本文選題：債權(quán)讓與　切入點(diǎn)：讓與通知　出處：《遼寧大學(xué)》2012年碩士論文

【摘要】：在現(xiàn)代經(jīng)濟(jì)生活中,作為一項(xiàng)重要財(cái)產(chǎn)性權(quán)利的債權(quán)的地位日益重要。債權(quán)讓與不單在加快債權(quán)的流通性,使社會(huì)資源得到有效配置,還在促進(jìn)經(jīng)濟(jì)增長(zhǎng)等方面具有十分積極的作用。所以針對(duì)債權(quán)讓與行為的效力問(wèn)題開(kāi)展較全面的研究分析具有十分重要的意義。 債權(quán)讓與制度的形成并非一蹴而就的,其經(jīng)歷了禁止、逐步放寬直至現(xiàn)在可以自由讓與的一個(gè)漫長(zhǎng)而又復(fù)雜的變遷過(guò)程。對(duì)債權(quán)讓與制度最早的規(guī)定出現(xiàn)在古羅馬法。目前,雖然債權(quán)讓與制度已經(jīng)發(fā)展成為兩大法系諸國(guó)的民事立法通例,但是由于各國(guó)的立法背景、傳統(tǒng)理論以及國(guó)情的差異,各國(guó)對(duì)債權(quán)讓與行為效力的具體規(guī)定不盡相同。但是總體而言,國(guó)外有關(guān)債權(quán)讓與行為效力的法律制度相對(duì)比較完善,而且學(xué)說(shuō)和判例十分的豐富。而相對(duì)的來(lái)說(shuō),我國(guó)《合同法》及其司法解釋盡管用專門的章節(jié)對(duì)債權(quán)讓與行為進(jìn)行規(guī)定,不過(guò)規(guī)定得比較籠統(tǒng)、寬泛,對(duì)許多關(guān)鍵性問(wèn)題都沒(méi)有涉及,如通知的效力問(wèn)題、重復(fù)讓與效力問(wèn)題、表見(jiàn)讓與效力問(wèn)題以及連續(xù)讓與效力問(wèn)題等,從而導(dǎo)致不單是實(shí)務(wù)界還是學(xué)說(shuō)理論界都存在著很大的爭(zhēng)論,這不但不利于實(shí)際中的操作,也不利于債權(quán)的自由讓與以及經(jīng)濟(jì)的增長(zhǎng)。 為此,本文運(yùn)用比較研究、歷史研究以及案例研究的方法,在介紹我國(guó)現(xiàn)行法中債權(quán)讓與行為效力的法律依據(jù)及存在的問(wèn)題的基礎(chǔ)上,分別對(duì)典型國(guó)家或者地區(qū)的債權(quán)讓與行為效力的立法例進(jìn)行比較考察,從而提出我國(guó)債權(quán)讓與行為的效力應(yīng)當(dāng)如何認(rèn)定。 首先,就讓與通知的效力而言,它表現(xiàn)在三方面：一是對(duì)讓與人和受讓人的效力；二是對(duì)債務(wù)人的效力；三是在除債務(wù)人之外的其他第三人效力方面。其次,在重復(fù)讓與情形下,應(yīng)當(dāng)依據(jù)通知時(shí)間的先后順序來(lái)判斷債權(quán)的歸屬。再次,無(wú)論讓與人還是受讓人進(jìn)行通知,都可以適用表見(jiàn)讓與制度,但是在產(chǎn)生債權(quán)表見(jiàn)讓與效力上的通知要件的要求則有所不同。至于債務(wù)人的主觀狀態(tài),應(yīng)當(dāng)是善意的,否則不產(chǎn)生債權(quán)表見(jiàn)讓與的效力。最后,連續(xù)讓與情形下,應(yīng)當(dāng)以已經(jīng)通知債務(wù)人與否為時(shí)間點(diǎn)來(lái)判斷權(quán)利歸屬。
[Abstract]:In modern economic life, the position of creditor's rights as an important property right is becoming more and more important. It also plays an active role in promoting economic growth, so it is of great significance to carry out comprehensive research and analysis on the validity of the act of assignment of creditor's rights. The formation of the system of assignment of creditor's rights was not accomplished overnight. It experienced a long and complicated process of transition, which was prohibited and relaxed gradually until now. The earliest stipulation of the system of assignment of creditor's rights appeared in ancient Roman law. Although the system of assignment of creditor's rights has developed into a general rule of civil legislation in the countries of two legal systems, but due to the legislative background, traditional theory and national conditions of different countries, However, on the whole, the foreign legal system on the validity of the act of assignment of creditor's rights is relatively perfect, and the doctrine and jurisprudence are very rich. Although China's contract Law and its judicial interpretation provide for the act of assignment of creditor's rights in a special chapter, the provisions are general and broad, and they do not deal with many key issues, such as the validity of notice. The problem of the repeated effect of transfer, the problem of apparent effect of transfer and the problem of continuous effect of transfer lead to a lot of controversy not only in the field of practice but also in the field of theory and theory, which is not conducive to the operation in practice. Also not conducive to the free transfer of claims and economic growth. Therefore, this paper uses the methods of comparative study, historical study and case study to introduce the legal basis and existing problems of the validity of the act of assignment of creditor's rights in the current law of our country. This paper makes a comparative study on the legislative cases of the validity of the act of assignment of creditor's rights in typical countries or regions, and puts forward how to confirm the validity of the act of assignment of creditor's rights in our country. First, as far as the effectiveness of notice of assignment is concerned, it is manifested in three aspects: first, the effect against the transferor and the assignee; second, the effectiveness against the debtor; third, the effectiveness of the third party other than the debtor; and secondly, the effectiveness of the third party other than the debtor. In the case of repeated transfer, the attribution of the creditor's rights should be judged according to the order of the time of notification. Thirdly, the system of apparent transfer can be applied to the notice by the transferor or the assignee. However, the requirements of notification requirements for the effect of presenting assignment of creditor's rights are different. As for the subjective state of the debtor, it should be in good faith, otherwise it will not produce the effect of the presentation of assignment of the creditor's rights. Finally, in the case of continuous transfer, The attribution of rights should be judged by whether the debtor has been notified or not.
【學(xué)位授予單位】：遼寧大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：D923.6;D923

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