【摘要】：我國(guó)碳市場(chǎng)具備了金融化的發(fā)展特征,但現(xiàn)有制度并未對(duì)碳市場(chǎng)金融化作出具體安排,這使得碳市場(chǎng)交易產(chǎn)品、交易行為和交易主體存在監(jiān)管上的合法性疑問(wèn),其中金融交易風(fēng)險(xiǎn)亦無(wú)法得到有效防范。為了防范碳市場(chǎng)金融風(fēng)險(xiǎn)的發(fā)生,強(qiáng)化市場(chǎng)誠(chéng)信和信心,歐盟明確對(duì)碳市場(chǎng)的金融監(jiān)管,其在歐美碳市場(chǎng)金融監(jiān)管中具有典型性。歐盟碳市場(chǎng)在普遍適用金融監(jiān)管規(guī)則的前提下,采用可適用規(guī)則、主體和行為區(qū)別對(duì)待的理念,對(duì)碳市場(chǎng)交易適用金融規(guī)則作出例外性規(guī)定。本文基于我國(guó)碳市場(chǎng)現(xiàn)實(shí)基礎(chǔ)和法治建設(shè)需求,分析了我國(guó)與歐盟碳市場(chǎng)監(jiān)管的異同,吸收了一定的可取之處,為解決我國(guó)碳市場(chǎng)金融監(jiān)管的問(wèn)題,提出在現(xiàn)有碳市場(chǎng)專門(mén)規(guī)范中需對(duì)碳交易產(chǎn)品、交易方式和交易主體等的金融屬性和監(jiān)管條件進(jìn)行識(shí)別,并在已有監(jiān)管體系下,協(xié)調(diào)與細(xì)化碳市場(chǎng)規(guī)范與金融法規(guī)之間的關(guān)系。
[Abstract]:China's carbon market has the development characteristics of financialization, but the existing system has not made specific arrangements for the financialization of carbon market, which makes the carbon market trading products, trading behavior and trading subjects in question of regulatory legitimacy. Among them, financial transaction risk can not be effectively prevented. In order to prevent the occurrence of financial risks in the carbon market and strengthen the integrity and confidence of the market, the European Union clearly regulates the financial supervision of the carbon market, which is typical in the financial supervision of the carbon market in Europe and the United States. Under the premise of the universal application of financial supervision rules, the EU carbon market adopts the concept of applicable rules, subject and behavior to make exceptions to the application of financial rules to carbon market transactions. Based on the realistic foundation of China's carbon market and the needs of legal construction, this paper analyzes the similarities and differences between China and the European Union in terms of the regulation of the carbon market, and absorbs some merits, in order to solve the problem of financial supervision in China's carbon market. It is proposed that the financial attributes and regulatory conditions of carbon trading products, trading methods and trading subjects should be identified in the existing special specifications of the carbon market, and the relationship between carbon market norms and financial regulations should be coordinated and refined under the existing regulatory system.
【作者單位】： 上海財(cái)經(jīng)大學(xué)法學(xué)院;
【基金】：上海財(cái)經(jīng)大學(xué)研究生創(chuàng)新基金資助項(xiàng)目“綠色債券法律機(jī)制研究”(CXJJ-2014-394)的階段性成果
【分類號(hào)】：D922.28
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本文編號(hào)：2330896