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反傾銷與反補貼合并調查法律問題研究

發(fā)布時間:2018-06-18 20:16

  本文選題:反傾銷 + 反補貼 ; 參考:《遼寧大學》2012年碩士論文


【摘要】:反傾銷與反補貼合并調查是指對某國出口的同一種商品同時進行反傾銷和反補貼措施。包括兩種主要形式,一種是針對同一種商品分別進行反傾銷立案和與反補貼立案,繼而合并調查,最后同時做出征稅等措施,另一種是針對同一種商品先后進行地對反傾銷立案調查和反補貼立案調查,但是調查期間和具體措施的實施期間重合。適用“雙反”措施時,反補貼與反傾銷同時進行,加大了協(xié)調工作量,提高了勝訴難度,對出口企業(yè)打擊力度加大。 由于美國在世界貿易中占據(jù)著舉足輕重的地位,美國的一舉一動都將對其他國家產(chǎn)生不可估量的示范作用。同時,受限于美國貿易保護的中國企業(yè)不得不將商品銷往其他國家,繼而使得其他國家紛紛效仿美國采取反傾銷與反補貼合并調查措施,這對于我國的對外貿易的損失顯而易見,因此,針對“雙反”的研究具有重要意義。 關于反傾銷與反補貼合并調查的合法性,學術界一直頗具爭議,中美雙方更是各執(zhí)一詞,作為判例法國家,喬治城鋼鐵案的判決為美國的國際貿易法律定下了一個慣例,即對非市場經(jīng)濟國家不得適用反補貼措施。自1986年后的20年間,美國一直奉行這一慣例,直到2006年“中美銅版紙案”,情況才有了新的變化。筆者認為,“喬治城鋼鐵案”確立的“不對非市場經(jīng)濟國家使用反補貼措施”這一原則對當代中國依然使用,美國商務部不顧國內法律和判例的約束,對中國適用反傾銷與反補貼合并調查措施顯然是違法的。 而美國認為中國《入世議定書》并不禁止反補貼和反傾銷措施合并調查。筆者認為《入世議定書》第15條的目的在于規(guī)定與反補貼以及反傾銷的外部基準相關的法律問題,而并非針對“雙反”措施。而且,《入世議定書》的起草者旨在通過這一立法來達到禁止反補貼措施和反傾銷措施的合并進行的目的。 另外,《GATT1994》第6條第5款、《反傾銷協(xié)定》第3條第5款和《補貼與反補貼措施協(xié)議》第15條第5款等條款雖然沒有明確提及重復計算,但其適用的后果就是禁止重復計算。除此之外,《補貼和反補貼措施協(xié)議》與《反傾銷協(xié)定》都從歸因角度要求在進行反補貼與反傾銷合并調查的過程中應該區(qū)分補貼與傾銷帶來的損害和其他原因帶來的損害。 我國應對反傾銷與反補貼合并調查措施,必須完善國內相關經(jīng)濟立法,加強我國國際貿易人才的培養(yǎng),從美國國內法律中尋求救濟,充分WTO爭端解決機構的抗辯機制,以維護我國的合法權益。
[Abstract]:The combined investigation of anti-dumping and countervailing means that anti-dumping and countervailing measures are carried out on the same commodity exported by a country at the same time. There are two main forms. One is to file anti-dumping and countervailing cases against the same commodity separately, and then merge the investigation, and finally make a tax collection at the same time. The other is the anti-dumping investigation and countervailing investigation against the same commodity, but the period of investigation coincides with the implementation of specific measures. When "double countervailing" measures are applied, countervailing and antidumping are carried out simultaneously, which increases the workload of coordination, makes it more difficult to win a lawsuit, and increases the crackdown on export enterprises. As the United States plays an important role in world trade, every move of the United States will have an incalculable exemplary effect on other countries. At the same time, Chinese companies restricted by US trade protection have had to sell their goods to other countries, which has led other countries to follow the example of the United States in adopting combined anti-dumping and countervailing investigation measures. This is obvious to our country's foreign trade loss, therefore, it is of great significance to study "double-counter". On the legality of the merger of anti-dumping and countervailing investigations, the academic community has always been controversial, and China and the United States are even more adamant. As a case law country, the Georgetown Iron and Steel case has set a common practice for the international trade law of the United States. Namely, non-market economy countries may not apply anti-subsidy measures. For 20 years since 1986, the United States has followed this practice until 2006, when the situation changed. The author believes that the principle of "not using countervailing measures against non-market economy countries" established in Georgetown Iron and Steel case is still used in contemporary China, and the US Department of Commerce disregards the constraints of domestic laws and precedents. It is obviously illegal to apply anti-dumping and anti-subsidy investigation measures to China. The United States believes that China's accession to the WTO Protocol does not prohibit anti-subsidy and anti-dumping measures combined investigation. The author thinks that the purpose of Article 15 of the Protocol of entry into WTO is to stipulate the legal issues related to countervailing and the external benchmarks of anti-dumping, not to deal with "double countervailing" measures. Moreover, the drafters of the Protocol of accession to WTO aim to prohibit the combination of countervailing measures and anti-dumping measures through this legislation. In addition, Article 6.5 of GATT1994, paragraph 5 of Article 3 of the Agreement on Anti-dumping and paragraph 5 of Article 15 of the Agreement on subsidies and countervailing measures do not explicitly refer to double counting, but the effect of its application is the prohibition of double counting. In addition, both the Agreement on subsidies and countervailing measures and the Agreement on Anti-dumping require that in the process of conducting a combined investigation of countervailing and anti-dumping, the injury caused by subsidy and dumping should be distinguished from that caused by other reasons. In response to the investigation measures of the combination of anti-dumping and countervailing, China must perfect the relevant domestic economic legislation, strengthen the cultivation of talents in international trade, seek relief from the domestic laws of the United States, and make full use of the defense mechanism of the WTO dispute settlement body. In order to safeguard the legitimate rights and interests of our country.
【學位授予單位】:遼寧大學
【學位級別】:碩士
【學位授予年份】:2012
【分類號】:D922.295;D996.1

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