本文選題：國(guó)際保理　切入點(diǎn)：應(yīng)收賬款　出處：《大連海事大學(xué)》2012年碩士論文

【摘要】：在當(dāng)今經(jīng)濟(jì)全球化的背景下,國(guó)際貿(mào)易迅速發(fā)展,世界買方市場(chǎng)逐漸形成,激烈的國(guó)際市場(chǎng)競(jìng)爭(zhēng)使傳統(tǒng)的貿(mào)易結(jié)算方式受到嚴(yán)峻的挑戰(zhàn)。國(guó)際保理作為綜合金融服務(wù)業(yè),其中貿(mào)易融資、應(yīng)收賬款轉(zhuǎn)讓、銷售分戶賬管理、壞賬擔(dān)保等業(yè)務(wù)的開展,增強(qiáng)出口商在國(guó)際買賣中的競(jìng)爭(zhēng)力,減少其貿(mào)易風(fēng)險(xiǎn)。國(guó)際保理作為一種新型的貿(mào)易結(jié)算方式,為促進(jìn)當(dāng)前國(guó)際貿(mào)易的發(fā)展發(fā)揮日益重要的作用,并逐漸取代賒銷、信用證等成為世界各國(guó)國(guó)際貿(mào)易交往中主要的結(jié)算方式。我國(guó)國(guó)際保理業(yè)務(wù)的發(fā)展和推廣是為適應(yīng)激烈的國(guó)際貿(mào)易競(jìng)爭(zhēng),但是,國(guó)際保理業(yè)務(wù)在我國(guó)的發(fā)展由于受諸多因素的影響,并不比其他國(guó)家的發(fā)展迅速,主要原因一方面是由于國(guó)際貿(mào)易當(dāng)事人對(duì)保理業(yè)務(wù)研究理解不深入,另一方面是因?yàn)槲覈?guó)國(guó)內(nèi)相關(guān)法律法規(guī)不完善,與國(guó)際立法規(guī)范存在一定的差異,制約其發(fā)展。本文從法律的角度通過比較法的研究方法以及民商法基本法學(xué)原理,分析國(guó)際保理的法律性質(zhì),探究應(yīng)收賬款轉(zhuǎn)讓的核心問題,希望為建立我國(guó)專門的國(guó)際保理法律體系、完善相關(guān)立法提供參考。 本文第一部分簡(jiǎn)要闡述國(guó)際保理的一般理論問題包括其概念、發(fā)展歷程以及在國(guó)際貿(mào)易中的功能作用等；第二部分就國(guó)際保理的法律性質(zhì)問題進(jìn)行探討,經(jīng)過對(duì)當(dāng)前的幾種不同學(xué)說：委托代理說、清償代位說、債權(quán)質(zhì)押說的比較分析,提出只有應(yīng)收賬款轉(zhuǎn)讓的法律性質(zhì)才能更合理的解釋國(guó)際保理各方當(dāng)事人之間的權(quán)利義務(wù)關(guān)系及保理業(yè)務(wù)的運(yùn)作功能。第三部分承接第二章的內(nèi)容對(duì)應(yīng)收賬款轉(zhuǎn)讓的法律效力問題進(jìn)行探討,首先對(duì)影響應(yīng)收賬款轉(zhuǎn)讓有效性的債權(quán)轉(zhuǎn)讓通知問題進(jìn)行分析,然后介紹應(yīng)收賬款轉(zhuǎn)讓通知后的對(duì)內(nèi)效力和對(duì)外效力,以及禁止應(yīng)收賬款轉(zhuǎn)讓條款和未來應(yīng)收賬款轉(zhuǎn)讓的效力問題進(jìn)行探討。文章第四部分在前文分析的基礎(chǔ)上,從國(guó)內(nèi)立法主要是《民法通則》和《合同法》以及國(guó)際公約慣例的適用兩方面對(duì)我國(guó)國(guó)際保理的立法現(xiàn)狀進(jìn)行介紹,并根據(jù)《合同法》中關(guān)于債權(quán)轉(zhuǎn)讓規(guī)定的不足提出修改建議,希望在沒有制定獨(dú)立國(guó)際保理法律體系的情況下,通過完善相關(guān)法律的規(guī)定滿足國(guó)際保理法律實(shí)務(wù)中法律適用的需求。
[Abstract]:Under the background of economic globalization, international trade is developing rapidly, the world buyer's market is gradually forming, the fierce international market competition makes the traditional trade settlement way face severe challenge. International factoring as a comprehensive financial service industry, international factoring as a comprehensive financial service industry, international factoring is a comprehensive financial service industry. Among them, trade financing, transfer of accounts receivable, management of sub-account sales accounts, guarantee of bad debts, and so on, enhance the competitiveness of exporters in international trading and reduce their trade risks. International factoring is a new trade settlement method. To play an increasingly important role in promoting the development of current international trade and to gradually replace credit sales, Letters of credit have become the main settlement methods in international trade exchanges. The development and promotion of China's international factoring business is to adapt to the fierce international trade competition, but, The development of international factoring business in China is not faster than that of other countries because of the influence of many factors. On the one hand, the main reason is that the parties involved in international trade do not have a deep understanding of factoring business. On the other hand, because the relevant laws and regulations of our country are not perfect, there are some differences with the international legislation and norms, which restrict their development. This paper studies the basic law of civil and commercial law from the angle of law through the research method of comparative law and the principle of basic law of civil and commercial law. This paper analyzes the legal nature of international factoring, probes into the core issues of the transfer of accounts receivable, and hopes to provide a reference for the establishment of a special legal system of international factoring in China and the improvement of relevant legislation. The first part of this paper briefly describes the general theoretical issues of international factoring, including its concept, development process and function in international trade, the second part discusses the legal nature of international factoring. After a comparative analysis of several different theories at present: the principal-agent theory, the subrogation theory, the pledge of creditor's rights, It is proposed that only the legal nature of the transfer of accounts receivable can more reasonably explain the relationship of rights and obligations between the parties involved in international factoring and the operation function of factoring business. The third part carries on the transfer of accounts receivable from the content of the second chapter. The question of the legal effect of concession is discussed, First of all, the paper analyzes the problem of creditor's rights transfer notification which affects the validity of the transfer of accounts receivable, and then introduces the internal and external effectiveness of the notification of the transfer of accounts receivable. The fourth part of the article is based on the above analysis, and discusses the validity of the clauses prohibiting the transfer of accounts receivable and the transfer of future accounts receivable. This paper introduces the current legislative situation of international factoring in China from the aspects of domestic legislation, mainly "General principles of Civil Law" and "contract Law", as well as the application of international convention practices. And according to the deficiency of the stipulation on the assignment of creditor's rights in the contract Law, it is hoped that in the absence of an independent legal system of international factoring, To meet the need of law application in the practice of international factoring law by perfecting the relevant legal provisions.
【學(xué)位授予單位】：大連海事大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：D996.1

【相似文獻(xiàn)】

相關(guān)期刊論文 前10條

1 任宏;國(guó)際保理的法津基礎(chǔ)[J];科學(xué)與管理;2004年06期

2 陳海峰;國(guó)際保理基礎(chǔ)法律問題探析[J];湖北社會(huì)科學(xué);2005年04期

3 朱勇;國(guó)際保理及其法律性質(zhì)[J];法學(xué)雜志;1994年04期

4 劉滿達(dá);國(guó)際保理幾個(gè)法律問題探討[J];寧波大學(xué)學(xué)報(bào)(人文科學(xué)版);1997年03期

5 尹力;國(guó)際保理及國(guó)際保理法律關(guān)系[J];現(xiàn)代財(cái)經(jīng)-天津財(cái)經(jīng)學(xué)院學(xué)報(bào);1999年03期

6 馬翹楚;;我國(guó)商業(yè)銀行開展國(guó)內(nèi)保理業(yè)務(wù)的法律探討[J];東方企業(yè)文化;2010年02期

7 韓天嵐;國(guó)際保理法律機(jī)制探究[J];國(guó)際商務(wù)研究;2002年05期

8 姚鵬,唐紹均;關(guān)于國(guó)際保理付款問題的法律研究[J];商場(chǎng)現(xiàn)代化;2005年06期

9 孫超;;論應(yīng)收賬款融資中的權(quán)利沖突及解決路徑[J];人大法律評(píng)論;2009年01期

10 程軍,范宏業(yè);便利國(guó)際貿(mào)易發(fā)展的法律文件——《聯(lián)合國(guó)國(guó)際貿(mào)易中應(yīng)收賬款轉(zhuǎn)讓公約》簡(jiǎn)要評(píng)析[J];中國(guó)外匯管理;2004年06期

相關(guān)會(huì)議論文 前4條

1 賈香萍;;加強(qiáng)銀企合作促進(jìn)保理發(fā)展[A];中國(guó)會(huì)計(jì)學(xué)會(huì)高等工科院校分會(huì)2006年學(xué)術(shù)年會(huì)暨第十三屆年會(huì)論文集[C];2006年

2 許拯聲;孫西;;保理業(yè)在中國(guó)大陸的發(fā)展[A];2008年度上海市社會(huì)科學(xué)界第六屆學(xué)術(shù)年會(huì)文集（經(jīng)濟(jì)·管理學(xué)科卷）[C];2008年

3 那力;高亞平;;從保理制看我國(guó)商法信用保障機(jī)制建設(shè)[A];中國(guó)商法年刊第二卷（2002）[C];2002年

4 王君彩;;發(fā)展保理業(yè)務(wù)是市場(chǎng)經(jīng)濟(jì)體系建設(shè)的客觀要求[A];新經(jīng)濟(jì)環(huán)境下的會(huì)計(jì)與財(cái)務(wù)問題研討會(huì)論文集[C];2002年

相關(guān)重要報(bào)紙文章 前10條

1 記者 朱沙 通訊員 姚榮國(guó) 韓英麗;山東國(guó)際保理實(shí)現(xiàn)零突破[N];中國(guó)城鄉(xiāng)金融報(bào);2004年

2 李雁玲;中行躋身國(guó)際保理商前十甲[N];經(jīng)濟(jì)日?qǐng)?bào);2003年

3 張志強(qiáng);招行國(guó)際保理 護(hù)航中國(guó)企業(yè)走出去[N];國(guó)際商報(bào);2008年

4 張志強(qiáng);運(yùn)用國(guó)際保理 應(yīng)對(duì)金融寒冬[N];國(guó)際商報(bào);2008年

5 王濟(jì)洲 麻壯春;中信銀行 簽下國(guó)際保理第一單[N];金融時(shí)報(bào);2003年

6 孫月 李冰 紅洲;成功辦理國(guó)際保理[N];金融時(shí)報(bào);2002年

7 ;國(guó)際保理[N];新華日?qǐng)?bào);2000年

8 東木;國(guó)際保理“錢”景看好！[N];經(jīng)濟(jì)日?qǐng)?bào);2001年

9 劉穎 梁明;國(guó)際保理-中小企業(yè)融資的新平臺(tái)[N];江淮時(shí)報(bào);2006年

10 張全穎;國(guó)際保理的市場(chǎng)賣點(diǎn)與潛力[N];中國(guó)城鄉(xiāng)金融報(bào);2003年

相關(guān)博士學(xué)位論文 前3條

1 李珂麗;國(guó)際結(jié)算擔(dān)保法律問題研究[D];山東大學(xué);2010年

2 孫超;應(yīng)收賬款融資的法律問題研究[D];山東大學(xué);2011年

3 孫旭;出口企業(yè)收匯風(fēng)險(xiǎn)管理研究[D];天津大學(xué);2012年

相關(guān)碩士學(xué)位論文 前10條

1 黃林楓;國(guó)際保理應(yīng)收賬款轉(zhuǎn)讓問題比較研究[D];蘇州大學(xué);2012年

2 陳曉麗;國(guó)際保理應(yīng)收帳款轉(zhuǎn)讓法律問題研究[D];大連海事大學(xué);2012年

3 劉靜;國(guó)際保理及其相關(guān)法律問題研究[D];山東大學(xué);2006年

4 張興添;國(guó)際保理協(xié)議[D];西南政法大學(xué);2003年

5 呂俊山;國(guó)際保理應(yīng)收賬款轉(zhuǎn)讓法律限制問題研究[D];中國(guó)政法大學(xué);2007年

6 張宏凱;國(guó)際保理法律問題研究[D];大連海事大學(xué);2004年

7 周傲;國(guó)際保理業(yè)務(wù)相關(guān)法律問題研究[D];大連海事大學(xué);2003年

8 王陽;國(guó)際保理中債權(quán)轉(zhuǎn)讓法律問題研究[D];大連海事大學(xué);2004年

9 郭世華;國(guó)際保理在我國(guó)的發(fā)展及風(fēng)險(xiǎn)防范研究[D];山西財(cái)經(jīng)大學(xué);2010年

10 戴娟;國(guó)際保理的風(fēng)險(xiǎn)分析及防范[D];華東師范大學(xué);2010年

，

本文編號(hào)：1682509