本文選題：隱名投資合同　切入點(diǎn)：發(fā)起人協(xié)議　出處：《湖南大學(xué)》2015年碩士論文

【摘要】：隨著股東資格確認(rèn)糾紛的增多,公司股東資格的具體認(rèn)定己成為日益關(guān)注的問題。雖然《公司法解釋(三)》為股東資格確認(rèn)提供了指導(dǎo),隱名投資合同和實(shí)際出資人在法律上也被提出,但是在具體內(nèi)容和認(rèn)定上還沒有詳細(xì)規(guī)定,對公司股東資格認(rèn)定也沒有建立確定的標(biāo)準(zhǔn)。因此,對其具體認(rèn)定進(jìn)行探討對理論和實(shí)務(wù)都具有重要的意義。關(guān)于股東出資,是股東必須履行的法定和約定義務(wù),在實(shí)踐中,股東之間約定出資利息,有可能是股東約定的利潤分配方式,或者是股東的抽逃出資行為,因而對此約定的效力性認(rèn)定是值得深入探討的。《仇源旺股東資格確認(rèn)案》是一個(gè)由《入股協(xié)議書》引發(fā)的關(guān)于股東資格確認(rèn)糾紛、股東主張投資利息的案例,歷時(shí)三年之久,涉及到公司法理論的多項(xiàng)內(nèi)容。爭議焦點(diǎn)圍繞投資者之間簽訂的協(xié)議性質(zhì),公司股東資格取得與否,股東主張投資利息三方面而展開。為解決上述爭議,故根據(jù)現(xiàn)有公司法理論和法律規(guī)定對上述三個(gè)問題進(jìn)行分析:其一是公司《入股協(xié)議書》的性質(zhì)。隱名投資合同是由實(shí)際出資人與名義股東訂立的,約定由實(shí)際出資人以名義股東名義向公司出資,由實(shí)際出資人享有投資權(quán)益的合同。而發(fā)起人協(xié)議是發(fā)起人在公司設(shè)立過程中,訂立的關(guān)于公司設(shè)立事項(xiàng)的協(xié)議,是發(fā)起人以設(shè)立公司為目標(biāo)的共同行為。在實(shí)踐中應(yīng)從兩者的內(nèi)容和特征上去分析;其二是股東資格認(rèn)定。在實(shí)踐中,實(shí)際出資人與原始股東股東資格應(yīng)該如何認(rèn)定?實(shí)際出資人應(yīng)該從主觀隱名投資合意、實(shí)際出資、有無被登記以及投資權(quán)益歸屬四個(gè)方面認(rèn)定。原始股東資格應(yīng)從內(nèi)外部法律關(guān)系區(qū)別對待,公司內(nèi)部認(rèn)定以實(shí)質(zhì)要件為主,外部糾紛以形式要件為主;其三是股東之間約定投資利息的有效性。我國公司法尊重股東意思自治,但是約定的內(nèi)容若違反我國法律規(guī)定,應(yīng)是無效的。希望通過以上探討為我國以后相關(guān)立法活動(dòng)和司法實(shí)踐中相似案例的解決提供參考。
[Abstract]:With the increase of disputes over the confirmation of shareholders' qualifications, more and more attention has been paid to the specific identification of shareholders' qualifications. Although the Company Law explanation (3) provides guidance for the confirmation of shareholders' qualifications, Anonymous investment contracts and actual investors have also been proposed in the law, but in the specific content and identification has not been specified in detail, the qualification of shareholders of the company has not established a defined standard. It is of great significance both in theory and in practice to discuss its specific determination. As for shareholders' contribution, it is the legal and contractual obligation that shareholders must perform. In practice, the shareholders agree on the interest of capital contribution. It may be the way of distribution of profits agreed upon by the shareholders, or the behavior of the shareholders in withdrawing their capital contribution, Therefore, the validity determination of this agreement is worthy of further discussion. The "Qiu Yuanwang shareholder qualification confirmation case" is a case of shareholders' qualification confirmation dispute caused by the "Agreement on the acquisition of shares," in which shareholders advocate for investment interest, which lasted for three years. The controversy focuses on the nature of the agreement signed between investors, whether the shareholder qualification of the company is obtained or not, and the shareholder's claim on investment interest. Therefore, according to the existing company law theory and legal provisions, the above three problems are analyzed: first, the nature of the company's "agreement on share acquisition". The anonymous investment contract is concluded by the actual investor and the nominal shareholders. A contract whereby the actual investor shall contribute capital to the company in the name of the nominal shareholder, and the actual investor shall enjoy the investment rights and interests. The promoters' agreement is the agreement on the matters concerning the establishment of the company concluded by the promoter in the course of the establishment of the company, It is the common behavior of the promoters aiming at the establishment of the company. In practice, it should be analyzed from the content and characteristics of both, and the second is the qualification of shareholders. In practice, how should the actual investors and the original shareholders be recognized? The actual investor should be determined from four aspects: subjective anonymous investment agreement, actual capital contribution, whether there is registration and ownership of investment rights and interests. The original shareholder qualification should be treated differently from the internal and external legal relations. External disputes are mainly formal elements; third, the validity of agreed interest on investment among shareholders. Our company law respects shareholder autonomy, but if the content of the agreement violates the laws and regulations of our country, It is hoped that the above discussion can be used as a reference for solving similar cases in relevant legislative activities and judicial practice in China.
【學(xué)位授予單位】：湖南大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2015
【分類號(hào)】：D922.291.91

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本文編號(hào)：1659070