point of view of civil and commercial law, the publicity system of trust property can play an important role in ensuring the safety and good faith of transactions. From the point of view of economic law, the publicity system of trust property is necessary for modern trust industry because of the demand of economic security and economic efficiency in the whole economic society.
Chapter 2: Content analysis of the publicity system of trust property. This chapter studies the issue of what is the publicity system of trust property. It mainly uses the comparative analysis method to discuss the specific content of the system at home and abroad from the substantive and procedural aspects of the publicity system of trust property. In this paper, the author mainly introduces the different theories of the civil law system and the common law system on the ownership of trust property. In the public demonstration area, the scope of trust property should be publicized on the basis of the definition of trust property. Secondly, the procedural issues of the system mainly involve publicity agencies, publicity applicants and publicity methods. Beneficiary model and joint application model, and publicity methods are mainly registration, labeling, informing and other methods, the author combines the typical experience of China and other countries to analyze the above model method.
Chapter Three: Reflections and Perfections on the Public Notification System of Trust Property in China. This chapter studies the problem of "how to do" in the public notice system of trust property in China. Secondly, it clearly defines the characteristics of trust property, and then enlarges the scope of publicity property. In the legal effect of publicity, it should adopt publicity antagonism and increase the defective succession system of trust property. As for the orderly legal relationship, the author thinks that the "unified and decentralized" mode should be adopted to set up the institution of property publicity, and the applicant mode should be adopted. Tentative plan.
【學(xué)位授予單位】：中國政法大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2010
【分類號】：D922.282

【引證文獻】

相關(guān)碩士學(xué)位論文 前1條

1 易云艷;論信托公示制度[D];華中師范大學(xué);2012年

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本文編號：2250787