本文選題：國際商事仲裁　切入點：司法監(jiān)督　出處：《中國政法大學(xué)》2011年碩士論文　論文類型：學(xué)位論文

【摘要】：隨著經(jīng)濟全球化時代的到來,國際經(jīng)濟貿(mào)易往來日益頻繁背景下,國際商事仲裁因其民間性和效率性逐漸被人們所接受,成為了解決國際商事糾紛的重要手段。與此同時,基于維護仲裁公正性和仲裁效率性的目的,國際商事仲裁的司法監(jiān)督也成為了學(xué)界熱議的話題。應(yīng)當(dāng)說隨著國際商事仲裁制度的發(fā)展,仲裁司法監(jiān)督制度也同步得到了發(fā)展。因此,在國際商事仲裁制度不斷走向繁榮的今天,討論國際商事仲裁司法監(jiān)督制度還是十分有意義的。 本文主要分為三大部分,分別對國際商事仲裁司法監(jiān)督制度展開論述。第一部分首先從分析國際商事仲裁的制度概況入手,指出國際商事仲裁制度在效率和公平價值上存在著天然的沖突性,并將之作為國際商事仲裁的司法監(jiān)督制度產(chǎn)生和存在的法理依據(jù)。然后揭示出國際商事仲裁的契約性、準司法性和社會性的特點,以及國家基于當(dāng)事人權(quán)利救濟的考慮,引入司法權(quán)的干預(yù)以對其進行司法監(jiān)督的必要性。 第二部分首先厘清國際商事仲裁司法監(jiān)督制度的概念界定,并分析該制度的特點。接著提出國際商事仲裁司法監(jiān)督必須堅持的原則,即程序公正原則、依法監(jiān)督原則、權(quán)利保護原則、維護主權(quán)原則以及衡平審查原則。然后在分析現(xiàn)有關(guān)于國際商事司法監(jiān)督范圍的“全面監(jiān)督論”和“程序監(jiān)督論”兩種理論的基礎(chǔ)上,筆者認為法院在對國際商事仲裁司法監(jiān)督之時,應(yīng)當(dāng)堅持以程序為主的監(jiān)督模式。對于實體問題的審查,則要在以尊重當(dāng)事人意思自治的基礎(chǔ)上進行。在承認和執(zhí)行外國商事仲裁之時,僅僅以違反本國公共政策為理由對實體問題進行審查。最后,文章從程序和實體兩個角度對國際商事仲裁司法監(jiān)督的范圍進行全面闡述。 第三部分則從對我國國際商事仲裁司法監(jiān)督概況的分析為起點,揭示出我國國際商事仲裁司法監(jiān)督制度存在著過于注重公平而犧牲效率、采取國內(nèi)仲裁和涉外仲裁雙軌制模式、可仲裁性事項不明以及重新仲裁制度規(guī)定不清等缺陷。進而從上述問題出發(fā),提出在堅持效率和公平相結(jié)合的監(jiān)督理念的基礎(chǔ)上改變雙軌制模式、完善程序監(jiān)督中的相關(guān)機制、合理安排重新仲裁制度、重新限定司法審查時限等改革措施。最后結(jié)合未來國際商事仲裁制度的發(fā)展特點,對我國國際商事仲裁司法監(jiān)督制度的發(fā)展趨勢進行展望。
[Abstract]:With the arrival of the era of economic globalization and the increasing frequency of international economic and trade contacts, international commercial arbitration has gradually been accepted by people because of its folklore and efficiency, and has become an important means to solve international commercial disputes. In order to maintain the fairness and efficiency of arbitration, judicial supervision of international commercial arbitration has become a hot topic in academic circles. It should be said that with the development of international commercial arbitration system, Therefore, it is very meaningful to discuss the judicial supervision system of international commercial arbitration at a time when the system of international commercial arbitration continues to flourish. This paper is divided into three parts, respectively, the judicial supervision system of international commercial arbitration is discussed. The first part begins with the analysis of the system of international commercial arbitration. It is pointed out that the international commercial arbitration system has natural conflict in efficiency and fair value, which is regarded as the legal basis for the emergence and existence of the judicial supervision system of international commercial arbitration, and then reveals the contractual nature of international commercial arbitration. The characteristics of quasi-judicial and social, and the necessity of introducing judicial intervention in order to supervise the rights of the party concerned based on the consideration of the relief of the rights of the party concerned. The second part first clarifies the definition of the judicial supervision system of international commercial arbitration, and analyzes the characteristics of the system. Then, it puts forward the principle that the judicial supervision of international commercial arbitration must adhere to, that is, the principle of procedural justice and the principle of supervision according to law. The principle of protection of rights, the principle of safeguarding sovereignty and the principle of equitable review. Then, based on the analysis of the existing theories of "comprehensive supervision" and "procedural supervision" on the scope of international commercial judicial supervision, The author thinks that when the court supervises the international commercial arbitration judicially, it should adhere to the mode of supervision based on procedure. On the basis of respect for party autonomy... when foreign commercial arbitration is recognized and enforced, the substantive issue is examined solely on the grounds of violation of the public policy of the State... finally, This paper comprehensively expounds the scope of judicial supervision of international commercial arbitration from the point of view of procedure and entity. The third part, from the analysis of judicial supervision of international commercial arbitration in China, reveals that the judicial supervision system of international commercial arbitration in China pays too much attention to fairness at the expense of efficiency. Adopting the two-track system of domestic arbitration and foreign-related arbitration, the arbitrability matters are unclear and the re-arbitration system is not clear, and so on. On the basis of adhering to the concept of combining efficiency and fairness, this paper proposes to change the two-track system model, to perfect the relevant mechanism in procedural supervision, and to rationally arrange the arbitration system. Finally, according to the development characteristics of international commercial arbitration system in the future, the development trend of judicial supervision system of international commercial arbitration in China is prospected.
【學(xué)位授予單位】：中國政法大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2011
【分類號】：D997.4;D925.7

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