本文選題：海外直接投資　切入點(diǎn)：環(huán)境措施　出處：《復(fù)旦大學(xué)》2013年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：隨著國(guó)際社會(huì)對(duì)環(huán)境問(wèn)題的關(guān)注度提高,東道國(guó)政府與投資者因環(huán)境問(wèn)題產(chǎn)生的沖突越來(lái)越普遍。大量案例表明,東道國(guó)政府為應(yīng)對(duì)環(huán)境問(wèn)題采取的規(guī)制措施已經(jīng)對(duì)海外投資者的利益造成了嚴(yán)重影響。本文將以環(huán)境措施引發(fā)的投資風(fēng)險(xiǎn)為主題,分別從國(guó)際投資協(xié)定和國(guó)際投資爭(zhēng)議仲裁實(shí)踐的角度,分析環(huán)境措施的合法性及對(duì)投資者的影響,并從投資者和政府兩個(gè)層面闡述環(huán)境措施風(fēng)險(xiǎn)的防范策略。基于此,本文分為四章來(lái)闡述。 第一章分揭示了環(huán)境措施風(fēng)險(xiǎn)的內(nèi)涵、性質(zhì)和產(chǎn)生原因,并通過(guò)實(shí)例闡述了環(huán)境措施風(fēng)險(xiǎn)的具體表現(xiàn)形式。 第二章研究國(guó)際投資協(xié)定中與環(huán)境措施相關(guān)的條款。環(huán)境措施條款是東道國(guó)采取環(huán)境措施的國(guó)際投資法基礎(chǔ)。本章首先論述了環(huán)境措施條款的形式和內(nèi)容,分析了投資協(xié)定中納入環(huán)境措施條款的現(xiàn)狀,并闡述了環(huán)境措施條款對(duì)投資者的影響。最后,通過(guò)分析國(guó)際投資協(xié)定的發(fā)展趨勢(shì),證明了環(huán)境措施條款的覆蓋面將會(huì)進(jìn)一步擴(kuò)大。 第三章從國(guó)際投資爭(zhēng)議仲裁的角度分析環(huán)境措施風(fēng)險(xiǎn)。本章首先通過(guò)案例研究揭示了環(huán)境措施的合法標(biāo)準(zhǔn)。由于投資協(xié)定缺乏對(duì)環(huán)境措施合法標(biāo)準(zhǔn)的規(guī)定,權(quán)威國(guó)際仲裁庭的理解有重要的借鑒意義。其次,鑒于“問(wèn)接征收”爭(zhēng)議在投資爭(zhēng)議中的重要地位,本章針對(duì)環(huán)境措施是否構(gòu)成“間接征收”進(jìn)行了專(zhuān)題分析。 第四章結(jié)合我國(guó)實(shí)際,分析了我國(guó)企業(yè)面臨的海外投資環(huán)境措施風(fēng)險(xiǎn),并從投資者和政府兩個(gè)層面闡述了環(huán)境措施風(fēng)險(xiǎn)的防范策略。投資者應(yīng)主動(dòng)承擔(dān)環(huán)境責(zé)任,健全企業(yè)環(huán)境管理制度,此外,可通過(guò)穩(wěn)定條款或政府承諾控制投資風(fēng)險(xiǎn)；政府應(yīng)當(dāng)加強(qiáng)對(duì)海外投資者環(huán)境行為的有效監(jiān)管。
[Abstract]:As the international community becomes more concerned about environmental issues, conflicts between host governments and investors over environmental issues are becoming more and more common. A large number of cases show that. The regulatory measures taken by the host government to deal with environmental problems have had a serious impact on the interests of overseas investors. From the angle of international investment agreement and international investment dispute arbitration, this paper analyzes the legitimacy of environmental measures and their influence on investors, and expounds the prevention strategies of environmental measures risk from two aspects: investor and government. This article is divided into four chapters to elaborate. In the first chapter, the connotation, nature and causes of environmental risk are revealed, and the concrete manifestation of environmental measure risk is illustrated by examples. The second chapter studies the provisions related to environmental measures in IIAS, which are the basis of international investment law for the host country to take environmental measures. This chapter first discusses the form and content of the provisions on environmental measures. This paper analyzes the current situation of the inclusion of environmental measures in investment agreements, and expounds the impact of environmental measures on investors. Finally, through the analysis of the development trend of international investment agreements, This proves that the coverage of environmental measures will be further expanded. Chapter three analyzes the risk of environmental measures from the perspective of international investment dispute arbitration. Firstly, this chapter reveals the legal standards of environmental measures through case studies. The understanding of authoritative international arbitration tribunal is of great significance. Secondly, in view of the importance of the dispute of "asking, accepting and levying" in investment disputes, this chapter makes a special analysis on whether environmental measures constitute "indirect expropriation". Chapter 4th analyzes the risk of overseas investment environmental measures faced by Chinese enterprises, and expounds the prevention strategies of environmental measures risk from two aspects: investor and government. Investors should take the environmental responsibility actively. In addition, investment risk can be controlled through stable clauses or government promises, and the government should strengthen the effective supervision of the environmental behavior of overseas investors.
【學(xué)位授予單位】：復(fù)旦大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類(lèi)號(hào)】：D996.9

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