關(guān)于完善期貨法立法的導(dǎo)向性建議
發(fā)布時間:2018-06-13 10:00
本文選題:期貨法 + 期貨市場。 參考:《證券市場導(dǎo)報》2017年11期
【摘要】:中國應(yīng)堅持科學(xué)的立法導(dǎo)向推進《期貨法》立法。關(guān)于期貨市場基本問題立法,建議以發(fā)展趨勢為導(dǎo)向處理《期貨法》調(diào)整范圍問題,以國際化發(fā)展為導(dǎo)向處理期貨市場對外開放問題。關(guān)于期貨市場主體立法,建議以強化保護為導(dǎo)向?qū)U乱?guī)范期貨交易者,以市場化為導(dǎo)向規(guī)范期貨交易所,以促進發(fā)展為導(dǎo)向規(guī)范期貨經(jīng)營機構(gòu)。關(guān)于期貨市場重點制度立法,建議以還原市場基礎(chǔ)性地位為導(dǎo)向完善期貨品種上市制度,以維護立法協(xié)調(diào)一致為導(dǎo)向完善期貨保證金管理制度,以突出期貨市場基本理念為導(dǎo)向完善強行平倉制度,以突出法律屬性為導(dǎo)向健全基本民商事制度,以強化監(jiān)管為導(dǎo)向完善期貨交割制度。關(guān)于期貨市場監(jiān)管執(zhí)法立法,建議以功能監(jiān)管為導(dǎo)向完善期貨市場監(jiān)管體制,以從嚴監(jiān)管為導(dǎo)向健全期貨市場監(jiān)管執(zhí)法手段,以全面監(jiān)管為導(dǎo)向完善跨市場監(jiān)管執(zhí)法制度。
[Abstract]:China should adhere to scientific legislative guidance to promote the legislation of the Futures Law. With regard to the legislation on the basic problems of the futures market, it is suggested that the adjustment scope of the Futures Law should be dealt with in the light of the trend of development, and the opening up of the futures market should be dealt with in the light of the international development. Concerning the legislation of the main body of the futures market, it is suggested to standardize futures traders with a special chapter on strengthening protection, standardize futures exchanges with market orientation, and standardize futures management institutions with a view to promoting development. Regarding the legislation of the key system of futures market, it is suggested to perfect the listing system of futures varieties guided by the restoration of the basic position of the market, and to improve the management system of futures margin by maintaining the coordination of legislation. In order to highlight the basic concepts of the futures market, the system of forced liquidation should be improved, the basic civil and commercial system should be improved under the guidance of highlighting the legal attributes, and the system of futures delivery should be improved under the guidance of strengthening supervision. On the legislation of futures market supervision and enforcement, it is suggested that the supervision system of futures market should be improved under the guidance of function supervision, the law enforcement means of futures market supervision should be improved under the guidance of strict supervision, and the law enforcement system of cross-market supervision should be perfected under the guidance of comprehensive supervision.
【作者單位】: 復(fù)旦大學(xué)金融法研究中心;
【分類號】:D922.287
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本文編號:2013648
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