本文選題：外資銀行 + 監(jiān)管�。� 參考：《西南財經(jīng)大學》2012年碩士論文

【摘要】：隨著大量的外資銀行進入我國,在利潤份額方面,國內(nèi)銀行遭受到了一定的沖擊,這就要求國內(nèi)銀行在服務(wù)水平和國際競爭力方面需要進一步提升和加強。外資銀行在我國的銀行業(yè)已經(jīng)占有重要的地位。在承擔了WTO義務(wù)的前提下,如何對外資銀行加強監(jiān)管,維護好我國的金融業(yè)以及金融秩序保持穩(wěn)定,成為了一個亟需解決的重要問題,所以在此背景下研究如何對我國外資銀行的監(jiān)管法律制度完善有著極為重大的理論意義與現(xiàn)實意義。因此本文對外資銀行監(jiān)管的法律制度進行了研究。 文章除前言之外,分為四章展開論述。在前言部分,主要說明了課題來源、研究目的和意義、國內(nèi)外研究現(xiàn)狀和發(fā)展趨勢、主要研究內(nèi)容和創(chuàng)新點等內(nèi)容。第一章是對外資銀行監(jiān)管的概述,內(nèi)容包括外資銀行監(jiān)管的涵義、監(jiān)管外資銀行的現(xiàn)實必要性、外資銀行的監(jiān)管原則等。第二章對國外外資銀行之監(jiān)管制度進行了論述和比較,主要內(nèi)容有美國對外資銀行監(jiān)管的法律規(guī)定、英國對外資銀行的法律監(jiān)管規(guī)則、日本對外資銀行監(jiān)管的制度建設(shè)。第三章論述了我國對外資銀行監(jiān)管存在的問題,內(nèi)容包括我國監(jiān)管機制自身的缺陷和我國在外資銀行監(jiān)管的立法方面存在的弊端。其中,我國監(jiān)管機制自身的缺陷包括未明確承認母國監(jiān)管為主的綜合監(jiān)管原則；外資銀行監(jiān)管機構(gòu)設(shè)置存在不足；監(jiān)管重點模糊,風險監(jiān)管力度不強；外資銀行缺少自我管理機制。我國在外資銀行監(jiān)管的立法方面存在的弊端包括外資銀行立法的價值取向不合理；現(xiàn)有的外資銀行監(jiān)管的法律法規(guī)不完善；我國立法內(nèi)容與監(jiān)管操作不協(xié)調(diào)。第四章是完善我國外資銀行監(jiān)管法律制度對策與建議,內(nèi)容包括我國外資銀行監(jiān)管立法的完善、完善我國外資銀行監(jiān)管體系的具體措施、具體的監(jiān)管原則及內(nèi)容完善、對外資銀行監(jiān)管國際合作的完善等。
[Abstract]:With a large number of foreign banks entering China, the domestic banks have suffered a certain impact in the profit share, which requires the domestic banks to further enhance and strengthen the service level and international competitiveness. Foreign banks have played an important role in China's banking industry. Under the premise of assuming the obligation of WTO, how to strengthen the supervision of foreign banks and maintain the stability of our financial industry and financial order has become an important problem that needs to be solved. Therefore, it is of great theoretical and practical significance to study how to improve the supervision legal system of foreign banks in China under this background. Therefore, this paper studies the legal system of the supervision of foreign banks. In addition to the preface, the article is divided into four chapters to discuss. In the preface, it mainly explains the source of the subject, the purpose and significance of the research, the present situation and development trend of the research at home and abroad, the main research contents and innovation points and so on. The first chapter is an overview of the supervision of foreign banks, including the meaning of supervision of foreign banks, the practical necessity of supervision of foreign banks, the principles of supervision of foreign banks, and so on. The second chapter discusses and compares the supervision system of foreign banks. The main contents are the legal regulations of the United States on the supervision of foreign banks, the rules of legal supervision of foreign banks in Britain, and the construction of the supervision system of foreign banks in Japan. The third chapter discusses the problems existing in the supervision of foreign banks in our country, including the defects of the supervision mechanism and the drawbacks in the legislation of the supervision of foreign banks in our country. Among them, the defects of China's regulatory mechanism include the failure to explicitly recognize the principle of comprehensive supervision based on home country supervision; the insufficient establishment of foreign banks' regulatory bodies; the vague focus of supervision and the weak risk supervision; Foreign banks lack self-management mechanisms. The drawbacks in the legislation of foreign bank supervision in our country include the unreasonable value orientation of foreign bank legislation, the imperfect laws and regulations of foreign bank supervision, and the disharmony between the content of legislation and the supervision operation in our country. The fourth chapter is to perfect the legal system of supervision of foreign banks in China, including the improvement of the legislation of supervision of foreign banks, the specific measures to improve the supervision system of foreign banks in China, the specific principles and contents of supervision. The perfection of international cooperation in the supervision of foreign banks.
【學位授予單位】：西南財經(jīng)大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：D996.2

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